KLÖCKNER & CO SE DGAP Voting Rights Announcement: Klöckner & Co. SE
2016-03-09 / 20:49
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
1. Details of issuer
|
Klöckner & Co. SE Am Silberpalais 1 47057 Duisburg Germany |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights | |
| X | Other reason: consequent increase of trading book holdings above 5% |
3. Details of person subject to the notification obligation
| Name: | City and country of registered office: |
| UBS Group AG |
Zurich Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
| Resulting situation | 1.08 % | 5.43 % | 6.51 % | 99750000 |
| Previous notification | 0.43 % | 0.84 % | 1.27 % | / |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN | absolute | in % | ||
|
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) | |
| DE000KC01000 | 0 | 1082012 | 0 % | 1.08 % |
| Total | 1082012 | 1.08 % | ||
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | at any time | 679720 | 0.68 % | |
| right to substitute shares delivered as collateral | at any time | 1009908 | 1.01 % | |
| Total | 1689628 | 1.69 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| short put option | 18.03.2016 | Physical | 75000 | 0.08 % | |
| Equity Swaps | 06.06.2016 to 09.01.2019 | Cash | 3651208 | 3.66 % | |
| Total | 3726208 | 3.74 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.35 % |
| UBS Asset Management (Australia) Ltd | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.35 % |
| UBS Asset Management (Singapore) Ltd | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.35 % |
| UBS Asset Management Holding (no. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Ltd | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.35 % |
| UBS Asset Management Holding (no. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management Life Limited | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.35 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management (Americas) Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.35 % |
| UBS Fund Management (Luxembourg) S.A. | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.35 % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.35 % |
| UBS Switzerland AG | % | % | % |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
| Date of general meeting: | |
| Holding position after general meeting: | % (equals voting rights) |
2016-03-09 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de
Klöckner & Co. SE issued this content on 09 March 2016 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 09 March 2016 19:56:16 UTC
Original Document: http://irpages2.equitystory.com/cgi-bin/show.ssp?companyName=meldeverlinkung&language=English&id=999&lang=en&newsID=1542747&companyDirectoryName=kco
