Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities and agreementInformation or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12
Name of entity |
Merlin Diamonds Limited |
ABN |
86 009 153 119 |
We (the entity) give ASX the following information.
Part 1 - All issuesYou must complete the relevant sections (attach sheets if there is not enough space).
1 | +Class of +securities issued or to be issued | Ordinary shares (MED) |
2 | Number of +securities issued or to be issued (if known) or maximum number which may be issued | 649,420,066 shares |
3 | Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion) | Shares rank pari-passu with existing shares on issue. |
4 | Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities? If the additional securities do not rank equally, please state:
| Yes |
5 | Issue price or consideration | $0.005 |
6 | Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) | Entitlements issue to Australian and New Zealand shareholders as of the record date on the basis of 2 new shares for every 5 shares held |
6a | Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A? If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i | N/A |
6b | The date the security holder resolution under rule 7.1A was passed | N/A |
6c | Number of +securities issued without security holder approval under rule 7.1 | N/A |
6d | Number of +securities issued with security holder approval under rule 7.1A | N/A |
6e | Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting) | N/A | |
6f | Number of securities issued under an exception in rule 7.2 | 649,420,066 | |
6g | If securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the issue date and both values. Include the source of the VWAP calculation. | N/A | |
6h | If securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements | N/A | |
6i | Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements | See attached | |
7 | Dates of entering +securities into uncertificated holdings or despatch of certificates | Approximately 1 December 2017 | |
Number | +Class | ||
8 | Number and +class of all +securities quoted on ASX (including the securities in section 2 if applicable) | 2,427,127,649 589,392,861 | Ordinary Shares Options |
Number | +Class |
23,000,000 2,884,258 329,080,661 | Incentive Options Convertible Notes Unlisted options |
Number and +class of all
+securities not quoted on ASX (including the securities in section 2 if applicable)
N/A
Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
11 | Is security holder approval required? | No |
12 | Is the issue renounceable or non- renounceable? | Non-renounceable |
13 | Ratio in which the +securities will be offered | 2 for 5 |
14 | +Class of +securities to which the offer relates | Ordinary |
15 | +Record date to determine entitlements | 13 November 2017 |
16 | Will holdings on different registers (or subregisters) be aggregated for calculating entitlements? | N/A |
17 | Policy for deciding entitlements in relation to fractions | Round down |
18 | Names of countries in which the entity has +security holders who will not be sent new issue documents Note: Security holders must be told how their entitlements are to be dealt with. Cross reference: rule 7.7. | Offer will only be made to shareholders in Australia and New Zealand |
19 | Closing date for receipt of acceptances or renunciations | 28 November 2017 |
20 | Names of any underwriters | N/A |
Merlin Diamonds Limited published this content on 27 October 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 26 October 2017 22:57:02 UTC.
Original documenthttp://www.merlindiamonds.com.au/resources/i/App-3B---27-Oct-2017.pdf
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