Neptune Orient Lines : Disclosure of Changes in Interest of Director - 2 Mar 2015

Disclosure of Interest/ Changes in Interest of Director/ Chief Executive Officer::Chan...

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Disclosure of Interest/ Changes in Interest of Director/ Chief Executive Officer::Change of Director's Interests in

Securities

Issuer & Securities

Announcement Details

Additional Details

Attachments

FORM1 Kwa Chong Seng 2 Mar acq.pdf

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4/3/2015

SECURITIES ANO FUTURES ACT (CAP. 289) SECURITIES ANO FUTURES (OISCLOSURE OF INTERESTS) REGULATIONS 2012

Explanatory Notes

1. Please read the explanatory notes carefully before completing this notification form.
2. This form is far a Director/Chief Executive Officer ("CEO") to give notice of his interests in the securities of the Listed lssuer under section 133, 137N or 137Y of the Securities and Futures Act (Cap. 289) (the "SFA"). Please note that the requirement to disclose interests in participatory interests applies only to a director and where the Listed lssuer is a Singapore-incorporated company.
3. This electronic Form 1 and a separate Form C, containing the particulars and contact details of the Director/GEO, must be completed by the Director/GEO or a person duly authorised by him to do so. The person so authorised should maintain records of information furnished to him by the Director/GEO.
4. This form and Form C, are to be completed electronically and sent to the Listed lssuer via an electronic medium such as an e-mail attachment. The Listed lssuer will attach both forms to the prescribed SGXNet announcement template far dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").
5. A single form may be used by a Director/GEO far more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of/of becoming aware of, the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.
6. Ali applicable parts of the notification form must be completed. lf there is insufficient space far your answers, please include attachment(s) by clicking on the paper clip icon on the bottom left-hand corner or in item 3 of Part Il or item 10 of Part Ili. The total file size far ali attachment(s) should not exceed 1MB.
7. Except far item 4 of Part 111, please select only one option from the relevant check boxes.
8. Please note that submission of any false or misleading information is an offence under Part VII of the SFA.
9. In this form, the term "Listed lssuer" refers to-

(a) a company incorporated in Singapore any or ali of the shares in which are listed far quotation on the official list of a securities exchange;
(b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or ali of the shares in which are listed far quotation on the officiallist of a securities exchange, such listing being a primary listing;
(c) a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or ali of the units in which are listed far quotation on the officiallist of a securities exchange;
(d) a recognised business trust any or ali of the units in which are listed far quotation on the officiallist of a securities exchange, such listing being a primary listing; or

(e) a collective investment scheme that is a trust, that invests primarily in real estate and real estate­ related assets specified by the Authority in the Code on Collective lnvestment Schemes, and any or ali the units in which are listed far quotation on the officiallist of a securities exchange, such listing being a primary listing (''Real Estate lnvestment Trust").
1O. Far further instructions and guidance on how to complete this notification form, please referto section 6 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of lnterests").

Part l - Generai

1. Name of Listed lssuer:

INeptune Orient Lines Limited

2. Type of Listed lssuer:

0 Company/Corporation

D Registered/Recognised Business Trust

D Real Estate lnvestment Trust

3. Name of Director/GEO:

IKwa Chong Seng

4. ls the Director/GEO aIso a substantial shareholder/unitholder of the Listed lssuer?

D Ves

0 No

5. ls the Director/GEO notifying in respect of his interests in securities of, or made available by, the Listed lssuer at the time of his appointment?

D Ves (Piease proceed to complete Part Il)

0 No (Piease proceed to complete Part 111)

6. Date of notification to Listed lssuer:

103-Mar-2015

FORM 1:f 'Jersìon 2 C l/Eifeclìve ')ate!. 21 March 201Li j Page 2 of 6

Part 111 - For an incumbent Director/GEO giving notice of an acquisition of, or

a change in his interest in, securities of or made available by the Listed lssuer

Transaction 1 O

1. Date of acquisition of or change in interest:

Jo2-Mar-201 5

2. Date on which Director/GEO became aware of the acquisition of, or change in, interest Q

(if different from item 1 above, please specify the date):

J o2-Mar-201 5

3. Explanation (if the date of becoming aware is different from the date of acquisition of, or change in, interest):

Not Applicable

4. Type of securities which are the subject of the transaction (more than one option may be chosen):

[{] Ordinary voting shares/units of Listed lssuer

D Other types of shares/units (excluding ordinary voting shares/units) of Listed lssuer

D Rights/Options/Warrants aver shares/units of Listed lssuer

D Debentures of Listed lssuer

D Rights/Options aver debentures of Listed lssuer

Contracts aver shares of the Listed lssuer which Director/CEO is a party to, or under which he is

D entitled to a benefit, being contracts under which any person has a right to cali far or to make

delivery of shares in the Listed lssuer

D Participatory interests made available by Listed lssuer

D Others (please specify):

5. Number of shares, units, rights, options, warrants, participatory interests and/or principal amountlvalue of debentures or contracts acquired or disposed of by Director/GEO:

1600,000 shares

6. Amount of consideration paid or received by Director/GEO (excluding brokerage and stamp duties):

5$0.98

FORI'v11/[ 1/ersion 2 O j/Eifective Date ( 21 March 2014] f0 age 3 of 6

7. Circumstance giving rise to the interest or change in interest: Acquisition of:

0 Securities via market transaction

D Securities via off-market transaction (e.g. married dea/s)

D Securities via physical settlement of derivatives or other securities

D Securities pursuant to rights issue

D Securities via a placement

D Securities following conversion/exercise of rights, options, warrants or other convertibles

Disposal of:

D Securities via market transaction

D Securities via off-market transaction (e.g. married dea/s)

Other circumstances :

D Acceptance of employee share options/share awards

D Vesting of share awards

D Exercise of employee share options

D Acceptance of take-over offer for Listed lssuer

D Corporate action by Listed lssuer (please specify):

D Others (please specify):

8. Quantum of interests in securities held by Director/GEO before and after the transaction.

Piease complete relevant table(s) below (far example, Tab/e 1 should be compleled if lhe change re/ales lo ordinary voling shares of lhe Lisled /ssuer; Tab/e 4 should be comp/eted if the change relates to debentures):

Table 1. Change in respect of ordinary voting shares/units of Listed lssuer

No. of ordinary voting shares/units held:

As a percentage of total no. of ordinary voting shares/units: 0

No. of ordinary voting shares/units held:

400,000 o 400,000

0.015 o 0.015

..

1,000,000 o 1,000,000

FORM 1/[ Version 2 O ]/Effective Date [ 21 11/larch 2014] Page 4 of 6

9. Circumstances giving rise to deemed interests (if the interest is such):

[You may attach a chart(s) in item 10 to illustrate how the Director!CEO's deemed interest, as set out in item 8 tables 1 to 8, arises]

Not Applicable

1O. Attachments (if any): Q

# (The total file size for al/ attachment(s) shou/d not exceed 1MB.)

11. lf this is a replacement of an earlier notification, please provide:

(a) SGXNet announcement reference of the firstnotification which was announced on SGXNet

(the "lnitial Announcement''):

l l l l l l l l l l l l l l l l l

(b) Date of the lnitial Announcement:

(c) 15-digit transaction reference number of the relevant transaction in the Form 1 which was attached in the lnitial Announcement:

l l l l l l l l l l l l l l l l

12. Remarks (if any):

Nil

Transaction Reference Number (auto-generated):

171slll6191s l ol412161414121sl61

ltem 13 is to be completed by an individua/ submitting this notification form on behalf of the Director/GEO.

13. Particulars of Individuai submitting this notification form to the Listed lssuer: (a) Name of Individuai:

INot Applicable

FORM 1/[ Version 2 O ]/Effective Date [ 21 fVIarch 2014.! Page 5 of 6

(b) Designation (if applicable):

INot Applicable

(c) Name of entity (if applicable):

INot Applicable

FORM 1/[ Version 2 O ]/Effective Date [ 21 March 2014] Page 6 of6

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