AR T A N l• A l 'r N U rt !
FAX
To: Ho.rke:t .llnnoul)cefflei'lt:-:i Offic.Q...
Corporatloh: ASX
Fax: 61 2 9347 0005
From: Benjamin Prokash Phone: 1 414 299 4315
Date: 13 March 2017
Svb)ect: Notice of lnltlal substantial holder - Treasury Wine Estates Ltd
# of Pages: 6 (Including cover page)
Notes: Please find the attached Form 6031 Notice of Initial substantial holder with respect to Artisan Partners Limited Partnership. A copy of this notice has also been sent to Treasury Wine Estates Ltd.
This facslrnlle transml slon 11 lntl!!hdl!!d 0111y for the addressee Indicated above. It mr,1y contain lnforrni!ltlon thi'lt Is privileged, confidential, or otherwise protected from dlsdoure u11dl!!r i:,pllcable laws. Any review. dlssemln.atlon or use of this tra11srnlsslon or lts persotls other than the addresse Is strlcUy prohlbltcHc:! not the addl'C!ssee, pleE1se dispose of the!ie materlals.117:5, EAST Wl5CDN61N AVENUE SUITE BOO I MILWAUKE'e WI S.!1202-.9402 I Tl!l.l!PHONI! 414 3QI) 01(1Q I WWW,AATl'li NPARTNliAli,, 1:;0r.,
Fonn603 Corporation• Ad2001 SeoUon 8718 Notice of initial subs:mtial holder | |||
Jl1....0npany i'ano/S:h""' ACWARSN 1. Dotello of oublilentlel holdlr ('I) Name ACN'Al'SN(ll ,wk:able) | Treasury Wine !;states l.td | ||
004 373 ea2 ' | |||
Anlsen Pa11ners Asset Menegement Inc. (APAM) end Its relaud bodies corporate listed In Ar11,e)(1,ne A Eric A. Colson, Charles J. Daley, and Gffigol)I K. Ramirez (Blookholdors Commllloe Membere) | |||
lhe l'Dldlr beGiim a e.ubiB.rtlal hdda"¢n 10/03/17
The total nllIDll"or vaes attached lo all the vctlng sh!les In lhe cmpanyorvctlng Interests in the sdlEJmthBI: the subsarilal hddworan assodate(2) had a relevart 1-(3) In on Iha -111a auooartlall'idda'l:,ecara a aubaartlalhoda'are as folll:Me: 1ha l'lalJreof ih• relavart In-Iha $lb'lartlal hdcl;raan aaw,1:1l InI/lefoll(,Nlng va11ng socu111as on!he delllhe lalhoda'a subilartlal hoklorare as lollMo: | |||
H:llderol re1evart 1- | Nawraof evan 1-m | a.as and nurtiEr of aa:uitlaa | |
Artisan 1nvaa1man1a GP LLC as General Panner of Artisan Pannera Limited Partnerahlp APLP) | Aa1avant Interest in Ila capaclly aa General Partner of Artisan Partnara Llmllod Pannorshlp pursuanl 10 s608(1)(b) and (c) of Iha Corporations Acl, being tile power to exercise or control the exercise or a. right to vole ltached 10 Iha aacurillea or dlaposa of tha aaountlaa. | J7,467,666 | |
Enc A. Colson, Charias J. Daley and Gregory K. 1 Ramirez (Stoekholder& Commltlaa Memboro) | rrhe s1ockholders Committee Members are employees of APLP and are the fOnly members on the Stockholders Committee. In that oapaclty the Stockholders Commlltee members hold voting power in excea:s or 20o/o in liPAM and hold a ralavant tntareat pursuant to section 606(3)(a) of 11,a Corporallona Acl. | As above. | |
4. Dolalls ol pr,,eanl n,gfolon,d holdoro lM pasona ,agataa:I as hdda!lof tile sEO.litlal refer"lll:I to Inpare3 aboveare aafollow |
' .
Oass ofsocu1Uos(4) | Ntnmof soculllos | f'fflalsvotos(!i) | Voting p |
Ordinary | 7,467,aea | 5,221.418 | 4.77% |
Hllde' of rerevart 1nteraa1 | Reglslll'Odhofde,' of soculllos | Personon1111ed tobe n,gJ>id as rnldar (6) | Oess Ord nun:,,.r of soculllos |
APLP . | Brown Brothers Harriman • , )Jnlted Stale• - Boston | PLP | Ordlnal)I p,531,745 |
APLP | Danske Bank - Copenhagen | APLP | Ordlnal)I 1177B,64J |
,PLP | HSaC BanK Pie | PLP | Q[(ltnary 181,794 |
,PLP | PMorgan Chase • United , States - Danas | PLP | Jrdlnary .676,612 |
PLP | Mellon Bank • United States • PlllsbuflJh | PLP | Ordinary 1,326,706 |
APLP | Nomura 9Qnk (Luxembour9) S.A. | PLP | Ordinary 409,166 |
APLP | Northern Trust • United Sltl.les • Chloogo | APLP | Ordinary 2,304,312 |
APLP | Plclet & Cle - Geneva | PLP | Ordinary 31;130 |
,PLP | >late Street Bank - United States • Boston | APLP | Jrdlnary 20,627,306 |
S. Consklon>llon
Tho cornldmltlon padforoooh !Blevan ln"""'3t retened to lnJJMl!1BPh3 aboveand acquredln lhe lo1mmhs pr1or to lheday Iha! lhe sub!lartlal hdd..
bealrBa sutaarilalhaderis as follows;1-bldo'of !Glevan 1n1e...1 | 0.18 olacqllsll Ion | ConsklereJlon(9) | Class and numr of sorultleo | |
··"""'" | ||||
See Anne:icure B |
-·
Aosg;latoo
Nam> and PCN/i>ffN (It applcalJ0)
Nau"' of ossooatlon
Artisan Investments GP LLC
Artls•n lnvostmonts GP LLC Is • subsidiary of APAM.
stockholders Committee Members
rr he Stocl(holders Commlu0e Members are employees ol APLP and are the only members on lhe Stockholders Commlltea, which holds voting power In excess of 201/1o In APAM and holds a relevant
,ntereal purauant 10 aecuon 606(3)(a) of tM Corporauone ACI.
Too =nslhe pesons nanod ln Jl""IJ"PhSsbove...,assodates ol 1he siblart"'1 hdde'aJ5asfollc>wl:
7.
Toe addessesofpm,onoriem,
SignatwaName
A
,PLP
Suile 600, 870 Eaet Wleconeln Menue
Mllwauk00, WI 53202 Unllod Slales of America
APAM
Sullo aoo, 676 East Wlscon,ln Avenue Milwaul
un11e
Slockholders
Committee Members
Sulla eoo. 875 East W!Soonn Avenue Miiwaukee, WI 5:lro2
Unllod Slatos of America
prlnl nm, GREGORY R. RAMIREZ capacity VICE PRESH)ENT of ARTISAN PARTNERS ASSET MANAGEMENT INC.
sign here dale 10 / o:l / 1)'
DIRECllONS
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) lt thae ""' • nurt>the """"" oolld be Inducted In an an....., lothe fo,m If Ule ielevart of a group of """""'"'" essertiatly similar,
rray be naf«too lo lhrougho• Iha IOllll ... spodtlcaly namad IJOUP If Ulo of each QIOUA wllll Iha and odd9ssssof rrmi>es .
lo .,.,.,,.Ol.l lnpngopt17ot tho lam.
(3) See Iha definition ot 'relovarl. lnte..r' In...tlons008and671l(7)of Iha ilipoo,tlons Ad200t
(5) 'Iha total nurbIha valn9 sh,... Inthe carpanyorvdl09 -InUle schena(lf any)Ulet Iha ,-on oran "'""""' has a relevart lnl8"'81In.
lnctuda dalalls of:
any retevart "9""fflrt °' otmollWIB!onoos by v.llioh Ulo retovart intoreal ,..... aoqulffli IIsubeomn671l(4)opjllos, a copy of any daoomrt sQ!lng Olll Iha tom,; of ony ielavart ag,,emrt, and a s"""""1 by lhe pason glvl09lull and """"'"" dimlls of any cort. schona or onangonort, iruslacrorpanytfjs oon, klgaha'wllh awritten olalamorl oartllyl09 this oorllRd, sohena or onangsn,rl: and
0,) any qulf!lkm of Ito> po,.o,rola J)lll!on to ""8ciSUlo oxaclso of,crlnlluoncolhe -of, tho vpolMIIS a dlsposaof tho oecuitloo to oolch lhe ,otovM 1nt-ie1ateo(tndto v.fl lhe qLIEilil¢111iO"Pflloo)
Saelhe dolinltkm of "nllevart ageinsedkm9 of Ule o,,paatkms Ad 2001
(9) llltat of Ul!l ooruldaalkm must lndude any and allbona Itpason IKill "'1cm a retevart Interest v,as aoqtll!d ha!, or rray, biaoma ertltlsd to """'ve Inielallon lo lh!laoquslllon r..1Blls must be lndudedaven If the benalt Is oondtkma on tho happonl09 ornel of a oorlh'lgency. o.tat lllot be inducted of any bendlt pad Obehalol tha sunllal hdda'or It,; "'"""""'" rolatkm totha aoqualtlonavgn If they aro
nClpod dlreellyto Ul!l pason 111'.Jll Vllun lho rnlovart Interest ..,.. 80'.l"red
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Treasury Wine Estates Limited published this content on 14 March 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 14 March 2017 02:28:11 UTC.
Original documenthttps://www.tweglobal.com/~/media/Files/Global/ASX-Announcements/2017/Notice-of-Change-of-Interests-of-Substantial-Shareholder-14-March-2017.pdf
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