Morningstar® Document Research℠
FORM 4/A United Continental Holdings, Inc. - UAL Filed: December 09, 2016 (period: August 16, 2016)Amendment to a previously filed Form 4
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
Check this box if no longer subject
X
to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
hours per response: 0.5
1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title Other (specify below) below) SVP Finance, Proc & Treasurer | |||||||||||||
LADERMAN GERALD | United Continental Holdings, Inc. [ UAL ] | ||||||||||||||
(Last) (First) (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 08/16/2016 | ||||||||||||||
P. O. BOX 66100 - HDQLD | |||||||||||||||
(Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) 08/18/2016 | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person | |||||||||||||
CHICAGO IL 60666 | |||||||||||||||
(City) (State) (Zip) | |||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Code | V | Amount | (A) or (D) | Price | |||||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. Number | 6. Date Exercisable and | 7. Title and | 8. Price | 9. Number of | 10. | 11. Nature | ||||
Derivative | Conversion | Date | Execution Date, | Transaction | of | Expiration Date | Amount of | of | derivative | Ownership | of Indirect | ||||
Security | or Exercise | (Month/Day/Year) | if any | Code (Instr. | Derivative | (Month/Day/Year) | Securities | Derivative | Securities | Form: | Beneficial | ||||
(Instr. 3) | Price of | (Month/Day/Year) | 8) | Securities | Underlying | Security | Beneficially | Direct (D) | Ownership | ||||||
Derivative | Acquired | Derivative | (Instr. 5) | Owned | or Indirect | (Instr. 4) | |||||||||
Security | (A) or | Security (Instr. | Following | (I) (Instr. | |||||||||||
Disposed | 3 and 4) | Reported | 4) | ||||||||||||
of (D) | Transaction(s) | ||||||||||||||
(Instr. 3, 4 | (Instr. 4) | ||||||||||||||
and 5) | |||||||||||||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses:
Remarks:
The original Form 4 filed on August 18, 2016 is amended by this Form 4 Amendment to amend Footnote number 1 as follows: Each restricted stock unit represents the economic equivalent of one share of UAL common stock and shall be settled in shares of the Company's common stock upon vesting.
/s/ Sarah Hagy for Gerald Laderman
12/09/2016
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Source: United Continental Holdings, Inc., 4/A, December 09, 2016 Powered by Morningstar® Document Research℠
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
United Continental Holdings Inc. published this content on 09 December 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 09 December 2016 23:50:07 UTC.
Original documenthttp://api40.10kwizard.com/download.php?ipage=11274022&subsid=41&pdf=1
Public permalinkhttp://www.publicnow.com/view/73FA30D02D0485431439F8B69B5D1CD277CD61CD