VTG Aktiengesellschaft: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
July 18, 2018 at 12:50 pm EDT
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DGAP Voting Rights Announcement: VTG Aktiengesellschaft
VTG Aktiengesellschaft: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
18.07.2018 / 18:44
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
3. Details of person subject to the notification obligation
Name:
City and country of registered office:
Morgan Stanley
Wilmington, Delaware United States of America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Warwick Holding GmbH
5. Date on which threshold was crossed or reached:
15 Jul 2018
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
total of both in % (7.a. + 7.b.)
total number of voting rights of issuer
Resulting situation
29.10 %
20.45 %
49.55 %
28,756,219
Previous notification
29.00 %
0.01 %
29.02 %
/
7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
ISIN
absolute
in %
direct (Sec. 33 WpHG)
indirect (Sec. 34 WpHG)
direct (Sec. 33 WpHG)
indirect (Sec. 34 WpHG)
DE000VTG9999
0
8,368,018
0.00 %
29.10 %
Total
8,368,018
29.10 %
b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
Right of recall over securities lending agreements
at any time
at any time
12,831
0.04 %
Total
12,831
0.04 %
b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
Irrevocable undertaking to accept a public takeover offer
Physical
5,868,007
20.41 %
Total
5,868,007
20.41 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least held 3% or more)
% of voting rights through instruments (if at least held 5% or more)
Total of both (if at least held 5% or more)
Morgan Stanley
%
%
%
Morgan Stanley Capital Management, LLC
%
%
%
Morgan Stanley Domestic Holdings, Inc.
%
%
%
Morgan Stanley & Co. LLC
%
%
%
Morgan Stanley
%
%
%
MSDW Offshore Equity Services Inc.
%
%
%
FUNDLOGIC SAS
%
%
%
Morgan Stanley
%
%
%
MS Holdings Incorporated
%
%
%
Morgan Stanley Infrastructure II Inc.
%
%
%
Morgan Stanley Infrastructure II GP LP
%
%
%
North Haven Infrastructure Partners II LP / North Haven Infrastructure Partners II-AIV II LP
%
%
%
North Haven Infrastructure Partners II International Holdings C.V.
%
%
%
NHIP II Holdings Cooperatief U.A
%
%
%
Deodoro Holding B.V.
%
%
%
Warwick Holding GmbH
29.00 %
20.41 %
49.41 %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
Date of general meeting:
Holding position after general meeting:
% (equals voting rights)
10. Other explanatory remarks:
18.07.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
VTG AG is a Germany-based Company that operates as a wagon hire and rail logistics Company. The Company operates through three divisions: Railcar, Rail Logistics, and Tank Container Logistics. The Railcar division hires a range of rail freight cars for its customers, provides management, technical support services to wagon fleets and produces tank wagons. The Rail Logistics division offers rail-related logistics solutions including the transportation of mineral oil and chemical products as well as general cargo, among others. This division also provides tracking, tracing and transport management. The Tank Container Logistics division offers transport and logistics services with tank containers, as well as leases tank containers. This division principally transports liquid and temperature-controlled products of the chemical, petroleum, and compressed gas industries.
VTG Aktiengesellschaft: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution