Item 2.01. Completion of Acquisition or Disposition of Assets.
The disclosure set forth in the section above titled "Introduction" is incorporated herein by reference.
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing.
The disclosure set forth in the section above titled "Introduction" is incorporated herein by reference.
Item 3.03. Material Modification to Rights of Security Holders.
The disclosure set forth in the section above titled "Introduction" is incorporated herein by reference.
At the effective time of the Merger, each holder of Aevi common stock ceased to have any rights as a stockholder of Aevi other than the right to receive merger consideration in accordance with the Merger Agreement.
Item 5.01. Changes in Control of Registrant.
The disclosure set forth in the section above titled "Introduction" is
incorporated herein by reference. At the effective time of the Merger Aevi
became a wholly owned subsidiary of
Item 5.02. Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Option Termination Agreements
On
Resignations
The information set forth in the section above titled "Introduction" is incorporated herein by reference.
As a result of the Merger and pursuant to letters of resignation, at the
effective time of the Merger, the following persons ceased to be directors of
Aevi:
As a result of the Merger and pursuant to letters of resignation, at the
effective time of the Merger, the following individuals ceased to be officers of
Aevi:
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Changes in Fiscal
Year.
At the effective time of the Merger, Aevi ceased to exist and Second Merger Sub continued as the Surviving Entity. The certificate of formation and limited liability company agreement as in effect at the effective time of the Merger remained as the certificate of formation and limited liability company agreement of the Surviving Entity. The certificate of formation and limited liability company agreement of Second Merger Sub are attached hereto as Exhibits 3.1 and 3.2, respectively, and incorporated herein by reference.
Item 5.07. Submission of Matters to a Vote of Security Holders.
On
At the close of business on
Proposal 1: Holders of Aevi common stock adopted and approved the Merger
Agreement and the Merger of Aevi and
For Against Abstained 49,533,529 304,349 65,940
Proposal 2: Holders of Aevi common stock approved the adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the Merger Proposal at the time of the Special Meeting. Because there were sufficient proxies to approve the Merger Proposal, no proposal to adjourn the Special Meeting was made:
For Against Abstained 49,326,712 503,825 73,281
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits Exhibit No. Description 2.1 Agreement and Plan of Merger and Reorganization, dated as ofDecember 5, 2019 amongAevi Genomic Medicine, Inc. ,Genie Merger Sub, Inc. ,Second Genie Merger Sub, LLC and Cerecor Inc. (incorporated by reference from Exhibit 2.1 to Aevi's Current Report on Form 8-K/A filed with theSEC onDecember 11, 2019 ). 3.1 Certificate of Formation ofSecond Genie Merger Sub, LLC . 3.2 Limited Liability Company Agreement of Second Genie Merger Sub, LLC 10.1 Option Termination Agreement, effectiveFebruary 3, 2020 , by and betweenAevi Genomic Medicine, Inc. andMichael F. Cola . 10.2 Option Termination Agreement, effectiveFebruary 3, 2020 , by and betweenAevi Genomic Medicine, Inc. andGarry A. Neil
© Edgar Online, source