AVEO GROUP Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme: | AVEO Group | ||
ACN/ARSN: | 010 729 950 | ||
1. Details of substantial holder | |||
Name: | Mitsubishi UFJ Financial Group, Inc. | ||
The holder ceased to be a substantial holder on: | 16/08/2019 | ||
The previous notice was given to the company on: | 19/08/2019 | ||
The previous notice was dated: | 19/08/2019 | ||
The holder became aware on: | 20/08/2019 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities
of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Consideration given in | Class and | Person's votes | |
relevant interest | Nature of change | number of | |||
change | relation to change | affected | |||
changed | securities affected | ||||
See annexure A to | |||||
this notice |
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
Not applicable | Not applicable |
4. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature |
Dated 21 August 2019
Tetsuya Shigemoto | Authorised signatory |
Page 1
Annexure A
This is annexure A of 8 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 21 August 2019
Tetsuya Shigemoto | Authorised signatory | Dated 21 August 2019 |
Consideration | |||||
Date of | Person whose relevant interest | given in relation | Class and number of | Person's | |
change | changed | Nature of change | to change | securities affected | votes affected |
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 10625000 | 5,000,000 Ordinary | 5000000 |
by Morgan Stanley | Shares | ||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 17053.28 | 8,044 Ordinary Shares | 8044 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 22603.63 | 10,637 Ordinary Shares | 10637 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 111651.75 | 52,542 Ordinary Shares | 52542 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 1081.63 | 509 Ordinary Shares | 509 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 33453.6 | 15,780 Ordinary Shares | 15780 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 382.5 | 180 Ordinary Shares | 180 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 233.75 | 110 Ordinary Shares | 110 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 248771.22 | 116,794 Ordinary | 116794 |
by Morgan Stanley | Shares | ||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 4432.75 | 2,086 Ordinary Shares | 2086 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 17375.52 | 8,196 Ordinary Shares | 8196 |
by Morgan Stanley | |||||
Page 2
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 283352.84 | 133,657 Ordinary | 133657 |
by Morgan Stanley | Shares | ||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 7361 | 3,464 Ordinary Shares | 3464 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 63.6 | 30 Ordinary Shares | 30 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 87413.96 | 41,233 Ordinary Shares | 41233 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 1045.5 | 492 Ordinary Shares | 492 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 26458.38 | 12,451 Ordinary Shares | 12451 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 20944 | 9,856 Ordinary Shares | 9856 |
by Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 413068.13 | 194,385 Ordinary | 194385 |
by Morgan Stanley | Shares | ||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 771.75 | 383 Ordinary Shares | 383 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 937.86 | 462 Ordinary Shares | 462 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 5841.84 | 2,892 Ordinary Shares | 2892 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 2289.04 | 1,136 Ordinary Shares | 1136 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 774.7 | 386 Ordinary Shares | 386 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 26566.17 | 13,217 Ordinary Shares | 13217 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 7512.38 | 3,719 Ordinary Shares | 3719 |
Morgan Stanley | |||||
Page 3
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 4.02 | 2 Ordinary Shares | 2 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 774.72 | 386 Ordinary Shares | 386 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 818 | 409 Ordinary Shares | 409 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 8494.1 | 4,205 Ordinary Shares | 4205 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 2580.84 | 1,284 Ordinary Shares | 1284 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 159490.02 | 78,951 Ordinary Shares | 78951 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 2.01 | 1 Ordinary Shares | 1 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 3881.68 | 1,936 Ordinary Shares | 1936 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 413.03 | 206 Ordinary Shares | 206 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 15629.76 | 7,776 Ordinary Shares | 7776 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 1910.23 | 941 Ordinary Shares | 941 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 1218 | 600 Ordinary Shares | 600 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 397.94 | 197 Ordinary Shares | 197 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 18203.01 | 8,967 Ordinary Shares | 8967 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 25553.13 | 12,713 Ordinary Shares | 12713 |
Morgan Stanley | |||||
Page 4
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 13848.9 | 6,890 Ordinary Shares | 6890 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 7814.88 | 3,888 Ordinary Shares | 3888 |
Morgan Stanley | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Borrowed by an entity controlled by Morgan | N/A | 49,055 Ordinary Shares | 49055 |
Stanley - see Annexure B | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Borrowed by an entity controlled by Morgan | N/A | 108,576 Ordinary | 108576 |
Stanley - see Annexure B | Shares | ||||
Collateral Returned Borrowed by an entity | |||||
15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | controlled by Morgan Stanley - see Annexure | N/A | 24,248 Ordinary Shares | 24248 |
B | |||||
16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 41,000.80 | 19,340 Ordinary shares | 19,340 |
by Carol Australia Holdings Pty Limited | |||||
Borrow returned to Citigroup Global Markets | |||||
16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Limited (Agreement 12) by an entity | N/A | 1,252,377 Ordinary | 1,252,377 |
controlled by Carol Australia Holdings Pty | shares | ||||
Limited - see Annexure B | |||||
Borrow returned to Citigroup Global Markets | |||||
16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Limited (Agreement 5) by an entity controlled | N/A | 570,100 Ordinary shares | 570,100 |
by Carol Australia Holdings Pty Limited - see | |||||
Annexure B | |||||
16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 16507.5 | 7,750 Ordinary Shares | 7750 |
Morgan Stanley | |||||
16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 3980749.75 | 1,873,294 Ordinary | 1873294 |
by Morgan Stanley | Shares | ||||
16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 1010562.88 | 475,559 Ordinary | 475559 |
by Morgan Stanley | Shares | ||||
16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled | 1818.96 | 858 Ordinary Shares | 858 |
by Morgan Stanley | |||||
16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 750.13 | 353 Ordinary Shares | 353 |
Morgan Stanley | |||||
16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 4025.88 | 1,899 Ordinary Shares | 1899 |
Morgan Stanley | |||||
16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by | 2120 | 1,000 Ordinary Shares | 1000 |
Morgan Stanley | |||||
Page 5
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Aveo Group Ltd. published this content on 21 August 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 21 August 2019 08:52:06 UTC