BRADKEN LIMITED Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder | |
To Company Name/Scheme ACN/ARSN 1.Details of substantialholder (1) Name ACN/ARSN (if applicable) | BRADKEN LIMITED |
108 693009 | |
Morgan Stanley and its subsidiaries listed in AnnexureA | |
Not Applicable | |
The holder ceased to be a substantial holder on March16,2017 The previous notice was given tothe company onMarch 16,2017 The previous notice was dated March 14,2017 The holder became aware on March 20,2017 2.Changesin relevant interests Particulars of each change in,or change inthe nature of,a relevantinterest (2) of the substantial holder or an associate (3) invotingsecurities of the company or scheme ,since the substantial holder was last required togive a substantial holding notice to the company orscheme are as follows : | |
Date ofchange | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to chanQe (7) | Class and numberof Securities affected | Person'svotes affected |
03/15/2017 | Morgan Stanley Australia Securities Limited | Sell | 11,771 .50 | -3,622 Ordinary Shares | -3 ,622 |
03/15/2017 | Morgan Stanley Australia Securities Limited | Sell | 887.76 | -274 Ordinary Shares | -274 |
03/15/2017 | Morgan Stanley Australia Securities Limited | Sell | 830.72 | -256 Ordinary Shares | -256 |
03/15/2017 | Morgan Stanley Australia Securities Limited | Sell | 116.82 | -36 Ordinary Shares | -36 |
03/15/2017 | Morgan Stanley AustraliaSecurities Limited | Sell | 7,034 .04 | -2 ,171 OrdinaryShares | -2 ,171 |
03/15/2017 | Morgan Stanley Australia Securities Limited | Sell | 16,799.40 | -5,185Ordinary Shares | -5 ,185 |
03/15/2017 | Morgan Stanley Australia Securities Limited | Buy | 1,273 .32 | 393 Ordinary Shares | 393 |
03/15/2017 | Morgan Stanley Australia Securities Limited | Buy | 832 .68 | 257 Ordinary Shares | 257 |
03/15/2017 | Morgan StanleyAustralia Securities Limited | Buy | 13.00 | 4 OrdinaryShares | 4 |
03/15/2017 | Morgan Stanley Australia Securities Limited | Buy | 77.76 | 24 Ordinary Shares | 24 |
03/15/2017 | Morgan Stanley Australia Securities Limited | Buy | 19,461.00 | 5,988Ordinary Shares | 5,988 |
03/15/2017 | Morgan Stanley Australia Securities Limited | Buy | 2 ,612 .23 | 805 Ordinary Shares | 805 |
03/15/2017 | Morgan Stanley Australia Securities Limited | Buy | 962.00 | 296 Ordinary Shares | 296 |
03/15/2017 | Morgan Stanley Australia Securities Limited | Buy | 5,365 .75 | 1,651 Ordinary Shares | 1,651 |
03/16/2017 | Morgan StanleyAustra lia Securities Limited | Sell | 12,564.72 | -3,878 Ordinary Shares | -3,878 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Sell | 944.30 | -29 1Ordinary Shares | -291 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Sell | 2 ,877.12 | -888Ordinary Shares | -888 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Sell | 1,312.20 | -405 Ordinary Shares | -405 '- |
J
J 7-
03/16/2017 | Morgan StanleyAustralia Securities Limited | Sell | 1,769.04 | -546 Ordinary Shares | -546 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Sell | 723.64 | -223 Ordinary Shares | -223 |
03/16/2017 | Morgan Stanley Austral ia Securities Limited | Sell | 17,936 .75 | -5,519 Ordinary Shares | -5,519 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Sell | 13,342.32 | -4,118 Ordinary Shares | -4,118 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Sell | 6,719.76 | -2 ,074Ordinary Shares | -2,074 |
03/16/2017 | Morgan StanleyAustralia Securities Limited | Sell | 480 .26 | -148 Ordinary Shares | -148 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Sell | 11,508.48 | -3,552 Ordinary Shares | -3,552 |
03/16/2017 | MorganStanley Australia Securities Limited | Buy | 2 ,144.95 | 661 Ordinary Shares | 661 |
03/16/2017 | Morgan Stanley Australia SecuritiesLimited | Buy | 2 ,677.13 | 825 Ordinary Shares | 825 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Buy | 6,812.00 | 2 ,096 Ordinary Shares | 2 ,096 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Buy | 4,592.25 | 1,413 Ordinary Shares | 1,413 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Buy | 894.24 | 276 Ordinary Shares | 276 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Buy | 4,849.00 | 1,492 Ordinary Shares | 1,492 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Buy | 298.54 | 92 Ordinary Shares | 92 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Buy | 3,666 .00 | 1,128 Ordinary Shares | 1,128 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Buy | 35 .75 | 11 Ordinary Shares | 11 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Tender Offer | 6,119,750 | -1,883,000 Ordinary Shares | -1,883,000 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Tender Offer | 11,859 ,302 | -3,649 ,016 Ordinary Shares | -3,649 ,016 |
03/16/2017 | Morgan Stanley Australia Securities Limited | Tender Offer | 5 ,687,500 | -1,750,000 Ordinary Shares | -1 ,750 ,000 |
-
Changes in association
Name and ACN/ARSN (if applicable)
Nature of association
Not applicable
Not applicable
Thepersons who have become associates (3)of,ceased to be associates of,or havechanged thenature oftheir association (7) with ,thesubstantial holder in relationto voting interestsin thecompany or scheme are as follows :
- Addresses
The addresses of persons namedin this form are as follows:
Name | Address |
Morgan Stanley | 1585 Broadway, NewYork 10036,USA |
Morgan Stanley &Co. Internationalpie | 25 Cabot Square Canary Wharf,London,E144QA, United Kingdom |
Morgan Stanley Australia Securities Limited | Level39 Chifley Tower,2 Chifley Square,Sydney NSW 2000,Australia |
Morgan Stanley Smith Barney LLC | 1585 Broadway ,New York 10036,USA |
print name Annie Gong
sign herecapacity date
Executive Director March 20 ,2017
Annexure AList of Morgan Stanley and its subsidiaries that have a relevant interest or deemed tohavea relevant interestin the shares or units.
Name
L--,Morgan Stanley
f--T-Morgan Stanley Capital Management,LLC
J f--T-Morgan Stanley Domestic Holdings,Inc.
I I f--T-Morgan Stanley Smith BarneyLLC
f--T-Morgan Stanley InternationalHoldings Inc.
J f--T-Morgan Stanley InternationalLimited
I IL--,Morgan Stanley UK Group
I I f--T-Morgan Stanley Investments(UK)
I IIf--T-Morgan Stanley &Co. Internationalpie
f--T-Morgan Stanley International Incorporated
If--T-Morgan Stanley (Australia)Securities Holdings PlyLimited
IIL--,Morgan Stanley AustraliaSecurities Limited
Signature
print name Annie Gong capacityExecutiveDirector
sign heredate March 20, 2017
DIRECTIONS
If there are a number ofsubstantial holders with similar or related relevant interests (eg.a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referredto throughout the form as a specifically named group ifthe membership of each group,with the names and addresses of members is clearly set out inparagraph 4 of the form.
See the definition of "relevant interest" insections 608 and 671 B(7) of the Corporations Act 2001.
See the definition of "associate" in section 9 of the Corporations Act2001.
Include details of:
any relevant agreement or other circumstances because of which the change inrelevant interestoccurred. If subsection 671B(4) applies ,a copy of any document setting out the termsof any relevant agreement ,and a statement by the person giving full and accurate details of any contract,scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement: and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of,the voting powers or disposal of the securities to which the relevant interest relates(indicating clearly the particular securities to which thequalification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the considerationmust include any and all benefits,moneys and other,that any person fromwhom a relevant interest was acquired has,or may,become entitled to receiveinrelation to that acquisition. Details must be included even ifthe benefit isconditional on the happeningor not of acontingency. Details must be included of any benefit paid on behalf of the substantial holderor its associate inrelation to the acquisitions, even if they are not paid directly tothe person from whom the relevant interestwas acquired.
The votingshares of acompany constitute one class unless divided into separate classes.
Givedetails,if appropriate ,of thepresent association and any change in that association since the last substantial holding notice.
Bradken Limited published this content on 20 March 2017 and is solely responsible for the information contained herein.
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