Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
use only
Entity name
COMPLII FINTECH SOLUTIONS LTD
Date of this announcement
Friday December 17, 2021
The +securities the subject of this notification are:
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
Total number of +securities to be issued/transferred
Total number of | |||
ASX +security | +securities to be | ||
code | Security description | issued/transferred | Issue date |
CF1AD | ORDINARY FULLY PAID RESTRICTED | 2,250,000 | 17/12/2021 |
For personal
Refer to next page for full details of the announcement
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
For personal use only
1.1 Name of entity
COMPLII FINTECH SOLUTIONS LTD
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 | Registered number type | Registration number |
ABN | 71098238585 | |
1.3 | ASX issuer code | |
CF1 |
- The announcement is New announcement
- Date of this announcement
17/12/2021
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
For personal use only
2.2b The +securities being issued, transferred or re-classified as a result of the options being exercised or other +convertible securities being converted are:
in a class which is not quoted on ASX but which has an existing ASX security code ("existing class")
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B
personal use only
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
An issue of new +securities
The underlying securities being received by the holder are:
Are not, and are not intended to be, quoted by ASX
Existing +securities converting into an existing class
FROM (Existing Class)
ASX +Security code and description
CF1AJ : PERFORMANCE RIGHTS RESTRICTED
TO (Existing Class)
ASX +Security code and description
CF1AD : ORDINARY FULLY PAID RESTRICTED
Please state the number of options | The first date the options were | The last date the options were |
that were exercised or other | exercised or other +convertible | exercised or other +convertible |
+convertible securities that were | securities were converted | securities were converted |
converted | 17/12/2021 | |
2,250,000 |
Is this all of the options or other +convertible securities on issue of that type?
No
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?
Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or associates who are exercising options or converting convertible securities.
For
Name of KMP | Name of registered holder | |
Alison Sarich | Alison Sarich | |
Craig Mason | Marshall William Holdings Pty Ltd as | |
trustee for the CSKM Family Trust | ||
Number of +securities
750,000
1,500,000
Date the +securities the subject of this notification were issued/transferred
17/12/2021
Will the +securities rank equally in all respects from their issue date with the existing issued +securities in that class?
Yes
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
For personal use only
Number of +securities 2,250,000
Notification of Issue, Conversion or Payment up of Unquoted | 5 / 7 |
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Complii Fintech Solutions Ltd. published this content on 17 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 17 December 2021 01:08:01 UTC.