Complii FinTech : Proposed Acquisition of Registry Direct Presentation

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Takeover Announcement

JUNE 2022

Key transaction highlights

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In brief

Complii FinTech Solutions is enhancing its competitive market position by offering to acquire Registry Direct Limited (ASX.RD1) in an all-scrip Takeover Offer

• Registry Direct provides share and unit registry software and services
• Technology ready for technical accreditation to the new DLT CHESS replacement system
• Current clients include Meta (Facebook), Starbucks, Sequoia and Adobe, plus hundreds more
• End to End Compliant & Efficient technology
• Full company management from inception, seed raising tools, unlisted trading, listing tools and investor management

A Complementary and Relevant Acquisition for Complii Group

• Ties into the recent acquisition of PrimaryMarkets, Australia's leading trading platform for unlisted securities
• Offers further functions to Complii's widely used Capital Raising platform
• Integration will extend Complii's product breadth and competitive value proposition

"One stop" solution for Companies, Stockbrokers and private equity traders

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Summary

Post Complii Group Client Sample

The Registry Direct (ASX.RD1) takeover proposal is the latest potential strategic acquisition for Complii (ASX.CF1), as it continues to evolve into becoming the leading end-to-end technology service provider for AFSL holders. As a share and unit registry, Registry Direct fits neatly into Complii's strategy of managing all corporate activity (including governance and control processes) that follows a business's inception and includes future liquidity driven events, including capital raisings and IPOs. The only activities not part of Complii's future vision for the platform include market data, listing execution (ASX) and clearing.

Registry Direct is highly complementary as it will provide access and engagement to ~100,000+ holdings with investors, advisers and companies. Registry Direct has ~700+ unlisted companies and trusts, which should provide Complii's Primary Markets with future liquidity and private trading hub opportunities, when these companies look to offer liquidity for shareholders, require additional capital, undertake sell downs and/or progress towards an ASX listing.

Registry Direct has leading technology and is ready for accreditation to ASX's new DLT CHESS system. Capabilities include capital management and investor engagement tools to grow companies and trusts from inception through listing.

Registry Direct will significantly benefit from Complii's AFSL network to grow their customers and service, as Complii has already been adopted by more than a quarter of Australia leading broker and adviser aggregators.

Complii is seeking to acquire 100% of Registry Direct in an all-scrip bid, which will represent approximately 18.2% of the Complii Group on an undiluted basis.

The Takeover Offer is subject to the satisfaction of certain bid conditions, including a 90% minimum acceptance from Registry Direct shareholders.