Item 2.01 Completion of Acquisition or Disposition of Assets.
The disclosures under the Introductory Note and Item 3.01 of this Current Report on Form 8-K are incorporated herein by reference.
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing.
The disclosures under the Introductory Note are incorporated herein by reference.
On
Item 3.03 Material Modification of Rights of Security Holders.
The disclosures under the Introductory Note, Item 2.01, Item 3.01, Item 5.01 and Item 5.03 of this Current Report on Form 8-K are incorporated herein by reference.
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Item 5.01 Changes in Control of the Registrant.
The disclosures under the Introductory Note, Item 3.01, Item 5.02 and Item 5.03 of this Current Report on Form 8-K are incorporated herein by reference.
As a result of the consummation of the Offer and the Merger, there was a change in control of Concert, and Concert became a wholly owned indirect subsidiary of Parent. The merger consideration was funded through a combination of Parent's available cash on hand and short-term financing arrangements.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
Pursuant to the Merger Agreement, as of the Effective Time, the directors and
officers of Purchaser immediately prior to the Effective Time became the
directors and officers of the
The directors of Purchaser immediately prior to the Effective Time were
Information regarding the new directors and executive officers has been
previously disclosed in Schedule A to the Offer to Purchase filed as Exhibit
(a)(1)(A) to the Tender Offer Statement on Schedule TO filed by Sun Pharma and
Purchaser with the
Additionally, on
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change of Fiscal
Year.
Pursuant to the terms of the Merger Agreement, as of the Effective Time, Concert's by-laws, as in effect immediately prior to the Effective Time, were amended and restated in their entirety (the "Second Amended and Restated By-Laws").
A copy of the Second Amended and Restated By-Laws is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference.
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Item 9.01. Financial Statements and Exhibits.
(d) Exhibits Exhibit No. Description 2.1* Agreement and Plan of Merger, dated as ofJanuary 19, 2023 , by and among Sun Pharmaceutical Industries Ltd.,Foliage Merger Sub, Inc. andConcert Pharmaceuticals, Inc. (incorporated by reference to Exhibit 2.1 to Concert's Current Report on Form 8-K filed with theSEC onJanuary 19, 2023 ). 2.2 Contingent Value Rights Agreement, dated as ofMarch 6, 2023 , by and amongSun Pharmaceutical Holdings USA, Inc. , Sun Pharmaceutical Industries Ltd.,Computershare Inc. andComputershare Trust Company, N.A. 3.1 Second Amended and Restated By-Laws, datedMarch 6, 2023 . 104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.
* Schedules have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The
Company hereby undertakes to furnish supplemental copies of any of the omitted
schedules upon request by the
request confidential treatment pursuant to Rule 24b-2 of the Securities
Exchange Act of 1934 for any schedules so furnished.
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