ENTYR LIMITED Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
ToCompany Name/Scheme | Pearl Global Limited | ||
only | |||
118 710 508 | |||
ACN/ARSN | |||
1. Details of substantial holder (1) | |||
ROC Alternative Investment Pty Ltd (ACN 624 175 417), ROC Capital Pty Limited (ACN 167 858 764) as trustee for ROC | |||
Name and ACN | ES Private Equity Trust, ROC Management Services Pty Limited (ABN 16 169 126 676), ROC Partners Pty Limited (ABN | ||
50 169 312 681) and FSS Trustee Corporation (ABN 11 118 202 672) as trustee of the First State Superannuation | |||
Scheme (ABN 53 226 460 365). | |||
use | |||
Th re was a change in the interest of the substantial | 3 December 2021 | ||
hold r on | |||
The previous notice was given to the company on | 7 October 2021 | ||
The previous notice was dated | 6 October 2021 | ||
2. Previous and present voting power | |||
personalscheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relev nt interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or
For
Person whose | Consideration | Class and | |||
Date of | Nature of | number of | Person's votes | ||
relevant interest | given in relation | ||||
change | change (6) | securities | affected | ||
changed | to change (7) | ||||
affected | |||||
No change in relevant | |||||
3 December | interest. Dilution caused by | ||||
N/A | issuance of shares by | N/A | N/A | N/A | |
2021 | Pearl Global Limited on 3 | ||||
December 2021. |
ME_193756148_1
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
For personal use only
Holder of | Registered |
relevant | holder of |
interest | securities |
ROC Alternative | |
Investment Pty Ltd Perpetual Corporate Trust | |
(ACN 624 175 | Limited (ABN 99 000 341 |
533) | |
417) | |
ROC Alternative | |
Investment Pty Ltd Perpetual Corporate Trust | |
(ACN 624 175 | Limited (ABN 99 000 341 |
533) | |
417) | |
FSS Trustee
Corporation (ABN
- 118
-
672) as
trustee of the First Perpetual Corporate Trust
State | Limited (ABN 99 000 341 |
Superannuation | 533) |
Scheme (ABN 53 | |
226 | |
460 365) |
ROC Capital Pty | |
Limited (ACN 167 | Perpetual Corporate Trust |
858 764) as | Limited (ABN 99 000 341 |
trustee for ROC | |
533) | |
ES Private Equity | |
Trust |
Person entitled | Nature of | Class and | |
to be registered | relevant | number of | Person's votes |
as holder (8) | interest (6) | securities |
FSS Trustee Corporation | In its capacity as trustee. | ||
Exercise of voting and | |||
(ABN 11 118 202 672) as | 94,168,544 ordinary | ||
trustee of the First State | disposal powers is subject to 94,168,544 ordinary | ||
any client directions. | shares | shares | |
Superannuation Scheme | |||
(ABN 53 226 460 365) |
ROC Capital Pty Limited | In its capacity as trustee. | ||
Exercise of voting and | |||
(ACN 167 858 764) as | disposal powers is subject to 24,497,780 ordinary | 24,497,780 ordinary | |
trustee for ROC ES Private any client directions. | shares | shares | |
Equity Trust |
FSS Trustee Corporation | In its capacity as beneficiary. | ||
(ABN 11 118 202 672) as | Exercise of voting and | 94,168,544 ordinary | 94,168,544 ordinary |
trustee of the First State | disposal powers pursuant to | ||
shares | shares | ||
Superannuation Scheme | a direction to the investment | ||
(ABN 53 226 460 365) | manager. |
ROC Capital Pty Limited | Exercise of voting and | ||
disposal powers pursuant to | 24,497,780 ordinary | 24,497,780 ordinary | |
(ACN 167 858 764) as | a direction to the investment | ||
trustee for ROC ES Private manager. | shares | shares | |
Equity Trust |
ME_193756148_1
For personal use only
ROC Capital Pty | Relevant interest under | ||||
Limited (ACN 167 | Roc Management Services | Roc Management Services section 608(3)(b) of the | |||
858 764) as | Pty Limited as trustee for the | Pty Limited as trustee for | Corporations Act as Roc | 314,961 ordinary | 314,961 ordinary |
trustee for ROC | ROC Capital Coinvestment | the ROC Capital | Capital Pty Limited controls | shares | shares |
ES Private Equity | Trust | Coinvestment Trust | Roc Management Services | ||
Trust | Pty Limited |
Roc Management | |||||
Services Pty | Roc Management Services | Roc Management Services | |||
Limited as trustee | Registered holder of Pearl | 314,961 ordinary | 314,961 ordinary | ||
for the ROC | Pty Limited as trustee for the | Pty Limited as trustee for | Global Group ordinary | ||
ROC Capital Coinvestment | the ROC Capital | shares | shares | ||
Capital | shares as trustee | ||||
Trust | Coinvestment Trust | ||||
Coinvestment | |||||
Trust |
FSS Trustee Corporation | Relevant interest under | ||||
section 608(3)(b) of the | |||||
ROC Partners Pty Perpetual Corporate Trust | (ABN 11 118 202 672) as | 94,168,544 ordinary | 94,168,544 ordinary | ||
Corporations Act as Roc | |||||
Limited (ABN 50 Limited (ABN 99 000 341 | trustee of the First State | Partners Pty Limited controls shares | shares | ||
169 312 681) | 533) | Superannuation Scheme | |||
ROC Alternative Investment | |||||
(ABN 53 226 460 365) | |||||
Pty Ltd (ACN 624 175 417) | |||||
Relevant interest under | |||||
ROC Partners Pty Perpetual Corporate Trust | ROC Capital Pty Limited | section 608(3)(b) of the | |||
Corporations Act as Roc | 24,497,780 ordinary | 24,497,780 ordinary | |||
(ACN 167 858 764) as | |||||
Limited (ABN 50 | Limited (ABN 99 000 341 | Partners Pty Limited controls | |||
169 312 681) | 533) | trustee for ROC ES Private | ROC Alternative Investment | shares | shares |
Equity Trust | Pty Ltd (ACN 624 175 417) | ||||
Relevant interest under | |||||
ROC Partners Pty Perpetual Corporate Trust | ROC Capital Pty Limited | section 608(3)(b) of the | |||
Corporations Act as Roc | 24,497,780 ordinary | 24,497,780 ordinary | |||
(ACN 167 858 764) as | |||||
Limited (ABN 50 | Limited (ABN 99 000 341 | Partners Pty Limited controls | |||
169 312 681) | 533) | trustee for ROC ES Private | ROC Capital Pty Limited | shares | shares |
Equity Trust | (ACN 167 858 764) | ||||
Relevant interest under | |||||
ROC Partners Pty | Roc Management Services | Roc Management Services | section 608(3)(b) of the | ||
Corporations Act as Roc | |||||
Limited (ABN 50 | Pty Limited as trustee for the | Pty Limited as trustee for | Partners Pty Limited controls | 314,961 ordinary | 314,961 ordinary |
169 312 681) | ROC Capital Coinvestment | the ROC Capital | ROC Capital Pty Limited | shares | shares |
Trust | Coinvestment Trust | ||||
(ACN 167 858 764) | |||||
Relevant interest under | |||||
ROC Partners Pty | Roc Management Services | Roc Management Services section 608(3)(b) of the | 314,961 ordinary | 314,961 ordinary | |
Limited (ABN 50 | Pty Limited as trustee for the | Pty Limited as trustee for | Corporations Act as Roc | ||
ROC Capital Coinvestment | the ROC Capital | Partners Pty Limited controls shares | shares | ||
169 312 681) | |||||
Trust | Coinvestment Trust | Roc Management Services | |||
Pty Limited |
ME_193756148_1
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association | |||||
N/A | ||||||
6. Addresses | ||||||
onlyThe addresses of persons named in this form are listed in the Annexures. | ||||||
use | ||||||
Signature | ||||||
print name Lance Zarb | capacity | Director | ||||
For personal | ||||||
sign here | date | 7 December 2021 | ||||
ME_193756148_1
ANNEXURE A
This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder
Print name | Lance Zarb | Capacity | Director | ||||
Sign here | Date | 7 December 2021 | |||||
Name and ACN/ABN (as applicable) | Address | ||||||
Roc Partners Pty Limited (ACN 169 312 681) | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Capital Pty Ltd (ACN 167 858 764) | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
Roc Asset Management Pty Limited (ACN 608 881 072) | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
R c Investment Services Pty Limited (ACN 614 161 250) | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
only | |||||||
ROC Alternative Investment Pty Ltd (ACN 624 175 417) | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
Roc Management Services Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
Roc Management Services Pty Limited (ACN 169 126 676) | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
Roc Partners Equity Incentive Plan Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
Roc Partners EIP Pty Limited (ACN 621 678 037) | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
Q Private Equity Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Cbus Private Equity Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ACT Private Equity No.3 Fund | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
use | |||||||
ROC Private Opportunities Fund | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Private Equity (VicSuper) Fund | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
personal | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
Level 4, 11 Young St, Sydney NSW 2000 | |||||||
ROC Private Capital Trust | |||||||
ROC Alternative Investment Trust IV | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Alternative Investment Trust V | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Alternative Investment Trust VI | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Asia Pacific Co-Investment Fund II | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Asia Pacific Private Equity Fund | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Secondary Investment Trust No. 2 | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Secondary Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
MU Capital Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Asia Pacific Co-Investment Fund III | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
Hostplus ROC Private Equity Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ACT Private Equity No.4 Fund | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
Q Agriculture Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC China VC Fund | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
FSS Go Australia Impact Investing Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Private Investment Fund | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
First State Super Scheme | |||||||
ROC CVW Co-Investment Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
For | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Co-Investment Holding Trust | |||||||
St ne Axe Investment Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
AOC Investment Trust No. 1 | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC India Co-Investment Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC B&Y Investment Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
Stone Axe Investment Trust II | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
Stone Axe Investment Trust III | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
Go Australia Fund LP | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Partners Impact GP LP | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Private Equity VCLP | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Capital GP, LP | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Private Equity VCLP II, LP | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Capital GP II, LP | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Premium Food Fund, LP | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Premium Food GP, LP | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ROC Star Investment Trust | Level 4, 11 Young St, Sydney NSW 2000 | ||||||
ME_193756148_1 |
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
Pearl Global Ltd. published this content on 07 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 07 December 2021 05:51:05 UTC.
