Galileo Japan : Change in substantial holding from MS

2686cf0d-1555-43de-a841-5048fae35ac3.pdf

604

Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
IQ Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable)	GALILEO JAPAN TRUST
	122 465 990
	Morgan Stanley and its subsidiaries listed In Annexure A
	Not Applicable

There was a change in the interests of the

substantial holder on

The previous notice was given to the company on The previous notice was dated

The holder became aware on

1. Previous and present voting power

   
   

   March 3, 2016

   
   

   March 2, 2016

   February 29, 2016

   March 7, 2016

   
   

   The total number of votes attached to all the voting shares in the company or voting Interests in the scheme that the substantial holder or an associate (2) had a

   relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

   crass of securities (4)	Previous notice		Present notice
   	Person's votes	Voting power (5)	Person's votes	Voting power (5)
   Ordinary Shares	7,624,879	7.24%	9,625,234	9.13%
   Based on 105,385,415 Units outstanding	Based on 105,385,415 Units outstanding

   
   

2. Changes In relevant Interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant Interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of Securities affected	Person's votes affected
03/01/2016	Morgan Stanley Australla Securities Limited	Buv	24,155.46	10,013 Full" "'aid units	10,013
03/01/2016	Morgan Stanley Australia Securities Limited	Buv	1,417,309.82	580,685 Fullv naid units	580,685
03/02/2016	Morgan Stanley Australla Securities Limited	Buv	334.28	137 Full" "aid units	137
03/02/2016	Morgan Stanley Australia Securities Limited	Buv	1,051,172.44	428,403 Fullv na!d units	428.403
03/02/2016	Morgan Stanley Australia Securities Limited	Buv	17,029.51	6,977 Fullv naid units	6,977
03/03/2016	Morgan Stanley Australia Securities Limited	Buv	1,116,058.11	460,496 Full" naid units	460.496
03/03/2016	Morgan Stanley Australia Securities Limited	BU"	1,211,815.00	500,000 Fullv oald units	500,000
03/03/2016	Morgan Stanley Australia Securities Limited	Buv	17,531.99	7,206 Fullv oaid units	7,206
03/03/2016	Morgan Stanley Australla Securities Limited	Buv	15,667.28	6,470 Fullv oaid units	6.470

03/03/2016

Morgan Stanley Australla

Securities limited Sell 76.80 -32 Full aid units -32

4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest	Registered holder of securities		Person entitled to be registered as holder 18	Nature of relevant interest l6l	Class and number of securities	Person's votes
Morgan Stanley & Co. International pie	Unknown	Not Applicable	Shares held or in respect of which the holder may		2.525.912
			exercise control over disposal in the ordinary course of sales and trading businesses. Right as lender to recall the shares under a securities lending agreement.	2,525,912 Fully paid units
Morgan Stanley & Co. International pie	HSBC Custody Nominees (Australia) Limited		Not Applicable	Shares held or in respect of which the holder may exercise control over disposal in the ordinary course of sales and trading businesses.	5,098,935 Fully paid units	5.098.935
Morgan Stanley Australia Securities Limited	Morgan Stanley Australla Securities (Nominee) Pty Limited		Not Applicable	Shares held or in respect of which the holder may exercise control over disposal In the ordinary course of sales and trading businesses.	2,000,387 Fully paid units	2,000,387
Each of the entities (as Usted in Annexure A) in the Morgan Stanley j roup upstream of the above entities	Each of the above entities is a body corporate that each upstream entity controls and therefore has the relevant interests that the above entities collectively have.	9,625,234 Fully paid units	9,625,234

1. Changes in association

   The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of thelr association (9) with, the substantial holder fn relation to voting interests in the company or scheme are as follows:

   
   

   Name and ACN/ARSN (if applicable)	Nature of association
   Not applicable	Not applicable

   
   

2. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Morgan Stanley	1585 Broadway, New York 10036, USA
Morgan Stanley & Co. International pie	25 Cabot Square, Canary Wharf, London E14 4QA, United Kingdom
Morgan Stanley Australia Securities Limited	Level 39 Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia

Signature

print name Annie Gong capacity Executive Director

sign here date March 8, 2016

Annexure A

List of Morgan Stanley and its subsidiaries that have a relevant interest or deemed to have a relevant interest in the shares or units stated in Section 4.

Name

Morgan Stanley

Morgan Stanley International Holdings Inc.

J Morgan Stanley International Lim ited

I I f-r-Morgan Stanley UK Group

I I I f-.-Morgan StanleyInvestments (UK)

I I I I f-r-Morgan Stanley & Co. nternational pie

Morgan Stanley International Incorporated

J Morgan Stanley (Austra lia) Securities Holdings pty Limited

I I Morgan Stanley Australia Securities Limited

Signature

print name Annie Gong	capacity	Executive Director
sign here	date	March 8, 2016

DIRECTIONS

1. If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be Included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

   
   

2. See the definition of "associate" in section 9 of the Corporations Act 2001.

   
   

3. See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.

   
   

4. The voting shares of a company constitute one class unless divided Into separate classes.

   
   

5. The total number of votes attached to all the voting shares in the company or voting Interests in the scheme (if any) that the person or an associate has a relevant interest in.

   
   

6. The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

   
   

7. Include details of:

   
   

8. any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

9. any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

   
   

   See the definition of "relevant agreement" ln section 9 of the Corporations Act 2001.

   
   

10. If the substantial holder Is unable to determine the Identity of the person (eg. if the relevant interest arises because of an option) write unknown.'"

    
    

11. Details of the·consideration must include any and all benefits, moneys and other, that any person frorriwhom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit Is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.