604 page 1/4 15 July 2001
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder | |
To Company Name/Scheme ACN/ARSN 1. Details of substantial holder(1) Name ACN/ARSN (if applicable) | General Mining Corporation Limited |
125 721 075 | |
Galaxy Resources Limited (GXY) | |
ACN 071 976 442 |
There was a change in the interests of the substantial holder on | 11/07/16 |
The previous notice was given to the company on | 8/07/16 |
The previous notice was dated | 8/07/16 |
2. Previous and present voting power |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Ordinary shares | 84,943,814 | 26.68% | 100,163,801 | 31.46% |
-
Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:
Date of change
Person whose relevant interest changed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
11/07/16
Galaxy Resources Limited (and the entities listed in Annexure A)
Increase in relevant interest as a result of Galaxy Resources receipt of acceptances to its takeover offer dated 28
June 2016 (the Takeover Offer)
1.65 Galaxy Shares for every 1 General Mining Share, as per the Takeover Offer
15,219,987
ordinary shares
15,219,987
-
Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Nature of relevant interest (6)
Class and number of securities
Person's votes
Galaxy Resources Limited (and the entities listed in Annexure A)
Galaxy Resources Limited (and the entities listed in Annexure A)
Galaxy Resources Limited (and the entities listed in Annexure A)
Relevant interest under section 608(1)(a) of the Corporations Act, as the holder of the securities
6,000,000 fully paid ordinary shares
1.88%
Galaxy
Shareholders of
Galaxy Resources
Relevant interest under
94,163,801 fully
29.57%
General Mining
Corporation
Limited who
have accepted
Limited (and the
Resources
offers pursuant
entities listed in
section 608(8) of the
Limited (and the
to the Takeover
Annexure A),
Corporations Act, as a
paid ordinary
entities listed in
Offer (including
subject to the terms
result of acceptance of
shares
Annexure A)
various pre-bid
of the Takeover
the Takeover Offer
holders who
Offer
have accepted
the Takeover
Offer)
-
Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
-
-
- Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Galaxy Resources Limited | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
GXY Group Entities | See Annexure A |
print name Simon Robertson capacity Company Secretary
sign here date 12 July 2016 DIRECTIONSIf there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identify of the person (eg. if the relevant interest arises because of an option) write "unknown".
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure "A"
Galaxy Resources Limited ACN 071 976 442
This is Annexure "A" of 1 page referred to in the Form 604 (Notice of Change of Substantial Holding).
Signed by:
Simon Robertson, Company Secretary
Date: 12 July 2016
GXY Group EntitiesENTITY | ACN | ADDRESS |
Galaxy Lithium Australia Limited | 130 182 099 | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
Galaxy Lithium Proprietary Limited | 153 254 865 | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
Galaxy Resources Share Plan Pty Ltd | 169 574 476 | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
Galaxy Resources International Limited | Not applicable | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
Galaxy Lithium (Canada) Inc. | Not applicable | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
Galaxy Lithium Holdings BV | Not applicable | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
Galaxy Lithium (US) Inc. | Not applicable | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
Galaxy Lithium One (Quebec) Inc. | Not applicable | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
Galaxy Lithium One Inc | Not applicable | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
Galaxy Lithium (Ontario) Inc. | Not applicable | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
Galaxy Lithium (BC) Limited | Not applicable | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
Galaxy Lithium Holdings LLC | Not applicable | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
Galaxy Lithium (Colorado) Inc. | Not applicable | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
Galaxy Lithium (Sal de Vida) S.A. | Not applicable | Suite 8, 18 Kearns Crescent, Ardross, WA 6153 |
General Mining Corporation Ltd. published this content on 13 July 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 13 July 2016 01:48:04 UTC.
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