FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A
CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the
"Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| International Power PLC | |||||
| GDF Suez | |||||
| 25/06/2012 | |||||
| No | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security |
Purchases/ | Total number of securities |
Highest price |
Lowest price |
Common - ISIN GB0006320161 | Purchase | 144,426 | 4.175 GBP | 4.174 GBP |
Common - ISIN GB0006320161 | Sale | 53,285 | 4.176 GBP | 4.173 GBP |
(b) | Derivatives transactions (other than options) | ||||||
Class of |
Product description |
Nature of dealing | Number of reference securities | Price per unit | |||
Common - ISIN GB0006320161 | Swaps | Short | 4,977 | 4.174 GBP | |||
Common - ISIN GB0006320161 | Swaps | Short | 24,068 | 4.174 GBP | |||
Common - ISIN GB0006320161 | Swaps | Short | 2,242 | 4.175 GBP | |||
Common - ISIN GB0006320161 | Swaps | Short | 4,563 | 4.175 GBP | |||
Common - ISIN GB0006320161 | Swaps | Short | 14,533 | 4.175 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 1 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 1 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 1 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 2 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 2 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 3 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 7 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 8 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 9 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 10 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 11 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 75 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 210 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Short | 16 | 4.176 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 5,293 | 4.174 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 7,300 | 4.176 GBP | |||
Common - ISIN GB0006320161 | Swaps | Short | 10 | 4.175 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 6 | 4.174 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 10 | 4.174 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 269 | 4.172 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 38,567 | 4.174 GBP | |||
Common - ISIN GB0006320161 | Swaps | Long | 1,500 | 4.173 GBP | |||
Common - ISIN GB0006320161 | Swaps | Short | 1,500 | 4.175 GBP | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class | Product descriptione.g. call option | Writing, purchasing, selling, varying etc. |
Number |
Exercise |
Type | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercising | |||||
Class of relevant security |
Product description |
Number of |
Exercise Price per | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security |
Nature of dealing | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts
should be stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in
1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for
each additional class
of relevant security dealt in.
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which may
be an inducement to deal |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or
understanding, formal or informal, between the exempt
principal trader making the disclosure and any other
person relating to: |
None |
Date of disclosure: | 26/06/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be
made to a Regulatory Information
Service and must also be emailed to the Takeover Panel
atmonitoring@disclosure.org.uk
.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk
.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A
CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the
"Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Logica PLC | |||||
| Logica PLC | |||||
| 25/06/2012 | |||||
| No | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security |
Purchases/ | Total number of securities |
Highest price |
Lowest price |
Common - ISIN GB0005227086 | Purchase | 327,857 | 1.074 GBP | 1.067 GBP |
Common - ISIN GB0005227086 | Sale | 211,015 | 1.074 GBP | 1.072 GBP |
(b) | Derivatives transactions (other than options) | ||||||
Class of |
Product description |
Nature of dealing | Number of reference securities | Price per unit | |||
Common - ISIN GB0005227086 | Swaps | Long | 80,377 | 1.072 GBP | |||
Common - ISIN GB0005227086 | Swaps | Short | 1,359 | 1.073 GBP | |||
Common - ISIN GB0005227086 | Swaps | Long | 47 | 1.073 GBP | |||
Common - ISIN GB0005227086 | Swaps | Short | 378 | 1.072 GBP | |||
Common - ISIN GB0005227086 | Swaps | Short | 80,377 | 1.068 GBP | |||
Common - ISIN GB0005227086 | Swaps | Long | 91 | 1.073 GBP | |||
Common - ISIN GB0005227086 | Swaps | Short | 7,177 | 1.069 GBP | |||
Common - ISIN GB0005227086 | Swaps | Short | 143 | 1.073 GBP | |||
Common - ISIN GB0005227086 | Swaps | Short | 4,357 | 1.073 GBP | |||
Common - ISIN GB0005227086 | Swaps | Long | 4,500 | 1.073 GBP | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class | Product descriptione.g. call option | Writing, purchasing, selling, varying etc. |
Number |
Exercise |
Type | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercising | |||||
Class of relevant security |
Product description |
Number of |
Exercise Price per | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security |
Nature of dealing | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts
should be stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in
1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for
each additional class
of relevant security dealt in.
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which may
be an inducement to deal |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or
understanding, formal or informal, between the exempt
principal trader making the disclosure and any other
person relating to: |
None |
Date of disclosure: | 26/06/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be
made to a Regulatory Information
Service and must also be emailed to the Takeover Panel
atmonitoring@disclosure.org.uk
.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk
.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A
CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the
"Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Nautical Petroleum PLC | |||||
| Cairn Energy PLC | |||||
| 25/06/2012 | |||||
| No | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security |
Purchases/ | Total number of securities |
Highest price |
Lowest price |
Common - ISIN GB00B3D2ND74 | Purchase | 25,075 | 4.61 GBP | 4.58 GBP |
Common - ISIN GB00B3D2ND74 | Sale | 278,010 | 4.591 GBP | 4.58 GBP |
(b) | Derivatives transactions (other than options) | ||||||
Class of |
Product description |
Nature of dealing | Number of reference securities | Price per unit | |||
Common - ISIN GB00B3D2ND74 | Swaps | Long | 699 | 4.59 GBP | |||
Common - ISIN GB00B3D2ND74 | Swaps | Long | 1,610 | 4.59 GBP | |||
Common - ISIN GB00B3D2ND74 | Swaps | Long | 15,701 | 4.59 GBP | |||
Common - ISIN GB00B3D2ND74 | Swaps | Long | 56,210 | 4.591 GBP | |||
Common - ISIN GB00B3D2ND74 | Swaps | Long | 58,268 | 4.591 GBP | |||
Common - ISIN GB00B3D2ND74 | Swaps | Long | 18,808 | 4.591 GBP | |||
Common - ISIN GB00B3D2ND74 | Swaps | Long | 62,118 | 4.591 GBP | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class | Product descriptione.g. call option | Writing, purchasing, selling, varying etc. |
Number |
Exercise |
Type | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercising | |||||
Class of relevant security |
Product description |
Number of |
Exercise Price per | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security |
Nature of dealing | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts
should be stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in
1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for
each additional class
of relevant security dealt in.
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which may
be an inducement to deal |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or
understanding, formal or informal, between the exempt
principal trader making the disclosure and any other
person relating to: |
None |
Date of disclosure: | 26/06/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be
made to a Regulatory Information
Service and must also be emailed to the Takeover Panel
atmonitoring@disclosure.org.uk
.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk
.
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