Form 604

Corporations Act 2001

Section 671B

Notice of Change of Interests of Substantial Holder

To:LYNAS CORP LTD

ACN/ARSN:

1.Details of substantial holder (1)

Name: FIL Limited and the entities listed in Annexure A ("FIL")

ACN/ARSN (if applicable)

There was a change in the interests of the substantial holder on

12

April 2019

The previous notice was given to the company on

12

March 2019

The previous notice was dated

12

March 2019

2.Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of

Previous Notice

Previous Notice

Present Notice

Present Notice

Securities (4)

Person's votes

Voting Power (5)

Person's votes

Voting Power (5)

COMMON

55,702,572

8.37%

48,581,532

7.30%

STOCK

3.Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of

Person

Nature of

Consideration

Class and

Person's votes

Change

whose

change (6)

given in relation

number of

affected

relevant

to change (7)

securities

interest

affected

changed

AUD

COMMON

COMMON

STOCK

STOCK

11-Mar-19

FIL

BUY

1.6111

172,271

172,271

11-Mar-19

FIL

BUY

1.6111

187,789

187,789

11-Mar-19

FIL

BUY

1.6111

47,711

47,711

11-Mar-19

FIL

BUY

1.6111

16,346

16,346

11-Mar-19

FIL

BUY

1.6111

38,473

38,473

11-Mar-19

FIL

BUY

1.6111

170,939

170,939

11-Mar-19

FIL

BUY

1.6111

117,685

117,685

11-Mar-19

FIL

BUY

1.6111

448,786

448,786

13-Mar-19

FIL

BUY

1.5721

75,365

75,365

13-Mar-19

FIL

BUY

1.5721

81,253

81,253

13-Mar-19

FIL

BUY

1.5721

20,766

20,766

13-Mar-19

FIL

BUY

1.5721

6,669

6,669

13-Mar-19

FIL

BUY

1.5721

16,836

16,836

13-Mar-19

FIL

BUY

1.5721

85,440

85,440

13-Mar-19

FIL

BUY

1.5721

48,059

48,059

13-Mar-19

FIL

BUY

1.5721

196,828

196,828

14-Mar-19

FIL

BUY

1.6399

70,937

70,937

14-Mar-19

FIL

BUY

1.6399

76,479

76,479

14-Mar-19

FIL

BUY

1.6399

19,545

19,545

14-Mar-19

FIL

BUY

1.6399

6,277

6,277

14-Mar-19

FIL

BUY

1.6399

15,846

15,846

14-Mar-19

FIL

BUY

1.6399

80,419

80,419

14-Mar-19

FIL

BUY

1.6399

45,235

45,235

14-Mar-19

FIL

BUY

1.6399

185,262

185,262

18-Mar-19

FIL

BUY

1.6750

69,344

69,344

29-Mar-19

FIL

SELL

2.1022

850,041

850,041

03-Apr-19

FIL

SELL

2.1324

134,200

134,200

04-Apr-19

FIL

SELL

2.1015

486,970

486,970

04-Apr-19

FIL

SELL

2.1015

616,020

616,020

04-Apr-19

FIL

SELL

2.1015

134,589

134,589

04-Apr-19

FIL

SELL

2.1015

47,030

47,030

04-Apr-19

FIL

SELL

2.1015

108,719

108,719

04-Apr-19

FIL

SELL

2.1015

576,373

576,373

04-Apr-19

FIL

SELL

2.1015

1,268,603

1,268,603

05-Apr-19

FIL

BUY

2.1224

139,177

139,177

05-Apr-19

FIL

SELL

2.1186

78,315

78,315

05-Apr-19

FIL

SELL

2.1186

156,814

156,814

05-Apr-19

FIL

SELL

2.1186

19,917

19,917

08-Apr-19

FIL

SELL

2.0807

457,987

457,987

08-Apr-19

FIL

SELL

2.0807

917,057

917,057

08-Apr-19

FIL

SELL

2.0807

116,474

116,474

09-Apr-19

FIL

SELL

2.0973

92,004

92,004

10-Apr-19

FIL

SELL

2.1155

457,978

457,978

12-Apr-19

FIL

SELL

2.0522

433,302

433,302

12-Apr-19

FIL

SELL

2.0522

439,922

439,922

12-Apr-19

FIL

SELL

2.0522

119,624

119,624

12-Apr-19

FIL

SELL

2.0522

41,851

41,851

12-Apr-19

FIL

SELL

2.0522

96,759

96,759

12-Apr-19

FIL

SELL

2.0522

540,925

540,925

12-Apr-19

FIL

SELL

2.0522

240,846

240,846

12-Apr-19

FIL

SELL

2.0522

1,128,457

1,128,457

Total Buys

2,439,737

2,439,737

Total Sells

(9,560,777)

(9,560,777)

Total Net Sells

(7,121,040)

(7,121,040)

4.Present Relevant Interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Refer to Annexure A

5.Changes in Association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

N/A

6.Addresses

The addresses of persons named in this form are as follows:

Refer to Annexure A

Sign Here ____________________________________

Dated: 16 April 2019 Jen Li

Head of Regulatory Reporting, Asia Pacific

Duly authorized under Powers of Attorney by and on behalf of FIL Limited

Annexure A

Investment Manager

Address

Custodian

Nature of Relevant Interest

Sum of Numerator Shares

FIL INVESTMENT

Level 11, 167

JP MORGAN,

3,740,238

MANAGEMENT

Macquarie Street,

BOURNEMOUTH (C)

(AUSTRALIA) LIMITED

Sydney, NSW 2000,

JPMORGAN CHASE BANK

4,311,499

Australia

NA LDN

NATIONAL ASTL BK

964,527

MELBOURNE (S)

NORTHERN TRUST

333,437

LONDON (C)

STATE STREET BANK

1,955,734

AND TR CO

FIL INVESTMENT

Level 21, Two Pacific

BROWN BROS HARRIMN

11,757,210

MANAGEMENT

Place, 88 Queensway,

LTD LUX (C)

(HONG KONG)

Admiralty, Hong Kong

LANDESBANK

LIMITED

BADEN-WUERTTEMBER

1,198,644

G

Investment Discretion /

FIL INVESTMENT

8 Marina View,

BROWN BROS HARRIMN

Voting Power

2,292,485

MANAGEMENT

#35-06, Asia Square

LTD LUX (C)

(SINGAPORE)

Tower 1, 018960,

JP MORGAN,

1,228,692

LIMITED

Singapore

BOURNEMOUTH (C)

MASTER TRUST BANK OF

14,128

JAPAN (C)

NOMURA TRUST AND

219,993

BANKING (C)

FIL INVESTMENTS

Oakhill House, 130

BROWN BROS HARRIMN

1,305,750

INTERNATIONAL

Tonbridge Road,

LTD LUX (C)

Hildenborough,

CHASE MANHATTAN BK

7,645

Tonbridge, Kent, TN11

ASTL SYD(S)

9DZ, United Kingdom

HSBC TRINKAUS UND

516,473

BURKH 1 (S)

STATE STREET BANK

585,980

AND TR CO

FIL LIMITED

Pembroke Hall, 42

BROWN BROS HARRIMN

5,022

Crow Lane, Pembroke,

LTD LUX (C)

Bermuda

HSBC BANK PLC (C)

9,086,777

FIL PENSIONS

Oakhill House, 130

BNP PARIBAS SEC SRVS

363,696

MANAGEMENT

Tonbridge Road,

ITALY

Hildenborough, Kent,

CLEARSTREAM BANKING

704,237

England TN119DZ

SA LUX (C)

HSBC BANK PLC (C)

4,267,557

LANDESBANK

BADEN-WUERTTEMBER

3,488,623

G

STATE STR BK AND TR

233,185

CO LNDN (C

Grand Total

48,581,532

Attachments

  • Original document
  • Permalink

Disclaimer

Lynas Corporation Limited published this content on 17 April 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 17 April 2019 12:57:07 UTC