Form 604
Corporations Act 2001
Section 671B
Notice of Change of Interests of Substantial Holder
To:LYNAS CORP LTD
ACN/ARSN:
1.Details of substantial holder (1)
Name: FIL Limited and the entities listed in Annexure A ("FIL")
ACN/ARSN (if applicable)
There was a change in the interests of the substantial holder on | 12 | April 2019 |
The previous notice was given to the company on | 12 | March 2019 |
The previous notice was dated | 12 | March 2019 |
2.Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of | Previous Notice | Previous Notice | Present Notice | Present Notice |
Securities (4) | Person's votes | Voting Power (5) | Person's votes | Voting Power (5) |
COMMON | 55,702,572 | 8.37% | 48,581,532 | 7.30% |
STOCK |
3.Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person | Nature of | Consideration | Class and | Person's votes |
Change | whose | change (6) | given in relation | number of | affected |
relevant | to change (7) | securities | |||
interest | affected | ||||
changed | |||||
AUD | COMMON | COMMON | |||
STOCK | STOCK | ||||
11-Mar-19 | FIL | BUY | 1.6111 | 172,271 | 172,271 |
11-Mar-19 | FIL | BUY | 1.6111 | 187,789 | 187,789 |
11-Mar-19 | FIL | BUY | 1.6111 | 47,711 | 47,711 |
11-Mar-19 | FIL | BUY | 1.6111 | 16,346 | 16,346 |
11-Mar-19 | FIL | BUY | 1.6111 | 38,473 | 38,473 |
11-Mar-19 | FIL | BUY | 1.6111 | 170,939 | 170,939 |
11-Mar-19 | FIL | BUY | 1.6111 | 117,685 | 117,685 |
11-Mar-19 | FIL | BUY | 1.6111 | 448,786 | 448,786 |
13-Mar-19 | FIL | BUY | 1.5721 | 75,365 | 75,365 |
13-Mar-19 | FIL | BUY | 1.5721 | 81,253 | 81,253 |
13-Mar-19 | FIL | BUY | 1.5721 | 20,766 | 20,766 |
13-Mar-19 | FIL | BUY | 1.5721 | 6,669 | 6,669 |
13-Mar-19 | FIL | BUY | 1.5721 | 16,836 | 16,836 |
13-Mar-19 | FIL | BUY | 1.5721 | 85,440 | 85,440 |
13-Mar-19 | FIL | BUY | 1.5721 | 48,059 | 48,059 |
13-Mar-19 | FIL | BUY | 1.5721 | 196,828 | 196,828 |
14-Mar-19 | FIL | BUY | 1.6399 | 70,937 | 70,937 |
14-Mar-19 | FIL | BUY | 1.6399 | 76,479 | 76,479 |
14-Mar-19 | FIL | BUY | 1.6399 | 19,545 | 19,545 |
14-Mar-19 | FIL | BUY | 1.6399 | 6,277 | 6,277 |
14-Mar-19 | FIL | BUY | 1.6399 | 15,846 | 15,846 |
14-Mar-19 | FIL | BUY | 1.6399 | 80,419 | 80,419 |
14-Mar-19 | FIL | BUY | 1.6399 | 45,235 | 45,235 |
14-Mar-19 | FIL | BUY | 1.6399 | 185,262 | 185,262 |
18-Mar-19 | FIL | BUY | 1.6750 | 69,344 | 69,344 |
29-Mar-19 | FIL | SELL | 2.1022 | 850,041 | 850,041 |
03-Apr-19 | FIL | SELL | 2.1324 | 134,200 | 134,200 |
04-Apr-19 | FIL | SELL | 2.1015 | 486,970 | 486,970 |
04-Apr-19 | FIL | SELL | 2.1015 | 616,020 | 616,020 |
04-Apr-19 | FIL | SELL | 2.1015 | 134,589 | 134,589 |
04-Apr-19 | FIL | SELL | 2.1015 | 47,030 | 47,030 |
04-Apr-19 | FIL | SELL | 2.1015 | 108,719 | 108,719 |
04-Apr-19 | FIL | SELL | 2.1015 | 576,373 | 576,373 |
04-Apr-19 | FIL | SELL | 2.1015 | 1,268,603 | 1,268,603 |
05-Apr-19 | FIL | BUY | 2.1224 | 139,177 | 139,177 |
05-Apr-19 | FIL | SELL | 2.1186 | 78,315 | 78,315 |
05-Apr-19 | FIL | SELL | 2.1186 | 156,814 | 156,814 |
05-Apr-19 | FIL | SELL | 2.1186 | 19,917 | 19,917 |
08-Apr-19 | FIL | SELL | 2.0807 | 457,987 | 457,987 |
08-Apr-19 | FIL | SELL | 2.0807 | 917,057 | 917,057 |
08-Apr-19 | FIL | SELL | 2.0807 | 116,474 | 116,474 |
09-Apr-19 | FIL | SELL | 2.0973 | 92,004 | 92,004 |
10-Apr-19 | FIL | SELL | 2.1155 | 457,978 | 457,978 |
12-Apr-19 | FIL | SELL | 2.0522 | 433,302 | 433,302 |
12-Apr-19 | FIL | SELL | 2.0522 | 439,922 | 439,922 |
12-Apr-19 | FIL | SELL | 2.0522 | 119,624 | 119,624 |
12-Apr-19 | FIL | SELL | 2.0522 | 41,851 | 41,851 |
12-Apr-19 | FIL | SELL | 2.0522 | 96,759 | 96,759 |
12-Apr-19 | FIL | SELL | 2.0522 | 540,925 | 540,925 |
12-Apr-19 | FIL | SELL | 2.0522 | 240,846 | 240,846 |
12-Apr-19 | FIL | SELL | 2.0522 | 1,128,457 | 1,128,457 |
Total Buys | 2,439,737 | 2,439,737 | |||
Total Sells | (9,560,777) | (9,560,777) | |||
Total Net Sells | (7,121,040) | (7,121,040) |
4.Present Relevant Interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Refer to Annexure A
5.Changes in Association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
N/A
6.Addresses
The addresses of persons named in this form are as follows:
Refer to Annexure A
Sign Here ____________________________________
Dated: 16 April 2019 Jen Li
Head of Regulatory Reporting, Asia Pacific
Duly authorized under Powers of Attorney by and on behalf of FIL Limited
Annexure A
Investment Manager | Address | Custodian | Nature of Relevant Interest | Sum of Numerator Shares |
FIL INVESTMENT | Level 11, 167 | JP MORGAN, | 3,740,238 | |
MANAGEMENT | Macquarie Street, | BOURNEMOUTH (C) | ||
(AUSTRALIA) LIMITED | Sydney, NSW 2000, | JPMORGAN CHASE BANK | 4,311,499 | |
Australia | NA LDN | |||
NATIONAL ASTL BK | 964,527 | |||
MELBOURNE (S) | ||||
NORTHERN TRUST | 333,437 | |||
LONDON (C) | ||||
STATE STREET BANK | 1,955,734 | |||
AND TR CO | ||||
FIL INVESTMENT | Level 21, Two Pacific | BROWN BROS HARRIMN | 11,757,210 | |
MANAGEMENT | Place, 88 Queensway, | LTD LUX (C) | ||
(HONG KONG) | Admiralty, Hong Kong | LANDESBANK | ||
LIMITED | BADEN-WUERTTEMBER | 1,198,644 | ||
G | Investment Discretion / | |||
FIL INVESTMENT | 8 Marina View, | BROWN BROS HARRIMN | ||
Voting Power | 2,292,485 | |||
MANAGEMENT | #35-06, Asia Square | LTD LUX (C) | ||
(SINGAPORE) | Tower 1, 018960, | JP MORGAN, | 1,228,692 | |
LIMITED | Singapore | BOURNEMOUTH (C) | ||
MASTER TRUST BANK OF | 14,128 | |||
JAPAN (C) | ||||
NOMURA TRUST AND | 219,993 | |||
BANKING (C) | ||||
FIL INVESTMENTS | Oakhill House, 130 | BROWN BROS HARRIMN | 1,305,750 | |
INTERNATIONAL | Tonbridge Road, | LTD LUX (C) | ||
Hildenborough, | CHASE MANHATTAN BK | 7,645 | ||
Tonbridge, Kent, TN11 | ASTL SYD(S) | |||
9DZ, United Kingdom | HSBC TRINKAUS UND | 516,473 | ||
BURKH 1 (S) | ||||
STATE STREET BANK | 585,980 | |||
AND TR CO | ||||
FIL LIMITED | Pembroke Hall, 42 | BROWN BROS HARRIMN | 5,022 | |
Crow Lane, Pembroke, | LTD LUX (C) | |||
Bermuda | HSBC BANK PLC (C) | 9,086,777 | ||
FIL PENSIONS | Oakhill House, 130 | BNP PARIBAS SEC SRVS | 363,696 | |
MANAGEMENT | Tonbridge Road, | ITALY | ||
Hildenborough, Kent, | CLEARSTREAM BANKING | 704,237 | ||
England TN119DZ | SA LUX (C) | |||
HSBC BANK PLC (C) | 4,267,557 | |||
LANDESBANK | ||||
BADEN-WUERTTEMBER | 3,488,623 | |||
G | ||||
STATE STR BK AND TR | 233,185 | |||
CO LNDN (C | ||||
Grand Total | 48,581,532 | |||
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Disclaimer
Lynas Corporation Limited published this content on 17 April 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 17 April 2019 12:57:07 UTC