Item 5.02. Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On February 4, 2021, Mahwah Bergen Retail Group, Inc. (f/k/a Ascena Retail
Group, Inc.) (the "Company") appointed Carrie Teffner as President, effective
immediately.
Ms. Teffner currently also serves the Company as Interim Executive Chair of the
Board, and biographical information for her can be found in the Company's
Amendment No. 1 to the Annual Report on Form 10-K for the fiscal year ended
August 1, 2020, filed with the Securities and Exchange Commission on December
14, 2020 , and is incorporated herein by reference. There are no family
relationships between Ms. Teffner and any director or executive officer of the
Company that are required to be disclosed pursuant to Item 401(d) of Regulation
S-K, and there are no current or proposed transactions in which Ms. Teffner has
or will have a direct or indirect material interest and in which the Company is
or will be a participant that require disclosure pursuant to Item 404(a) of
Regulation S-K.
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal
Year.
As previously reported, on December 23, 2020, the Company and certain of its
subsidiaries completed their sale (the "363 Sale") of assets relating to their
Ann Taylor, LOFT, Lane Bryant and Lou & Grey brands to Premium Apparel LLC, an
affiliate of Sycamore Partners Management, L.P.
In connection with the consummation of the 363 Sale, on February 3, 2021, the
Company filed an amendment (the "Certificate of Amendment") to the Company's
certificate of incorporation, with the Secretary of State of the State of
Delaware, to change the name of the Company from Ascena Retail Group, Inc. to
Mahwah Bergen Retail Group, Inc. A copy of the Certificate of Amendment, which
became effective on February 3, 2021, is filed herewith as Exhibit 3.1.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit Description
Number
3.1 Certificate of Amendment.
104 Cover Page Interactive Data File. The cover page XBRL tags are
embedded within the inline XBRL document (contained in Exhibit 101).
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