August 17, 2017 Matsui Securities Co., Ltd.

Notice Concerning the Determination of the Items of Stock Options (Stock Acquisition Rights)

Matsui Securities Co., Ltd. announced that the items regarding issuance of stock options for Directors (excluding Outside Directors) as compensation resolved at the Board of Directors of the Company held on July 27, 2017 were determined. The details of the determination are described below.

  1. Name of the Stock Acquisition Rights

    Fourth Series of Stock Acquisition Rights issued by Matsui Securities Co., Ltd.

  2. Number of the Stock Acquisition Rights to be allotted

    • 1,291 Stock Acquisition Rights

  3. Persons eligible for the allotment of the Stock Acquisition Rights

    • 8 Directors of the Company (excluding Outside Directors)

  4. Amount to be paid in exchange for the Stock Acquisition Right

  1. The Stock Acquisition Rights to be exercised since August 18, 2020

    73,000 yen in exchange for one Stock Acquisition Right (730 yen per share)

  2. The Stock Acquisition Rights to be exercised since August 19, 2021

    71,600 yen in exchange for one Stock Acquisition Right (716 yen per share)

  3. The Stock Acquisition Rights to be exercised since August 19, 2022

70,300 yen in exchange for one Stock Acquisition Right (703 yen per share)

This amount shall be offset by the Company against the compensation receivable of the relevant persons eligible for the allotment of the Stock Acquisition Rights of the same amount.

Contact:

Akira WARITA,

Managing Director

TEL:

+81-3-5216-0784

Mail:

ir@matsui.co.jp

This is an English translation of a Japanese announcement made on the date above. The

information contained in the Japanese announcement is true and accurate at the time of publication. Although the company intended to faithfully translate document from Japanese to English, translation accuracy is not guaranteed. If any questions arise related to the accuracy of the information contained in the translation, please refer to the original Japanese document. This translation does not constitute an offer for sale or solicitation for investment or other similar activity in or outside of Japan.

Matsui Securities Co. Ltd. published this content on 17 August 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 17 August 2017 08:11:03 UTC.

Original documenthttp://www.matsui.co.jp/en/press/pdf/pr170817_en.pdf

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