Max Healthcare Institute : Insider Trading - Others

August 09, 2022

Listing Department,

Listing Department,

National Stock Exchange of India Limited

BSE Limited

Exchange Plaza, Plot C-1, Block G,

25th Floor,

Bandra Kurla Complex,

Phiroze Jeejeebhoy Towers,

Bandra (E),

Dalal Street,

MUMBAI - 400 051

MUMBAI - 400 001

Symbol: MAXHEALTH

Scrip Code: 543220

Sr.

Compliance Requirement

Yes/No

Observation/ Remark

No

1.

Whether the Company has a Structured Digital

Yes

Database in place?

2.

Whether control exists as to who can access the

Yes

SDD for read/ write along with the names and

PAN of such person?

3.

Whether all the UPSI have been captured in the

Yes

Database. If not, details of events that have not

been captured and the reason for the same?

4.

Whether the recipient were upfront informed that

Yes

The recipient of UPSI, at the time of

the information which they will be receiving

receiving information, are

informed,

shortly is UPSI and the entry has been captured

that the information shared with them

in the Database prior to forwarding the UPSI

is UPSI and they are required to

data. If not details of events that have not been

abide by the extant provisions of

captured and the reason for the same?

Company's Code of Conduct to

Regulate,

Monitor

and

Report

Trading by Designated Persons and

applicable

provisions

of

PIT

Regulations.

Accordingly,

entries

were also made in the database

simultaneously on sharing of UPSI or

Post facto.

The

practice

is in

compliance

with

the

statutory

provisions.

5.

Whether nature of UPSI have been captured

Yes

along with date and time?

6.

Whether name of persons who have shared the

Yes

information has been captured along with PAN

or any other identifier?

7.

Whether name of persons with whom

Yes

information is shared has been captured along

with PAN or any other identifier?

8.

Whether the database has been maintained

Yes

internally?

9.

Whether audit trail is maintained?

Yes

10.

Whether time stamping is maintained?

Yes

11.

Whether the database is non-tamperable?

Yes

12.

Any other measures to ensure non-tamperability

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of the Database?