ITEM 1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.

On July 28, 2022, NeoPhotonics (China) Co., Ltd., ("NeoPhotonics China"), a subsidiary of NeoPhotonics Corporation (the "Company"), entered into a Credit Line Agreement with Shanghai Pudong Development Bank Shenzhen Branch ("SPDB") providing for a line of credit to NeoPhotonics China in an amount of RMB 120,000,000 (approximately $17.8 million). On July 28, 2022, NeoPhotonics Dongguan Co., Ltd ("NeoPhotonics Dongguan"), also a subsidiary of the Company in China, entered into a Credit Line Agreement with SPDB providing for a line of credit to NeoPhotonics Dongguan in an amount of RMB 30,000,000 (approximately $4.4 million) (collectively, the "SPDB Credit Line Agreements"). The prior credit line agreements entered into by NeoPhotonics China and NeoPhotonics Dongguan, respectively, with SPDB in June 2021 have expired pursuant to their terms, and the new credit line agreements are intended to replace the expired agreements.

The foregoing description of the SPDB Credit Line Agreements is not intended to be complete and is qualified in its entirety by reference to the full text of the SPDB Credit Line Agreements, which are filed as exhibits hereto.

ITEM 2.03 CREATION OF A DIRECT FINANCIAL OBLIGATION OR AN OBLIGATION UNDER AN

OFF-BALANCE SHEET ARRANGEMENT OF A REGISTRANT.

The information set forth above and referenced under Item 1.01 relating to the SPDB Credit Line Agreements is hereby incorporated by reference into this Item 2.03.

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.




(d) Exhibits.

Exhibit
Number                                    Description

10.1           Credit Line Agreement dated July 29, 2022, by and between
             NeoPhotonics (China) Co., Ltd. and Shanghai Pudong Development Bank
             Shenzhen Branch (Translation to English of Chinese original
             agreement).

10.2           Credit Line Agreement, dated July 29, 2022, by and between
             NeoPhotonics Dongguan Co., Ltd. and Shanghai Pudong Development Bank
             Shenzhen Branch (Translation to English of Chinese original
             agreement).

104          Cover Page Interactive Data File (embedded within the Inline XBRL
             document).

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