Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme | New Century Resources Limited |
ACN/ARSN | ACN 142 165 080 |
1. Details of substantial holder (1) | |
only | |
Name | Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) |
ACN/ARSN (if applicable) | 008 496 713 |
There was a change in the interests of the substantial holder on | 24-Jan-2022 |
The previous notice was given to the company on | 08-Nov-2021 |
The previous notice was dated | 08-Nov-2021 |
use | |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous Notice | Present Notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Common Stock | 94,933,765 | 6.67% | 7,362,587 | 5.62% |
personal | agreement | Notice | |||||||
3. Changes in relevant interests | |||||||||
Person whose | Consideration | Class and | |||||||
Date of change | relevant interest | Nature of change (6) | given in | number of | Person's votes affected | ||||
changed | relation to | securities | |||||||
change (7) | affected | ||||||||
Credit Suisse AG, | Stock borrowed under | Refer to | 250,000 Common | ||||||
17-Nov-21 | Master prime brokerage | Annexure A of | 250,000.00 | ||||||
Dublin branch | Stock | ||||||||
agreement | Notice | ||||||||
Credit Suisse AG, | Stock borrowed under | Refer to | 119,000 Common | ||||||
15-Dec-21 | Master prime brokerage | Annexure A of | 119,000.00 | ||||||
Dublin branch | Stock | ||||||||
For | |||||||||
Credit Suisse AG, | Stock borrowed under | Refer to | |||||||
13-Dec-21 | Master prime brokerage | Annexure A of | 16,526.00 | 16,526 Common Stock | |||||
Dublin branch | |||||||||
agreement | Notice | ||||||||
Credit Suisse AG, | Stock borrowed under | Refer to | 123,000 Common | ||||||
23-Dec-21 | Master prime brokerage | Annexure A of | 123,000.00 | ||||||
Dublin branch | Stock | ||||||||
agreement | Notice | ||||||||
Credit Suisse AG, | Stock borrowed under | Refer to | |||||||
12-Jan-22 | Master prime brokerage | Annexure A of | 19,693.00 | 19,693 Common Stock | |||||
Dublin branch | |||||||||
agreement | Notice | ||||||||
Credit Suisse AG, | Stock borrowed under | Refer to | |||||||
11-Jan-22 | Master prime brokerage | Annexure A of | 188.00 | 188 Common Stock | |||||
Dublin branch | |||||||||
agreement | Notice | ||||||||
Credit Suisse AG, | Stock borrowed under | Refer to | |||||||
13-Jan-22 | Master prime brokerage | Annexure A of | 7,945.00 | 7,945 Common Stock | |||||
Dublin branch | |||||||||
agreement | Notice | ||||||||
1
For personal use only
Credit Suisse AG, | Stock borrowed under | Refer to | |||
14-Jan-22 | Master prime brokerage | Annexure A of | 7,944.00 | 7,944 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
26-Nov-21 | Master prime brokerage | Annexure A of | -2,104.00 | -2,104 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | -247,896 Common | ||
7-Dec-21 | Master prime brokerage | Annexure A of | -247,896.00 | ||
Dublin branch | Stock | ||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
15-Dec-21 | Master prime brokerage | Annexure A of | -1,414.00 | -1,414 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | -119,000 Common | ||
20-Dec-21 | Master prime brokerage | Annexure A of | -119,000.00 | ||
Dublin branch | Stock | ||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
21-Dec-21 | Master prime brokerage | Annexure A of | -824.00 | -824 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
20-Dec-21 | Master prime brokerage | Annexure A of | -420.00 | -420 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
29-Dec-21 | Master prime brokerage | Annexure A of | -1,712.00 | -1,712 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
5-Jan-22 | Master prime brokerage | Annexure A of | -408.00 | -408 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
6-Jan-22 | Master prime brokerage | Annexure A of | -188.00 | -188 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
7-Jan-22 | Master prime brokerage | Annexure A of | -18,060.00 | -18,060 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
21-Jan-22 | Master prime brokerage | Annexure A of | -564.00 | -564 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
12-Jan-22 | Master prime brokerage | Annexure A of | -43,010.00 | -43,010 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
13-Jan-22 | Master prime brokerage | Annexure A of | -11,560.00 | -11,560 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
13-Jan-22 | Master prime brokerage | Annexure A of | -188.00 | -188 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
13-Jan-22 | Master prime brokerage | Annexure A of | -19,108.00 | -19,108 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
19-Jan-22 | Master prime brokerage | Annexure A of | -508.00 | -508 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
12-Jan-22 | Master prime brokerage | Annexure A of | -42,822.00 | -42,822 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
18-Jan-22 | Master prime brokerage | Annexure A of | -171.00 | -171 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
2
For personal use only
Credit Suisse AG, | Stock returned under | Refer to | |||
24-Jan-22 | Master prime brokerage | Annexure A of | -667.00 | -667 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | |||
24-Jan-22 | Master prime brokerage | Annexure A of | -6,702.00 | -6,702 Common Stock | |
Dublin branch | |||||
agreement | Notice | ||||
Credit Suisse AG, | Stock returned under | Refer to | -773,000 Common | ||
15-Nov-21 | Annexure B of | -773,000.00 | |||
Singapore Branch | OSLA | Stock | |||
Notice | |||||
Credit Suisse | |||||
8-Nov-21 | Equities (Australia) | Acquired on market | 2,755.00 AUD | 19,000.00 | 19,000 Common Stock |
Limited | |||||
Credit Suisse | |||||
9-Nov-21 | Equities (Australia) | Acquired on market | 3,717.00 AUD | 25,200.00 | 25,200 Common Stock |
Limited | |||||
Credit Suisse | 93,259.56 | 641,400 Common | |||
10-Nov-21 | Equities (Australia) | Acquired on market | 641,400.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | 40,187.05 | 272,270 Common | |||
11-Nov-21 | Equities (Australia) | Acquired on market | 272,270.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | 34,759.55 | 239,721 Common | |||
12-Nov-21 | Equities (Australia) | Acquired on market | 239,721.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | 22,737.03 | 154,990 Common | |||
12-Nov-21 | Equities (Australia) | Acquired on market | 154,990.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | 43,441.57 | 299,597 Common | |||
15-Nov-21 | Equities (Australia) | Acquired on market | 299,597.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | 32,700.20 | 225,208 Common | |||
15-Nov-21 | Equities (Australia) | Acquired on market | 225,208.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | 27,813.76 | 191,819 Common | |||
16-Nov-21 | Equities (Australia) | Acquired on market | 191,819.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | |||||
16-Nov-21 | Equities (Australia) | Acquired on market | 2,175.00 AUD | 15,000.00 | 15,000 Common Stock |
Limited | |||||
Credit Suisse | |||||
17-Nov-21 | Equities (Australia) | Acquired on market | 112.80 AUD | -751.00 | -751 Common Stock |
Limited | |||||
Credit Suisse | |||||
17-Nov-21 | Equities (Australia) | Acquired on market | 7,250.00 AUD | 50,000.00 | 50,000 Common Stock |
Limited | |||||
Credit Suisse | 18,372.00 | 120,000 Common | |||
18-Nov-21 | Equities (Australia) | Acquired on market | 120,000.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | 48,873.47 | 316,538 Common | |||
18-Nov-21 | Equities (Australia) | Acquired on market | 316,538.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | 12,424.49 | ||||
18-Nov-21 | Equities (Australia) | Acquired on market | 80,158.00 | 80,158 Common Stock | |
AUD | |||||
Limited | |||||
Credit Suisse | |||||
19-Nov-21 | Equities (Australia) | Acquired on market | 5,146.35 AUD | 34,309.00 | 34,309 Common Stock |
Limited | |||||
3
For personal use only
Credit Suisse | 14,495.13 | ||||
22-Nov-21 | Equities (Australia) | Acquired on market | 95,050.00 | 95,050 Common Stock | |
AUD | |||||
Limited | |||||
Credit Suisse | 37,497.06 | 243,804 Common | |||
22-Nov-21 | Equities (Australia) | Acquired on market | 243,804.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | |||||
23-Nov-21 | Equities (Australia) | Acquired on market | 8,836.89 AUD | 59,308.00 | 59,308 Common Stock |
Limited | |||||
Credit Suisse | 218,333.86 | -1,477,225.0 | -1,477,225 Common | ||
24-Nov-21 | Equities (Australia) | Acquired on market | |||
AUD | 0 | Stock | |||
Limited | |||||
Credit Suisse | 36,283.39 | 246,156 Common | |||
25-Nov-21 | Equities (Australia) | Acquired on market | 246,156.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | 11,530.05 | ||||
25-Nov-21 | Equities (Australia) | Acquired on market | 76,867.00 | 76,867 Common Stock | |
AUD | |||||
Limited | |||||
Credit Suisse | 66,082.74 | 455,743 Common | |||
26-Nov-21 | Equities (Australia) | Acquired on market | 455,743.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | 35,313.66 | 248,863 Common | |||
29-Nov-21 | Equities (Australia) | Acquired on market | 248,863.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | |||||
30-Nov-21 | Equities (Australia) | Acquired on market | 5,075.00 AUD | 35,000.00 | 35,000 Common Stock |
Limited | |||||
Credit Suisse | 52,925.00 | 365,000 Common | |||
30-Nov-21 | Equities (Australia) | Acquired on market | 365,000.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | 35,525.00 | 245,000 Common | |||
2-Dec-21 | Equities (Australia) | Acquired on market | 245,000.00 | ||
AUD | Stock | ||||
Limited | |||||
Credit Suisse | Entitlement on | 1,499,903 Common | |||
14-Dec-21 | Equities (Australia) | .00 AUD | 1,499,903.00 | ||
corporation action event | Stock | ||||
Limited | |||||
Credit Suisse | Entitlement on | ||||
14-Dec-21 | Equities (Australia) | .00 AUD | 252.00 | 252 Common Stock | |
corporation action event | |||||
Limited | |||||
Credit Suisse | Entitlement on | ||||
14-Dec-21 | Equities (Australia) | .00 AUD | 845.00 | 845 Common Stock | |
corporation action event | |||||
Limited | |||||
Credit Suisse | |||||
20-Dec-21 | Equities (Australia) | Acquired on market | 16.43 AUD | 9.00 | 9 Common Stock |
Limited | |||||
Credit Suisse | |||||
21-Dec-21 | Equities (Australia) | Acquired on market | 4,267.80 AUD | 2,250.00 | 2,250 Common Stock |
Limited | |||||
Credit Suisse | |||||
22-Dec-21 | Equities (Australia) | Acquired on market | 1,000.00 AUD | 500.00 | 500 Common Stock |
Limited | |||||
Credit Suisse | |||||
29-Dec-21 | Equities (Australia) | Acquired on market | 4,622.23 AUD | 2,245.00 | 2,245 Common Stock |
Limited | |||||
Credit Suisse | |||||
31-Dec-21 | Equities (Australia) | Acquired on market | 8,019.16 AUD | 3,836.00 | 3,836 Common Stock |
Limited | |||||
4
For personal use only
Credit Suisse | |||||
4-Jan-22 | Equities (Australia) | Acquired on market | 2,724.00 AUD | 1,200.00 | 1,200 Common Stock |
Limited | |||||
Credit Suisse | 11,961.26 | ||||
5-Jan-22 | Equities (Australia) | Acquired on market | 5,201.00 | 5,201 Common Stock | |
AUD | |||||
Limited | |||||
Credit Suisse | |||||
7-Jan-22 | Equities (Australia) | Acquired on market | 1,535.60 AUD | 698.00 | 698 Common Stock |
Limited | |||||
Credit Suisse | |||||
10-Jan-22 | Equities (Australia) | Acquired on market | 2,727.90 AUD | 1,299.00 | 1,299 Common Stock |
Limited | |||||
Credit Suisse | 19,827.84 | ||||
11-Jan-22 | Equities (Australia) | Acquired on market | 9,128.00 | 9,128 Common Stock | |
AUD | |||||
Limited | |||||
Credit Suisse | |||||
11-Jan-22 | Equities (Australia) | Acquired on market | 2,541.07 AUD | 1,171.00 | 1,171 Common Stock |
Limited | |||||
Credit Suisse | |||||
12-Jan-22 | Equities (Australia) | Acquired on market | 7,341.92 AUD | 3,295.00 | 3,295 Common Stock |
Limited | |||||
Credit Suisse | 11,692.54 | ||||
12-Jan-22 | Equities (Australia) | Acquired on market | 5,240.00 | 5,240 Common Stock | |
AUD | |||||
Limited | |||||
Credit Suisse | |||||
13-Jan-22 | Equities (Australia) | Acquired on market | 9,172.75 AUD | 3,833.00 | 3,833 Common Stock |
Limited | |||||
Credit Suisse | 13,326.72 | ||||
13-Jan-22 | Equities (Australia) | Acquired on market | 5,293.00 | 5,293 Common Stock | |
AUD | |||||
Limited | |||||
Credit Suisse | |||||
14-Jan-22 | Equities (Australia) | Acquired on market | 4,398.87 AUD | 1,758.00 | 1,758 Common Stock |
Limited | |||||
Credit Suisse | |||||
17-Jan-22 | Equities (Australia) | Acquired on market | 1,749.47 AUD | 697.00 | 697 Common Stock |
Limited | |||||
Credit Suisse | 22,018.59 | ||||
18-Jan-22 | Equities (Australia) | Acquired on market | 8,273.00 | 8,273 Common Stock | |
AUD | |||||
Limited | |||||
Credit Suisse | |||||
19-Jan-22 | Equities (Australia) | Acquired on market | 3,839.86 AUD | 1,505.00 | 1,505 Common Stock |
Limited | |||||
Credit Suisse | |||||
20-Jan-22 | Equities (Australia) | Acquired on market | 2,746.64 AUD | 1,112.00 | 1,112 Common Stock |
Limited | |||||
Credit Suisse | |||||
21-Jan-22 | Equities (Australia) | Acquired on market | 4.82 AUD | 2.00 | 2 Common Stock |
Limited | |||||
Credit Suisse | |||||
21-Jan-22 | Equities (Australia) | Acquired on market | 7,537.54 AUD | 3,143.00 | 3,143 Common Stock |
Limited | |||||
Credit Suisse | |||||
24-Jan-22 | Equities (Australia) | Acquired on market | 4.70 AUD | 2.00 | 2 Common Stock |
Limited | |||||
Credit Suisse | |||||
24-Jan-22 | Equities (Australia) | Acquired on market | 7,985.69 AUD | 3,443.00 | 3,443 Common Stock |
Limited | |||||
Credit Suisse | 27,667.39 | ||||
24-Jan-22 | Equities (Australia) | Acquired on market | 11,998.00 | 11,998 Common Stock | |
AUD | |||||
Limited | |||||
5
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
New Century Resources Limited published this content on 31 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 31 January 2022 05:20:02 UTC.