NIB HOLDINGS LIMITED Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To: Company Name/Scheme: | NIB HOLDINGS LTD |
ACN/ARSN: | 125 633 856 |
1. Details of substantial holder | |
Name | Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A |
The holder became a substantial holder on:
2. Details of voting power
30/11/2018
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
Class of securities | Number of securities | Person's votes | Voting power (%) |
Fully Paid ordinary shares | 21,933,867 | 21,933,867 | 4.81% |
For the Securities (if any) listed below see NOTE 1 at the end of this form
Class of securities | Number of securities | Person's votes | Voting power (%) |
Fully Paid ordinary shares | 872,618 | 872,618 | 0.19% |
Class of securities | Number of securities | Person's votes | Voting power (%) |
GRAND TOTAL Fully Paid ordinary shares | 22,806,485 | 22,806,485 | 5.01% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest | Class and number of securities |
Avanteos Investments Limited ACN 096 259 979 | Relevant interest under paragraph 608(1)(a), 608(1)(b) and 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee and in its capacity as administrator of managed accounts. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. | 424,954 Fully paid ordinary shares |
ASB Group Investments Limited ACN 533945 | Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates, as a life company holding statutory funds and as the responsible entity or manager of a managed investment scheme. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. | 311,272 Fully paid ordinary shares |
Commonwealth Bank of Australia ACN 123 123 124 | Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising as a result of having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in a proprietary capacity. | Fully paid ordinary shares (including 302,506 borrowed from Barclays 302,506 Capital Securities Ltd, see Annexure C) |
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 | Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as trustee for the Officers' Superannuation Fund. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. | 57,440 Fully paid ordinary shares |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 | Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. | 11,714,293 Fully paid ordinary shares |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 | Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. | 15,001,921 Fully paid ordinary shares |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 | Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated. | Fully paid ordinary shares (including 215,853 borrowed from UBS AG (Agreement 1), see Annexure C) 872,618 (including 485,074 borrowed from UBS AG (Agreement 2), see Annexure C) |
Colonial First State Investments Limited ACN 002 348 352 | Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. | Fully paid ordinary shares (including 215,853 borrowed from UBS AG (Agreement 1), see Annexure C) 15,280,008 (including 485,074 borrowed from UBS AG (Agreement 2), see Annexure C) |
Colonial First State Investments Limited ACN 002 348 352 | Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. | 3,340,670 Fully paid ordinary shares |
Realindex Investments Pty Limited ACN 133 312 017 | Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. | 5,782,732 Fully paid ordinary shares |
Realindex Investments Pty Limited ACN 133 312 017 | Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. | 6,204,486 Fully paid ordinary shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder | Class and number of securities |
Avanteos Investments Limited ACN 096 259 979 | Avanteos Investments Limited | Fully paid ordinary 424,954 shares | |
Commonwealth Bank of Australia ACN 123 123 124 | The Bank Of New York Mellon, Sydney Branch | Fully paid ordinary 302,506 shares | |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 | Citibank N A Hong Kong | Fully paid ordinary 3,294,585 shares | |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 | Citicorp Nominees Pty Limited (Australia) | Fully paid ordinary 8,592,538 shares | |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 | National Custodian Services | Fully paid ordinary 544,939 shares | |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 | Northern Trust Company | Fully paid ordinary 1,460,175 shares | |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311 | State Street Global Advisors (Australia) Limited | Fully paid ordinary 1,109,684 shares | |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 | Citicorp Nominees Pty Limited (Australia) | Fully paid ordinary 144,348 shares | |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 | Northern Trust Company | Fully paid ordinary 27,343 shares | |
Colonial First State Investments Limited (Note 1) ACN 002 348 352 | UBS Nominees Pty Ltd | Fully paid ordinary 700,927 shares | |
Realindex Investments Pty Limited ACN 133 312 017 | Citibank N A Hong Kong | Fully paid ordinary 3,705,441 shares | |
Realindex Investments Pty Limited ACN 133 312 017 | Citicorp Nominees Pty Limited (Australia) | Fully paid ordinary 984,390 shares | |
Realindex Investments Pty Limited ACN 133 312 017 | HSBC Bank Australia Limited | Fully paid ordinary 250,644 shares | |
Realindex Investments Pty Limited ACN 133 312 017 | JP Morgan Chase Bank NA | Fully paid ordinary 96,799 shares | |
Realindex Investments Pty Limited ACN 133 312 017 | JPMorgan (UK) | Fully paid ordinary 623,296 shares | |
Realindex Investments Pty Limited ACN 133 312 017 | National Bank Nominees Pty Limited | Fully paid ordinary 36,359 shares | |
Realindex Investments Pty Limited ACN 133 312 017 | National Custodian Services | Fully paid ordinary 507,557 shares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest | Date of acquisition | Consideration | Class and number of securities | |
Cash | Non-cash | |||
See annexure B to this notice | ||||
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NIB Holdings Limited published this content on 03 December 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 03 December 2018 05:56:09 UTC
