OPSEC SECURITY GROUP PLC -
KEY INFORMATION
(a) Full name of discloser:
OpSec Security Group Plc (the 'Company')
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
N/A
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
OpSec Security Group Plc
(d) Is the discloser the offeror or the offeree?
OFFEREE
(e) Date position held:
The latest practicable date prior to the disclosure
8 October 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state 'N/A'
N/A
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POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
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Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates
Class of relevant security:
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
0
0
0
0
(2) Cash-settled derivatives:
0
0
0
0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0
0
0
TOTAL:
0
0
0
0
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
- Rights to subscribe for new securities
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POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe (including directors' and other employee options) of any person acting in concert with the party to the offer making the disclosure:
The Directors of the Company and the Opsec Security Group Employee Benefit Trust ('EBT') are interested in the following number of ordinary shares of 5 pence each ('Ordinary Shares')
The Directors of the Company are interested in the following options over Ordinary Shares ('Options')
Name
Number of Options
Exercise Price
Expiry Date
Richard Cremona
4,000,000
£0.38
30 September 2024
Mike Angus
1,500,000
£0.38
30 September 2024
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
- OTHER INFORMATION
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Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer making the disclosure or any person acting in concert with it: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none'
None
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Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer making the disclosure, or any person acting in concert with it, and any other person relating to:
If there are no such agreements, arrangements or understandings, state 'none'
None
the voting rights of any relevant securities under any option; or
the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
- Attachments
Class of relevant security in relation to which subscription right exists: | None |
Details, including nature of the rights concerned and relevant percentages: | None |
Name | Number of Ordinary Shares | Percentage of issued share capital |
EBT | 2,514,429 | 2.07% |
Mike Angus | 1,468,169 | 1.45% |
Supplemental Form 8 (Open Positions) | NO |
Supplemental Form 8 (SBL) | NO |
Date of disclosure: | 8 October 2015 |
Contact name: | Mike Angus |
Telephone number: | +1 720 394 2803 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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