Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 22, 2023, Portman Ridge Finance Corporation (the "Company") held its
annual meeting of stockholders (the "Annual Meeting"). Set forth below are the
two proposals voted upon by the Company's stockholders at the Annual Meeting, as
described in the Company's Definitive Proxy Statement on Schedule 14A filed with
the U.S. Securities and Exchange Commission on April 28, 2023, together with the
voting results for each proposal. As of April 25, 2023, the record date for the
Annual Meeting, 9,540,424 shares of the Company's common stock were outstanding
and entitled to vote.
Proposal 1. The Company's stockholders elected the following nominees to serve
on the Board of Directors of the Company, each of whom will serve until the 2026
annual meeting of stockholders and until his successor is duly elected and
qualifies: Jennifer Kwon Chou, Joseph Morea and Robert Warshauer. The tabulation
of votes was:
Director For Withheld Broker Non-Votes
Jennifer Kwon Chou 3,152,908 111,685 2,313,327
Joseph Morea 3,088,989 175,604 2,313,327
Robert Warshauer 3,084,571 180,022 2,313,327
Proposal 2. The Company's stockholders ratified the appointment of Deloitte &
Touche LLP as the Company's independent registered public accounting firm for
the fiscal year ending December 31, 2023, as set forth below.
For Against Abstain Broker Non-Votes
5,498,342 58,699 20,879 -
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