SENEX ENERGY 604 Page 1 of 3
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
For personal use only
To Company Name/Scheme | Senex Energy Ltd | |||
ACN/ARSN/ABN | 50 008 942 827 | |||
1. Details of substantial holder (1) | ||||
Name | JPMorgan Chase & Co. and its affiliates | |||
ACN/ARSN (if applicable) | NA | |||
There was a change in the interests of the | 16/03/2022 |
substantial holder on | |
The previous notice was given to the company on | 16/03/2022 |
The previous notice was dated | 14/03/2022 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Ordinary | 11,925,574 | 6.38% | 14,497,236 | 7.76% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Nature of change (6) | Consideration given in | Class and number | Person's votes |
change | relevant interest | relation to change (7) | of securities | affected | |
changed | affected | ||||
Rehypothecation of | |||||
client securities under a | |||||
J.P. MORGAN | Prime Brokerage | 865,460 | 865,460 | ||
See Appendix | SECURITIES PLC | Agreement | See Appendix | (Ordinary) | (Ordinary) |
Purchase and sales of | |||||
J.P. MORGAN | securities in its capacity | 2,000,000 | 2,000,000 | ||
See Appendix | MARKETS LTD | as Principal/Proprietary | See Appendix | (Ordinary) | (Ordinary) |
J.P. MORGAN | |||||
SECURITIES | Purchase and sales of | ||||
AUSTRALIA | securities in its capacity | 293,798 | 293,798 | ||
See Appendix | LIMITED | as Principal/Proprietary | See Appendix | (Ordinary) | (Ordinary) |
604 Page 2 of 3
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant | Registered holder | Person entitled to be | Nature of relevant | Class and | Person's votes | |||||||||||
interest | of securities | registered as holder (8) | interest (6) | number of | ||||||||||||
securities | ||||||||||||||||
JPMORGAN CHASE | JPM Nominees | Various Borrowers under | Securities on Loan as Agent | 46,000 | 46,000 | |||||||||||
only | BANK,N.A | Australia Pty | the Securities Lending | Lender | (Ordinary) | (Ordinary) | ||||||||||
Limited | Agreement | |||||||||||||||
JPMORGAN CHASE | JPMORGAN | JPMORGAN CHASE | Purchase and sales of | 20 | 20 | |||||||||||
securities in its capacity as | ||||||||||||||||
BANK, N.A. | CHASE BANK, N.A. | BANK, N.A. | (Ordinary) | (Ordinary) | ||||||||||||
Principal/Proprietary | ||||||||||||||||
J.P. MORGAN | Citi Australia | Various Clients and | Rehypothecation of client | 3,458,895 | 3,458,895 | |||||||||||
securities under a Prime | ||||||||||||||||
SECURITIES PLC | Custodians | (Ordinary) | (Ordinary) | |||||||||||||
Brokerage Agreement | ||||||||||||||||
use | J.P. MORGAN | Ecapital Nominees | J.P. MORGAN | Purchase and sales of | 6,992,321 | 6,992,321 | ||||||||||
SECURITIES | SECURITIES AUSTRALIA | securities in its capacity as | ||||||||||||||
Pty Ltd | (Ordinary) | (Ordinary) | ||||||||||||||
AUSTRALIA LIMITED | LIMITED | Principal/Proprietary | ||||||||||||||
J.P. MORGAN | JPM Nominees | J.P. MORGAN MARKETS | Purchase and sales of | 4,000,000 | 4,000,000 | |||||||||||
Australia Pty | securities in its capacity as | |||||||||||||||
MARKETS LTD | LTD | (Ordinary) | (Ordinary) | |||||||||||||
Limited | Principal/Proprietary | |||||||||||||||
personal | 5. Changes in association | |||||||||||||||
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the | ||||||||||||||||
substantial holder in relation to voting interests in the company or scheme are as follows: | ||||||||||||||||
Name and ACN/ARSN (if applicable) | Nature of association | |||||||||||||||
J.P. MORGAN SECURITIES | Subsidiary of JPMorgan Chase & Co. | |||||||||||||||
AUSTRALIA LIMITED | ||||||||||||||||
J.P. MORGAN SECURITIES PLC | Subsidiary of JPMorgan Chase & Co. | |||||||||||||||
J.P. MORGAN MARKETS LTD | Subsidiary of JPMorgan Chase & Co. | |||||||||||||||
6. Addresses | ||||||||||||||||
The addresses of persons named in this form are as follows: | ||||||||||||||||
Name | Address | |||||||||||||||
JPMorgan Chase & Co. | 383 Madison Avenue, New York, New York, NY, 10179, United States | |||||||||||||||
For | JPMORGAN CHASE BANK, N.A. | 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States | ||||||||||||||
J.P. MORGAN SECURITIES PLC | 25 Bank Street, Canary Wharf, London, E14 5JP, England | |||||||||||||||
J.P. MORGAN SECURITIES | LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NS, NSW 2000, Australia | |||||||||||||||
AUSTRALIA LIMITED | ||||||||||||||||
J.P. MORGAN MARKETS LTD | 25 Bank Street, Canary Wharf, London, E14 5JP, England | |||||||||||||||
Signature | ||||||||||||||||
print name | Vasim Pathan | capacity | Compliance Officer | |||||||||||||
sign here | date | 18/03/2022 | ||||||||||||||
604 Page 3 of 3
DIRECTIONS
For personal use only
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- The voting shares of a company constitute one class unless divided into separate classes.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
TRADES FOR RELEVANT PERIOD | Appendix | ||||||||
Transaction Date | Entity | Product Type | Type of Transaction | Quantity | Price (AUD) | Consideration | |||
Balance at start of relevant period | 11,925,574 | ||||||||
15-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,161 | 4.60 | $ | 5,334.80 | ||
15-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (98,043) | 4.59 | $ | 449,527.16 | ||
15-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,266,787 | 4.60 | $ | 5,820,886.27 | ||
onlyusepersonalFor | 15-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 4 | 4.58 | $ | 18.32 | |
15-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,000,000) | 4.60 | $ | 9,190,000.00 | ||
15-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (135,000) | 4.60 | $ | 620,325.00 | ||
15-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 135,000 | 4.60 | $ | 620,325.00 | ||
15-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,131,787) | 4.60 | $ | 5,200,561.27 | ||
15-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,131,787 | 4.60 | $ | 5,200,561.27 | ||
15-Mar-22 | J.P. MORGAN MARKETS LTD | Equity | Buy | 2,000,000 | 4.60 | $ | 9,190,000.00 | ||
16-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 401,933 | 4.59 | $ | 1,844,872.47 | ||
16-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 219 | 4.59 | $ | 1,005.21 | ||
16-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (26,544) | 4.60 | $ | 122,102.40 | ||
16-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 220,000 | 4.60 | $ | 1,010,900.00 | ||
16-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (58,811) | 4.59 | $ | 270,190.26 | ||
16-Mar-22 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (504) | 4.59 | $ | 2,313.36 | ||
16-Mar-22 | J.P. MORGAN SECURITIES PLC | Equity | On Lend | 865,460 | - | $ | - | ||
Bala ce at end of relevant period | 14,497,236 | ||||||||
1/1
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
Date: | 18-Mar-22 | ||
Company's name: | Senex Energy Ltd | ||
ISIN: | AU000000SXY7 | ||
only | Date of change of | ||
relevant | 16-Mar-22 | ||
interests: | |||
Schedule | |||
Type of agreement | Global Master Securities Lending Agreement ("GMSLA") | ||
Parties to | JPMorgan Chase Bank, N.A. (acting as agent) ("lender") and BNP Paribas Arbitrage SNC (Borrower) | ||
agreement | |||
Settlement Date | |||
24-Feb-2022 | |||
Transfer date | 28-Feb-2022 | ||
use | 31-Jan-2022 | ||
16-Mar-2022 | |||
Holder of voting | Borrower | ||
rights | |||
Are there any | |||
restriction on | Yes | ||
voting rights | |||
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in | |||
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the | |||
If yes, detail | borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes | ||
personal | are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the | ||
standard form GMSLA. | |||
Scheduled return | None | ||
date (if any) | |||
Does the borrower | |||
have the right to | Yes | ||
return early? | |||
If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the | ||
lender's instructions. | |||
Does the lender | |||
have the right to | Yes | ||
recall early? | |||
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of | |||
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing | |||
If yes, detail | organisation through which the relevant borrowed securities were originally delivered (and where there is a | ||
difference between the settlement time for sales and purchases on the relevant exchange or clearing | |||
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return | |||
the securities not later than the expiry of such notice in accordance with the lender's instructions. | |||
Will the securities | |||
be returned on | Yes | ||
For | settlement? | ||
If yes, detail any | No exceptions | ||
exceptions | |||
Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of | ||
the agreement will be given to that company or ASIC. | |||
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
Senex Energy Limited published this content on 20 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 20 March 2022 21:37:07 UTC.
