Form 604

Corporations Law

onlyACN/ARSN

Section 671B

114 940

984 and 116 870 725

Notice of change of interests of substantial holder

To: Company Name/Scheme

Spark Infrastructure Group ( formed by

Spark Infrastructure RE Limited and

Spark Infrastructure Trust )

1. Details of substantial holder

use

Name

UBS Group AG and its related bodies corporate

ACN/ARSN (if applicable):

There was a change in the interests of the substantial holder on

25 November 2021

The previous notice was given to the company on

26 November 2021

personal

Class of

Previous Notice

Present Notice

securities (4)

Person's Votes

Voting Power (5)

Person's Votes

Voting Power (5)

Stapled

88,751,419

5.06%

134,540,175

7.67%

Securities

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the

For

company or scheme are as follows:

Date of

Person whose

Nature of Change (6)

Consideration

Class and

Person's

change

relevant interest

given in

Number of

votes

changed

relation to

securities

affected

change (7)

affected

Please see Appendix B.

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant

Registered

Person entitled to

Nature of relevant interest

Class and

Person's

holder of

be registered

number of

interest

(6)

votes

securities

holder (8)

securities

UBS AG London

Various

UBS AG London

Beneficial Owner

337,127

337,127

Branch

Custodians

Branch

Staple

Securities

UBS Asset

Various

UBS Asset

Fund Manager with power to

8,579,973

8,579,973

Management

Custodians

Management

exercise control over voting

Staple

(Australia) Ltd

(Australia) Ltd

shares

Securities

UBS Asset

Various

UBS Asset

Fund Manager with power to

1,413,349

1,413,349

Management (UK)

Custodians

Management (UK)

exercise control over voting

Staple

only

Limited

Limited

shares

Securities

UBS Asset

Various

UBS Asset

Fund Manager with power to

58,517

58,517

Management Trust

Custodians

Management Trust

exercise control over voting

Staple

Company

Company

shares

Securities

UBS Fund

Various

UBS Fund

Fund Manager with power to

1,392,786

1,392,786

Management

Custodians

Management

exercise control over voting

Staple

(Luxembourg) S.A.

(Luxembourg) S.A.

shares

Securities

UBS Fund

Various

UBS Fund

Fund Manager with power to

807,809

807,809

Management

Custodians

Management

exercise control over voting

Staple

(Switzerland) AG

(Switzerland) AG

shares

Securities

use

UBS Securities

Brispot

UBS Securities

Beneficial Owner

121,490,614

121,490,614

Australia Ltd

Nominees Pty

Australia Ltd

Staple

Ltd

Securities

Warbont

UBS Securities

Power to control disposal

460,000

460,000

Nominees Pty

Australia Ltd

over shares pursuant to

Staple

Ltd

stock borrowing and lending

Securities

activities

5. Changes in association

personal

Name and ACN/ ARSN (if applicable)

Nature of association

UBS AG London Branch

5 Broadgate, London, United Kingdom

UBS Asset Management (Australia) Ltd

Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia

For

UBS Asset Management (UK) Limited

5 Broadgate, London, United Kingdom

UBS Asset Management Trust Company

Illinois Corporation Service Company 801 Adlai Stevenson Drive,

Springfield, IL, USA

UBS Fund Management (Luxembourg) S.A.

33A avenue J.F. Kennedy, Luxembourg

UBS Fund Management (Switzerland) AG

Aeschenplatz 6, Basel, Switzerland

UBS Securities Australia Ltd

Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia

Brispot Nominees Pty Ltd

Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia

Warbont Nominees Pty Ltd

Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ ARSN (if applicable)

Nature of association

N/A

N/A

6. Addresses

The addresses of persons named in this form are as follows:

SIGNATURE

Print Name:

Andrew Costley

Capacity:

Authorised signatory

only

Sign Here:

Date:

29 November 2021

Print Name:

Joanne Chan

Capacity:

Authorised signatory

Sign Here:

Date:

29 November 2021

Contact details for this notice:

--------------------------------------------------------------

Andrew Costley

Group Compliance, Regulatory & Governance

(T) +852 3712 3707

---------------------------------------------------------

For personaluse

Appendix A

Holder of relevant interest

UBS Securities Australia Ltd

Type of agreement

Securities Lending Agreement

Parties to agreement

(i) UBS AG, Australia Branch ("UBS AG")/ UBS

only

Securities Australia Limited

(ii) Client (Please refer to Appendix A-1.)

Transfer date

Please refer to Appendix A-1.

Holder of voting rights

UBS AG/ UBS Securities Australia Limited

Are there any restrictions on

Please refer to the details below.

v ting rights?

If yes, detail

Since all right and title in the securities passes to

use

the transferee (i.e. UBS AG/ UBS Securities

Australia Limited), the transferee has the right to

vote. However, in certain circumstances, the

transferee may seek to arrange for voting rights to

be exercised in accordance with the instructions of

the transferor (i.e. Client).

Scheduled return date (if

None, subject to the terms of the relevant loan.

any)

personal

Does the borrower have the

Yes.

right to return early?

If yes, detail

The borrower (i.e. UBS AG/ UBS Securities

Australia Limited) has the right to return at its

discretion.

D es the lender have the

Yes.

right to recall early?

If yes, detail

The lender (i.e. Client) can recall at its request

subject to compliance with margin requirements

and the terms of the relevant loan.

Will the securities be

Yes.

returned on settlement?

If yes, detail any exceptions

None.

For

The information in this appendix is based on the relevant standard UBS agreement.

A copy of the agreement is available to the company, or responsible entity to whom the prescribed form must be given, or to ASIC, upon request.

Appendix A-1

Securities Lending Agreement - UBS AG, Australia Branch/ UBS Securities Australia Limited

Parties to agreement

Transfer date

JP Morgan Securities Australia Ltd

(i)

09 November 2021

For personal use only

This is an excerpt of the original content. To continue reading it, access the original document here.

Attachments

  • Original Link
  • Original Document
  • Permalink

Disclaimer

Spark Infrastructure Group published this content on 29 November 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 29 November 2021 05:49:05 UTC.