Item 5.07 Submission of Matters to a Vote of Security Holders.

On December 9, 2022, SPI Energy Co., Ltd. (the "Company") held its Annual Meeting of Shareholders to vote on the following matters:





1. Election of Directors

Shareholders elected all of the Company's nominees for director for one-year terms expiring on the date of the Annual Meeting in 2023, in accordance with the voting results listed below:



                                                                   Abstentions
     Nominee Name         Votes For       Votes Withheld      and Broker Non-Votes
Xiaofeng Peng              7,174,590            1,023,399                 5,019,178
HoongKhoeng Cheong         7,180,387            1,017,602                 5,019,178
Maurice Wai-fung Ngai,     7,106,664            1,091,325                 5,019,178
Lu Qing                    6,863,056            1,334,933                 5,019,178
Jing Zhang                 6,855,888            1,342,101                 5,019,178

2. Ratification of the Company's Independent Registered Public Accounting Firm

Shareholders ratified the appointment of Marcum Asia CPAs LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022, in accordance with the voting results listed below.





    For           Against       Abstain       Broker Non-Votes
  11,816,529       408,856       991,682                --

3. Advisory Vote on Executive Compensation

Shareholders approved the compensation paid to the Company's named executive officers as disclosed in the 2022 Proxy Statement under "Executive Compensation" on an advisory basis, in accordance with the voting results listed below.





    For          Against       Abstain       Broker Non-Votes
  6,506,580       758,806       932,702           5,018,979

4. Advisory Vote on Frequency of Advisory Vote on Executive Compensation





  1 year        2 years        3 years        Abstain       Broker Non-Votes
  1,201,774       72,241       5,998,021       926,052           5,018,979

5. Amendment to the Company's 2015 Equity Incentive Plan

Shareholders approved the amendment to the Company's 2015 Equity Incentive Plan ("Plan") to increase the number of ordinary shares authorized for issuance under the Plan to 4,326,185 shares, in accordance with the voting results listed below.





    For          Against       Abstain       Broker Non-Votes
  6,321,985       966,856       909,248           5,018,978

In light of the foregoing vote regarding Proposal 4, the Company has decided to include an advisory shareholder vote on the compensation of executives in its proxy materials every three years.

Item 9.01 Financial Statements and Exhibits.





(d) Exhibits.



Exhibit
Number    Exhibit
104       Cover page interactive data file (embedded within the iXBRL
          document)






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