UGL LIMITED Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holderTo Company Name/Scheme UGL Ltd ACN/ARSN ACN 009180287
Details of substantial holder (1)
Name AXA SA ("AXA"), AllianceBernstein Australia Limited ("ABAL") and various bodies corporate controlled by AXA and ABAL listed in Schedule 1 (together, "the AXA Group") and certain other entities associated with AXA and ABAL listed in Schedule 1.
ACN/ARSN (if applicable) 095 022 718
The holder ceased to be a substantial holder on 21-Nov-2016
The previous notice was given to the company on 21-Nov-2016
The previous notice was dated 18-Nov-2016
Changes in relevant interests
Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Person whose relevant interest changed
Nature of change (4)
Consideration given in relation to change (5)
Class (6) and number of securities affected
Person's votes affected
See Schedule
2
See Schedule
1
See Schedule
2
See Schedule
2
See Schedule
2
See Schedule
2
Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
N/A
Addresses
The addresses of persons named in this form are as follows:
Name | Address |
See Schedule 1 | See Schedule 1 |
print name Kristine Mitchell capacity AllianceBernstein Australia Limited
sign here date 23-Nov-2016
SCHEDULE 1 - HOLDERS OF A RELEVANT INTEREST AND ASSOCIATES
Note: All information provided in this schedule is based on the information available to ABAL at the time of filing this notice.
PART A - PERSONS WITH A RELEVANT INTERESTName | Address |
Part A(i) - Responsible entities / trustees / managers of funds / delegates of managers [s 608(1)(b) and (c)] | |
Various AXA Group entities which are responsible entities, trustees, managers of funds and delegates of managers, including those set out below | |
AllianceBernstein L.P. | 1345 Avenue of the Americas, NY, NY, 10105 USA |
AllianceBernstein Australia Limited | Level 37, 2 Chifley Square, Sydney NSW 2000 |
AllianceBernstein Investment Management Australia Ltd | Level 37, 2 Chifley Square, Sydney NSW 2000 |
AllianceBernstein (Luxembourg) S.A. | 2-4 rue Eugene Ruppert, Vertigo Building, L-2453, Luxembourg |
AllianceBernstein Canada, Inc | Canada Trust Tower, BCE Place, 161 Bay Street P.O. Box 508, Toronto Ontario M5J 2S1, Canada |
AllianceBernstein Limited | 50 Berkeley Street, London W1J 8HA, England |
AllianceBernstien Trust Company, LLC | 1345 Avenue of the Americas, NY, NY, 10105 USA |
Sanford C Bernstein & Co, LLC | 1345 Avenue of the Americas, NY, NY, 10105 USA |
AllianceBernstein Japan Ltd. | 1-8-3 Marunouchi, Chiyoda-ku, Tokyo, Japan |
AllianceBernstein Hong Kong Limited | Suite 3401,34/F One International Finance Centre, 1 Harbour View Street,Central, Hong Kong |
AllianceBernstein (Singapore) Ltd. | 30 Cecil Street #28-01, Singapore 049712 Singapore |
AXA Investment Managers Paris | Cœur Défense - Tour B - La Défense 4 100 esplanade du Général De Gaulle, 92932 Paris La Defense Cedex France |
AXA Investment Managers UK Ltd | 7 Newgate Street, London EC1A 7NX, UK |
AXA Rosenberg Investment Management Ltd (UK) | 9A Devonshire Square, London EC2M 4YY United Kingdom |
AXA Rosenberg Investment Management Ltd (Japan) | NBF Platinum Tower 14F, 1-17-3 Shirokane, Minato-ku, Tokyo 108-0072, Japan |
AXA Rosenberg Investment Management LLC | 4 Orinda Way, Orinda, CA 94563, USA |
AXA Rosenberg Investment Management Asia Pacific Ltd. | 133 Cecil Street #16-01, Keck Seng Tower, Singapore 069535 Singapore |
AXA Rosenberg Investment Management Asia Pacific Ltd. (Hong Kong) | Suites 5701-4, 57/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong |
AXA China Region Insurance Company Limited | 20/F AXA Centre, 151 Gloucester Road Wanchai, Hong Kong |
AllianceBernstein Taiwan Investment Limited | 57F-1, Taipei 101 Tower, 7 Xin Yi Road, Sec 5 Taipei 110, Taiwan |
Various custodians on behalf of various international entities ultimately controlled by AXA (details not available at time of filing) | |
Part A(ii) - Persons with voting power greater than 20% in persons listed in Parts A(i) and (ii) | Various |
Various AXA Group entities, including, as ultimate holding companies, those set out below | |
AXA SA | 25 Avenue Matignon 75008 Paris France |
Persons listed in Part B of Schedule 1 | |
Part A(iii) - Other relevant interests | |
[Not applicable] | |
Name | Address |
Part (B)(i) - AXA Group Companies [associates by virtue of s 12(2)(a) of CA] | |
AllianceBernstein Corporation of Delaware | 1345 Avenue of the Americas, NY, NY, 10105 USA |
AXA Equitable Life Insurance Company | 1290 Avenue of the Americas, NY, NY 10105 USA |
AXA Financial, Inc. | 1290 Avenue of the Americas, NY, NY 10105 USA |
AllianceBernstein International LLC | 1345 Avenue of the Americas, NY, NY, 10105 USA |
A.C.M.C. Inc | 1345 Avenue of the Americas, NY, NY, 10105 USA |
In addition to the entities referred to above, each other entity in AXA's global corporate group which is ultimately controlled by AXA is an associate of a person whose relevant interest changed. | |
Part B(ii) - Other associates | |
Not applicable | |
Legal Entity | Trade Date | Transaction Type | Quantity | Consideration |
AllianceBernstein L.P. | 21-Nov-2016 | DISPOSAL | -1,161,634 | 3,659,193.99 AUD |
AllianceBernstein Investment Management Australia Limited | 21-Nov-2016 | DISPOSAL | -3,963,838 | 12,486,314.68 AUD |
AllianceBernstein Limited | 21-Nov-2016 | DISPOSAL | -2,859,559 | 9,007,773.15 AUD |
UGL Limited published this content on 23 November 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 22 November 2016 23:57:06 UTC.
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