SEC Form 4
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION | ||||
OMB APPROVAL | ||||
Washington, D.C. 20549 | ||||
OMB Number: | 3235-0287 | |||
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Estimated average burden | |||
hours per response: | 0.5 | |||
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
Koster Craig
(Last) | (First) | (Middle) |
3499 ROUTE 9 NORTH SUITE 3C
2. Issuer Name and Ticker or Trading Symbol
UMH PROPERTIES, INC. [ UMH ]
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2024
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
Director | 10% Owner | |
X | Officer (give title | Other (specify |
below) | below) | |
EVP and | ||
General | ||
Counsel |
(Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | ||||||||||||||||||||
FREEHOLD | NJ | 07728 | Line) | |||||||||||||||||||
X Form filed by One Reporting Person | ||||||||||||||||||||||
(City) | (State) | (Zip) | Form filed by More than One Reporting | |||||||||||||||||||
Person | ||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||
1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired (A) or | 5. Amount of | 6. Ownership | 7. Nature of | |||||||||||||||
Date | Execution Date, | Transaction | Disposed Of (D) (Instr. 3, 4 and 5) | Securities | Form: Direct | Indirect | ||||||||||||||||
(Month/Day/Year) | if any | Code (Instr. | Beneficially | (D) or Indirect | Beneficial | |||||||||||||||||
(Month/Day/Year) 8) | Owned Following | (I) (Instr. 4) | Ownership | |||||||||||||||||||
Reported | (Instr. 4) | |||||||||||||||||||||
(A) or | ||||||||||||||||||||||
Code | V | Amount | Price | Transaction(s) | ||||||||||||||||||
(D) | (Instr. 3 and 4) | |||||||||||||||||||||
UMH Properties, Inc. | 03/05/2024 | M | 4,500(1) | A | $9.77 | 76,589.59 | D | |||||||||||||||
UMH Properties, Inc. (Preferred D) | 337.002 | D | ||||||||||||||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||
(e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||||
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. Number of | 6. Date Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number of 10. | 11. Nature | ||||||||||||
Derivative | Conversion | Date | Execution Date, | Transaction | Derivative | Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | |||||||||||
Security | or Exercise | (Month/Day/Year) | if any | Code (Instr. | Securities | (Month/Day/Year) | Derivative Security | Security | Securities | Form: | Beneficial | |||||||||||
(Instr. 3) | Price of | (Month/Day/Year) | 8) | Acquired (A) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Direct (D) | Ownership | |||||||||||||
Derivative | or Disposed | Owned | or Indirect | (Instr. 4) | ||||||||||||||||||
Security | of (D) (Instr. | Following | (I) (Instr. 4) | |||||||||||||||||||
3, 4 and 5) | Reported | |||||||||||||||||||||
Transaction(s) | ||||||||||||||||||||||
Amount | ||||||||||||||||||||||
(Instr. 4) | ||||||||||||||||||||||
or | ||||||||||||||||||||||
Date | Expiration | Number | ||||||||||||||||||||
Code V | (A) (D) | Title | of | |||||||||||||||||||
Exercisable | Date | Shares | ||||||||||||||||||||
UMH | UMH | 75,000 | ||||||||||||||||||||
Properties, | $14.36 | 03/21/2024 | 03/21/2033 | Properties, | 75,000 | D | ||||||||||||||||
Inc. | Inc. | |||||||||||||||||||||
UMH | UMH | 39,000 | ||||||||||||||||||||
Properties, | $23.81 | 03/28/2023 | 03/28/2032 | Properties, | 39,000 | D | ||||||||||||||||
Inc. | Inc. | |||||||||||||||||||||
UMH | UMH | 50,000 | ||||||||||||||||||||
Properties, | $22.57 | 07/14/2022 | 07/14/2031 | Properties, | 50,000 | D | ||||||||||||||||
Inc. | Inc. | |||||||||||||||||||||
UMH | UMH | 30,000 | ||||||||||||||||||||
Properties, | $9.7 | 03/25/2021 | 03/25/2030 | Properties, | 30,000 | D | ||||||||||||||||
Inc. | Inc. | |||||||||||||||||||||
UMH | UMH | 20,000 | ||||||||||||||||||||
Properties, | $11.42 | 01/02/2020 | 01/02/2029 | Properties, | 20,000 | D | ||||||||||||||||
Inc. | Inc. | |||||||||||||||||||||
UMH | UMH | 20,000 | ||||||||||||||||||||
Properties, | $13.09 | 04/02/2019 | 04/02/2028 | Properties, | 20,000 | D | ||||||||||||||||
Inc. | Inc. | |||||||||||||||||||||
UMH | UMH | 20,000 | ||||||||||||||||||||
Properties, | $15.04 | 04/04/2018 | 04/04/2027 | Properties, | 20,000 | D | ||||||||||||||||
Inc. | Inc. | |||||||||||||||||||||
UMH | 4,500(1) | UMH | 4,500 | |||||||||||||||||||
Properties, | $9.77 | 03/05/2024 | M | 04/05/2017 | 04/05/2024 | Properties, | $0 | 0 | D | |||||||||||||
Inc. | Inc. |
Explanation of Responses:
1. Exercise of stock options.
Nelli Madden | 03/06/2024 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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UMH Properties Inc. published this content on 07 March 2024 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 07 March 2024 14:57:03 UTC.