SEC Form 4
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for
- the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION | ||||
OMB APPROVAL | ||||
Washington, D.C. 20549 | ||||
OMB Number: | 3235-0287 | |||
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Estimated average burden | |||
hours per response: | 0.5 | |||
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||||||||||||||
LANDY EUGENE W | UMH PROPERTIES, INC.[ UMH ] | (Check all applicable) | ||||||||||||||||
X Director | 10% Owner | |||||||||||||||||
X | Officer (give title | Other (specify | ||||||||||||||||
(Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) | below) | below) | |||||||||||||
3499 ROUTE 9 NORTH SUITE 3C | 03/06/2024 | Chairman | ||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | |||||||||||||||||
(Street) | ||||||||||||||||||
Line) | ||||||||||||||||||
FREEHOLD | NJ | 07728 | X Form filed by One Reporting Person | |||||||||||||||
Form filed by More than One Reporting | ||||||||||||||||||
(City) | (State) | (Zip) | Person | |||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired (A) or | 5. Amount of | 6. Ownership | 7. Nature of | |||||||||||
Date | Execution Date, | Transaction | Disposed Of (D) (Instr. 3, 4 and | Securities | Form: Direct | Indirect | ||||||||||||
(Month/Day/Year) | if any | Code (Instr. | 5) | Beneficially | (D) or Indirect | Beneficial | ||||||||||||
(Month/Day/Year) | 8) | Owned Following | (I) (Instr. 4) | Ownership | ||||||||||||||
Reported | (Instr. 4) | |||||||||||||||||
(A) or | ||||||||||||||||||
Code V | Amount | Price | Transaction(s) | |||||||||||||||
(D) | (Instr. 3 and 4) | |||||||||||||||||
UMH Properties, Inc. | 03/06/2024 | S | 1,108(1) | D | $16.25 | 893,757.9(2) | D | |||||||||||
The | ||||||||||||||||||
UMH Properties, Inc. | 112,849 | I | Sheltered | |||||||||||||||
Family | ||||||||||||||||||
Trust | ||||||||||||||||||
Eugene W. | ||||||||||||||||||
and Gloria | ||||||||||||||||||
UMH Properties, Inc. | 152,880 | I | Landy | |||||||||||||||
Family | ||||||||||||||||||
Foundation | ||||||||||||||||||
UMH Properties, Inc. | 0(3) | I | Landy | |||||||||||||||
Investments | ||||||||||||||||||
Landy & | ||||||||||||||||||
Landy | ||||||||||||||||||
UMH Properties, Inc. | 33,561.288 | I | Employees' | |||||||||||||||
Pension | ||||||||||||||||||
Plan | ||||||||||||||||||
Landy & | ||||||||||||||||||
Landy | ||||||||||||||||||
UMH Properties, Inc. | 42,912.51 | I | Employees' | |||||||||||||||
Profit | ||||||||||||||||||
Sharing
Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. | 6. Date Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | ||
Derivative | Conversion | Date | Execution Date, | Transaction | Number | Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | ||
Security | or Exercise | (Month/Day/Year) | if any | Code (Instr. | of | (Month/Day/Year) | Derivative Security | Security | Securities | Form: | Beneficial | ||
(Instr. 3) | Price of | (Month/Day/Year) | 8) | Derivative | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Direct (D) | Ownership | ||||
Derivative | Securities | Owned | or Indirect | (Instr. 4) | |||||||||
Security | Acquired | Following | (I) (Instr. 4) | ||||||||||
(A) or | Reported | ||||||||||||
Disposed | Transaction(s) | ||||||||||||
of (D) | (Instr. 4) | ||||||||||||
(Instr. 3, 4 | |||||||||||||
and 5) | |||||||||||||
Amount | |||||||||||||
Date | Expiration | or | |||||||||||
Code V | (A) (D) | Title | Number | ||||||||||
Exercisable | Date | of Shares | |||||||||||
UMH | UMH | 75,000 | |||||||||||
Properties, | $14.36 | 03/21/2024 | 03/21/2033 | Properties, | 75,000 | D | |||||||
Inc. | Inc. | ||||||||||||
UMH | UMH | 100,000 | |||||||||||
Properties, | $18.52 | 09/09/2023 | 09/09/2032 | Properties, | 100,000 | D | |||||||
Inc. | Inc. | ||||||||||||
UMH | UMH | 100,000 | |||||||||||
Properties, | $22.57 | 07/14/2022 | 07/14/2031 | Properties, | 100,000 | D | |||||||
Inc. | Inc. | ||||||||||||
UMH | UMH | 100,000 | |||||||||||
Properties, | $9.7 | 03/25/2021 | 03/25/2030 | Properties, | 100,000 | D | |||||||
Inc. | Inc. | ||||||||||||
UMH | UMH | 100,000 | |||||||||||
Properties, | $13.9 | 04/02/2020 | 04/02/2029 | Properties, | 100,000 | D | |||||||
Inc. | Inc. | ||||||||||||
UMH | UMH | 100,000 | |||||||||||
Properties, | $13.09 | 04/02/2019 | 04/02/2028 | Properties, | 100,000 | D | |||||||
Inc. | Inc. | ||||||||||||
UMH | UMH | 100,000 | |||||||||||
Properties, | $15.04 | 04/04/2018 | 04/04/2027 | Properties, | 100,000 | D | |||||||
Inc. | Inc. | ||||||||||||
UMH | UMH | 100,000 | |||||||||||
Properties, | $9.77 | 04/05/2017 | 04/05/2024 | Properties, | 100,000 | D | |||||||
Inc. | Inc. |
Explanation of Responses:
- Sale of shares.
- Includes 1,294 shares received in a pro rata distribution upon the liquidation of Landy Investments Ltd.
- Balance reflecting the liquidation of Landy Investments Ltd.
Nelli Madden | 03/08/2024 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
-
Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION | ||||
OMB APPROVAL | ||||
Washington, D.C. 20549 | ||||
OMB Number: | 3235-0287 | |||
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Estimated average burden | |||
hours per response: | 0.5 | |||
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
LANDY MICHAEL P
(Last) | (First) | (Middle) |
3499 ROUTE 9 N STE 3-C
2. Issuer Name and Ticker or Trading Symbol
UMH PROPERTIES, INC.[ UMH ]
3. Date of Earliest Transaction (Month/Day/Year)
03/08/2024
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
X Director | 10% Owner |
Officer (give title | Other (specify |
below) | below) |
(Street) | |||
FREEHOLD | NJ | 07728 | |
(City) | (State) | (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable |
Line) | |
X Form filed by One Reporting Person | |
Form filed by More than One Reporting | |
Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired (A) or | 5. Amount of | 6. Ownership | 7. Nature of | ||
Date | Execution Date, | Transaction | Disposed Of (D) (Instr. 3, 4 | Securities | Form: Direct | Indirect | |||
(Month/Day/Year) | if any | Code (Instr. | and 5) | Beneficially | (D) or Indirect | Beneficial | |||
(Month/Day/Year) | 8) | Owned Following | (I) (Instr. 4) | Ownership (Instr. | |||||
Reported | 4) | ||||||||
(A) or | |||||||||
Code V | Amount | Price | Transaction(s) | ||||||
(D) | (Instr. 3 and 4) | ||||||||
UMH Properties, Inc. | 336,550.59(1) | D | |||||||
UMH Properties, Inc. | 20,920.33 | I | Held by | ||||||
Spouse | |||||||||
Account is | |||||||||
UMH Properties, Inc. | 59,810.54 | I | C/F Daughter | ||||||
Monica | |||||||||
Account is | |||||||||
UMH Properties, Inc. | 17,409.3 | I | C/F Son | ||||||
Aaron | |||||||||
Co-Manager | |||||||||
UMH Properties, Inc. | 48,000 | I | of EWL | ||||||
Grandchildren | |||||||||
Fund LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. | 6. Date Exercisable and | 7. Title and Amount | 8. Price of | 9. Number of | 10. | 11. Nature | |||
Derivative | Conversion | Date | Execution Date, | Transaction | Number | Expiration Date | of Securities | Derivative | derivative | Ownership | of Indirect | |||
Security | or Exercise | (Month/Day/Year) | if any | Code (Instr. | of | (Month/Day/Year) | Underlying | Security | Securities | Form: | Beneficial | |||
(Instr. 3) | Price of | (Month/Day/Year) | 8) | Derivative | Derivative Security | (Instr. 5) | Beneficially | Direct (D) | Ownership | |||||
Derivative | Securities | (Instr. 3 and 4) | Owned | or Indirect | (Instr. 4) | |||||||||
Security | Acquired | Following | (I) (Instr. 4) | |||||||||||
(A) or | Reported | |||||||||||||
Disposed | Transaction(s) | |||||||||||||
of (D) | (Instr. 4) | |||||||||||||
(Instr. 3, 4 | ||||||||||||||
and 5) | ||||||||||||||
Amount | ||||||||||||||
or | ||||||||||||||
Date | Expiration | Number | ||||||||||||
Code | V | (A) (D) | Title | of | ||||||||||
Exercisable | Date | Shares | ||||||||||||
UMH | UMH | 11,000 | ||||||||||||
Properties, | $15.8 | 01/10/2025 | 01/10/2034 | Properties, | 11,000 | D | ||||||||
Inc. | Inc. | |||||||||||||
UMH | UMH | 10,000 | ||||||||||||
Properties, | $14.36 | 03/21/2024 | 03/21/2033 | Properties, | 10,000 | D | ||||||||
Inc. | Inc. |
Explanation of Responses:
1. Includes 42,720 shares received in a pro rata distribution upon the liquidation of Landy Investments Ltd.
Nelli Madden | 03/08/2024 | ||
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
-
Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION | ||||
OMB APPROVAL | ||||
Washington, D.C. 20549 | ||||
OMB Number: | 3235-0287 | |||
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Estimated average burden | |||
hours per response: | 0.5 | |||
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
LANDY SAMUEL A
(Last) | (First) | (Middle) |
3499 ROUTE 9 NORTH STE 3C
2. Issuer Name and Ticker or Trading Symbol
UMH PROPERTIES, INC.[ UMH ]
3. Date of Earliest Transaction (Month/Day/Year)
03/07/2024
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
X | Director | 10% Owner |
X | Officer (give title | Other (specify |
below) | below) | |
President | ||
and CEO |
(Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable |
Line) | ||
FREEHOLD | NJ | 07728 | X Form filed by One Reporting Person | |||||||||
Form filed by More than One Reporting | ||||||||||||
(City) | (State) | (Zip) | Person | |||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||
1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired (A) or | 5. Amount of | 6. Ownership | 7. Nature of | |||||
Date | Execution Date, | Transaction | Disposed Of (D) (Instr. 3, 4 and | Securities | Form: Direct | Indirect | ||||||
(Month/Day/Year) | if any | Code (Instr. | 5) | Beneficially | (D) or | Beneficial | ||||||
(Month/Day/Year) | 8) | Owned Following | Indirect (I) | Ownership (Instr. | ||||||||
Reported | (Instr. 4) | 4) | ||||||||||
(A) or | ||||||||||||
Code V | Amount | Price | Transaction(s) | |||||||||
(D) | (Instr. 3 and 4) | |||||||||||
UMH Properties, Inc. | 03/07/2024 | G | 3,200(1) | D $16.24 | 964,213.81(2) | D | ||||||
UMH Properties, Inc. | 10,977.21 | I | Held by | |||||||||
Spouse | ||||||||||||
UMH Properties, Inc. | 44,149.69 | I | Held with | |||||||||
Spouse | ||||||||||||
The Landy | ||||||||||||
UMH Properties, Inc. | 45,660.56 | I | 2022 Family | |||||||||
Trust | ||||||||||||
Co-Manager | ||||||||||||
UMH Properties, Inc. | 48,000 | I | of EWL | |||||||||
Grandchildren | ||||||||||||
Fund LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. | 6. Date Exercisable and | 7. Title and Amount | 8. Price of | 9. Number of | 10. | 11. Nature | |||
Derivative | Conversion | Date | Execution Date, | Transaction | Number | Expiration Date | of Securities | Derivative | derivative | Ownership | of Indirect | |||
Security | or Exercise | (Month/Day/Year) | if any | Code (Instr. | of | (Month/Day/Year) | Underlying | Security | Securities | Form: | Beneficial | |||
(Instr. 3) | Price of | (Month/Day/Year) | 8) | Derivative | Derivative Security | (Instr. 5) | Beneficially | Direct (D) | Ownership | |||||
Derivative | Securities | (Instr. 3 and 4) | Owned | or Indirect | (Instr. 4) | |||||||||
Security | Acquired | Following | (I) (Instr. 4) | |||||||||||
(A) or | Reported | |||||||||||||
Disposed | Transaction(s) | |||||||||||||
of (D) | (Instr. 4) | |||||||||||||
(Instr. 3, 4 | ||||||||||||||
and 5) | ||||||||||||||
Amount | ||||||||||||||
or | ||||||||||||||
Date | Expiration | Number | ||||||||||||
Code | V | (A) (D) | Title | of | ||||||||||
Exercisable | Date | Shares |
UMH | |
Properties, | $14.36 |
Inc. | |
UMH | |
Properties, | $13.09 |
Inc. | |
UMH | |
$15.04 | |
Properties, | |
UMH | 29,500 | |||||||
03/21/2024 | 03/21/2033 | Properties, | 29,500 | D | ||||
Inc. | ||||||||
UMH | 50,000 | |||||||
04/02/2019 | 04/02/2028 | Properties, | 50,000 | D | ||||
Inc. | ||||||||
04/04/2018 | UMH | 50,000 | 50,000 | D | ||||
04/04/2027 | ||||||||
Properties, | ||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. | 6. Date Exercisable and | 7. Title and Amount | 8. Price of | 9. Number of | 10. | 11. Nature | |||
Derivative | Conversion | Date | Execution Date, | Transaction | Number | Expiration Date | of Securities | Derivative | derivative | Ownership | of Indirect | |||
Security | or Exercise | (Month/Day/Year) | if any | Code (Instr. | of | (Month/Day/Year) | Underlying | Security | Securities | Form: | Beneficial | |||
(Instr. 3) | Price of | (Month/Day/Year) | 8) | Derivative | Derivative Security | (Instr. 5) | Beneficially | Direct (D) | Ownership | |||||
Derivative | Securities | (Instr. 3 and 4) | Owned | or Indirect | (Instr. 4) | |||||||||
Security | Acquired | Following | (I) (Instr. 4) | |||||||||||
(A) or | Reported | |||||||||||||
Disposed | Transaction(s) | |||||||||||||
of (D) | (Instr. 4) | |||||||||||||
(Instr. 3, 4 | ||||||||||||||
and 5) | ||||||||||||||
Amount | ||||||||||||||
or | ||||||||||||||
Date | Expiration | Number | ||||||||||||
Code | V | (A) (D) | Title | of | ||||||||||
Exercisable | Date | Shares |
Inc.
Inc.
UMH | UMH | ||||||||
Properties, | $14.25 | 01/19/2018 | 01/19/2027 Properties, 50,000 | 50,000 | D | ||||
Inc. | Inc. | ||||||||
Explanation of Responses: | |||||||||
1. | Gift transfer. | ||||||||
2. | Includes 42,720 shares received in a pro rata distribution upon the liquidation of Landy Investments Ltd. | ||||||||
Nelli Madden | 03/08/2024 | ||||||||
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
-
Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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Disclaimer
UMH Properties Inc. published this content on 14 March 2024 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 14 March 2024 18:52:03 UTC.