WADDELL & REED FINANCIAL INC : Regulation FD Disclosure, Financial Statements and Exhibits (form 8-K)

ITEM 7.01 Regulation FD Disclosure.

On January 13, 2021, Waddell & Reed Financial, Inc. issued a press release announcing its preliminary assets under management for the month ended December 31, 2020. A copy of the press release is furnished as Exhibit 99.1 and incorporated herein by reference.

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.

(d)    Exhibits.



Exhibit No. Description




  99.1     Press Release dated January 13, 2021

104 Cover Page Interactive Data File (formatted as Inline XBRL and contained

in Exhibit 101)

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