ITEM 7.01 Regulation FD Disclosure.

On February 10, 2021, Waddell & Reed Financial, Inc. issued a press release announcing its preliminary assets under management for the month ended January 31, 2021. A copy of the press release is furnished as Exhibit 99.1 and incorporated herein by reference.

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.






(d)      Exhibits.



Exhibit No.  Description

  99.1         Press Release dated February 10, 2021

104          Cover Page Interactive Data File (formatted as Inline XBRL and
             contained in Exhibit 101)

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