ITEM 7.01 Regulation FD Disclosure.

On March 10, 2021, Waddell & Reed Financial, Inc. issued a press release announcing its preliminary assets under management for the month ended February 28, 2021. A copy of the press release is furnished as Exhibit 99.1 and incorporated herein by reference.

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.






(d)     Exhibits.



Exhibit No. Description
  99.1        Press Release dated March 10, 2021
104         Cover Page Interactive Data File (formatted as Inline XBRL and
            contained in Exhibit 101)

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