ITEM 7.01 Regulation FD Disclosure.
On April 13, 2021, Waddell & Reed Financial, Inc. issued a press release
announcing its preliminary assets under management, assets under administration
and advisor count as of March 31, 2021. A copy of the press release is furnished
as Exhibit 99.1 and incorporated herein by reference.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits.
Exhibit No. Description
99.1 Press Release dated April 13, 2021
104 Cover Page Interactive Data File (formatted as Inline XBRL and
contained in Exhibit 101)
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