ITEM 7.01 Regulation FD Disclosure.

On April 13, 2021, Waddell & Reed Financial, Inc. issued a press release announcing its preliminary assets under management, assets under administration and advisor count as of March 31, 2021. A copy of the press release is furnished as Exhibit 99.1 and incorporated herein by reference.

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.






(d)    Exhibits.



Exhibit No. Description

99.1 Press Release dated April 13, 2021

104 Cover Page Interactive Data File (formatted as Inline XBRL and


            contained in Exhibit 101)

© Edgar Online, source Glimpses