Western Areas : Change in substantial holding from MUFG

May 25, 2022 at 12:53 pm EDT

For personal use only

Form604

	Form 604
	Corporations Act 2001
	Section 671B
	Notice of change of interests of substantial holder

To: Company Name/Scheme:	Western Areas Limited
ACN/ARSN	091 049 357
1. Details of substantial holder	Mitsubishi UFJ Financial Group, Inc.
Name
There was a change in the interests of the	20 May 2022
substantial holder on
The previous notice was given to the company on	17 May 2022
The previous notice was dated	17 May 2022
The holder became aware on	24 May 2022
2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:

Class of securities	Previous notice				Present notice

	Person's votes		Voting power (%)		Person's votes	Voting power (%)
Fully Paid ordinary shares		36,148,745		11.24%	25,379,009	7.89%

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of	Person whose		Consideration given in	Class and number	Person's votes
relevant interest	Nature of change	of securities
change	relation to change	affected
changed		affected


See annexure A to this notice

4.Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of	Registered holder	Person entitled to be	Nature of relevant	Class and number
relevant	Person's votes
of securities	registered as holder	interest	of securities
interest


			Relevant interest in securities that
			Mitsubishi UFJ Kokusai Asset
	Mitsubishi UFJ Kokusai		Management Co., Ltd. has a relevant
Mitsubishi UFJ Financial		interest in under section 608(3) of the		Fully paid
Asset Management Co.,	Not applicable	170,441	170,441
Group, Inc.	Corporations Act as Mitsubishi UFJ	ordinary shares
	Ltd.		Financial Group, Inc. has voting power

			of 100% in Mitsubishi UFJ Kokusai
			Asset Management Co., Ltd.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
Mitsubishi UFJ Financial			has a relevant interest in under section		Fully paid
Citibank N A Hong Kong	Not applicable	608(3) of the Corporations Act as		868,153
Group, Inc.	868,153 ordinary shares
Mitsubishi UFJ Financial Group, Inc.

			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
			has a relevant interest in under section
Mitsubishi UFJ Financial	Citicorp Nominees Pty	Not applicable	608(3) of the Corporations Act as	749,398	Fully paid	749,398
Group, Inc.	Limited (Australia)	Mitsubishi UFJ Financial Group, Inc.	ordinary shares
			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.

			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
			has a relevant interest in under section
Mitsubishi UFJ Financial	National Custodian	Not applicable	608(3) of the Corporations Act as	295,131	Fully paid	295,131
Group, Inc.	Services	Mitsubishi UFJ Financial Group, Inc.	ordinary shares
			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.

			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
			has a relevant interest in under section
Mitsubishi UFJ Financial	State Street Global	Not applicable	608(3) of the Corporations Act as	38,653	Fully paid	38,653
Group, Inc.	Advisors (Australia) Limited	Mitsubishi UFJ Financial Group, Inc.	ordinary shares
			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.

			Relevant interest in securities that
			Morgan Stanley has a relevant interest
			in under section 608(3) of the
Mitsubishi UFJ Financial	HSBC Custody Nominees	Not applicable	Corporations Act as Mitsubishi UFJ	2,637,506	Fully paid	2,637,506
Group, Inc.	(Australia) Limited	Financial Group, Inc. has voting power	ordinary shares
			of over 20% in Morgan Stanley.

			Relevant interest in securities that
			Morgan Stanley has a relevant interest
			in under section 608(3) of the
Mitsubishi UFJ Financial	HSBC Custody Nominees	Not applicable	Corporations Act as Mitsubishi UFJ	718,072	Fully paid	718,072
Group, Inc.	(Australia) Limited	Financial Group, Inc. has voting power	ordinary shares
			of over 20% in Morgan Stanley.

Page 1

				Form604
only
			Relevant interest in securities that
			Morgan Stanley has a relevant interest
			in under section 608(3) of the
Mitsubishi UFJ Financial	HSBC Custody Nominees	Not applicable	Corporations Act as Mitsubishi UFJ	10,444,746	Fully paid	10,444,746
Group, Inc.	(Australia) Limited	Financial Group, Inc. has voting power	ordinary shares
			of over 20% in Morgan Stanley.
use
				Relevant interest in securities that
				Morgan Stanley has a relevant interest
		Morgan Stanley Australia		in under section 608(3) of the
	Mitsubishi UFJ Financial		Corporations Act as Mitsubishi UFJ		Fully paid
	Securities (Nominee) Pty	Not applicable	8,267,370	8,267,370
	Group, Inc.	Financial Group, Inc. has voting power	ordinary shares
		Limited		of over 20% in Morgan Stanley.

personal
				Relevant interest in securities that
				Morgan Stanley has a relevant interest
				in under section 608(3) of the
	Mitsubishi UFJ Financial	HSBC Custody Nominees	Not applicable	Corporations Act as Mitsubishi UFJ	1,449	Fully paid	1,449
	Group, Inc.	(Australia) Limited	Financial Group, Inc. has voting power	ordinary shares
				of over 20% in Morgan Stanley.

				Relevant interest in securities that
				Morgan Stanley has a relevant interest
				in under section 608(3) of the
	Mitsubishi UFJ Financial	HSBC Custody Nominees	Not applicable	Corporations Act as Mitsubishi UFJ	3,125	Fully paid	3,125
	Group, Inc.	(Australia) Limited	Financial Group, Inc. has voting power	ordinary shares
				of over 20% in Morgan Stanley.

				Relevant interest in securities that
For				Morgan Stanley has a relevant interest
	Morgan Stanley Wealth		in under section 608(3) of the
Mitsubishi UFJ Financial		Corporations Act as Mitsubishi UFJ		Fully paid
Management Australia Pty	Not applicable	299,700	299,700
Group, Inc.	Financial Group, Inc. has voting power	ordinary shares
	discretionary client account		of over 20% in Morgan Stanley.


			Relevant interest in securities that
				Morgan Stanley has a relevant interest
				in under section 608(3) of the
	Mitsubishi UFJ Financial	Unknown	Not applicable	Corporations Act as Mitsubishi UFJ	885,265	Fully paid	885,265
	Group, Inc.	Financial Group, Inc. has voting power	ordinary shares
				of over 20% in Morgan Stanley.

	5. Changes in association
	The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the
	substantial holder in relation to voting interests in the company or scheme are as follows:

	Name and ACN/ARSN (if applicable)		Nature of association

	Not applicable

	6. Addresses
	The addresses of persons named in this form are as follows:

	Name			Address

	Mitsubishi UFJ Financial Group, Inc.		2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Signature

Dated 25 May 2022

Authorised signatory

Page 2

For personal use only

AnnexureA

Annexure A

This is annexure A of 8 pages referred to in Form 604, Notice of change of interest of substantial holder dated 25 May 2022

Authorised signatory

Dated 25 May 2022

					Person's
	Person whose relevant interest		Consideration given in	Class and number of	votes
Date of change	changed	Nature of change	relation to change	securities affected	affected
		Purchase of securities by an
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	77,240.40	20,220 Ordinary Shares	20,220
		Stanley

		Purchase of securities by an
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,728.90	452 Ordinary Shares	452
		Stanley

		Purchase of securities by an
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	145,624.96	38,116 Ordinary Shares	38,116
		Stanley

		Purchase of securities by an
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	764,000.00	200,000 Ordinary Shares	200,000
		Stanley

		Purchase of securities by an
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	4,220.66	1,102 Ordinary Shares	1,102
		Stanley

		Purchase of securities by an
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	191	50 Ordinary Shares	50
		Stanley

		Purchase of securities by an
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	248,880.64	65,152 Ordinary Shares	65,152
		Stanley

		Purchase of securities by an
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	136,786.56	35,808 Ordinary Shares	35,808
		Stanley

		Purchase of securities by an
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	245.12	64 Ordinary Shares	64
		Stanley

		Purchase of securities by an
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	86,800.73	22,693 Ordinary Shares	22,693
		Stanley

		Purchase of securities by an
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	206.28	54 Ordinary Shares	54
		Stanley

		Purchase of securities by an
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	236,456.54	61,738 Ordinary Shares	61,738
		Stanley

		Purchase of securities by an
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	536.2	140 Ordinary Shares	140
		Stanley

13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	96,565.30	25,180 Ordinary Shares	25,180
controlled by Morgan Stanley


13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	9,250.02	2,412 Ordinary Shares	2,412
controlled by Morgan Stanley


13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	524.71	137 Ordinary Shares	137
controlled by Morgan Stanley


13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	264.62	69 Ordinary Shares	69
controlled by Morgan Stanley


13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	998.4	260 Ordinary Shares	260
controlled by Morgan Stanley


13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	12,724.53	3,318 Ordinary Shares	3,318
controlled by Morgan Stanley


13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	137.88	36 Ordinary Shares	36
controlled by Morgan Stanley

Page 3

AnnexureA

only
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	248,383.16	64,852 Ordinary Shares	64,852

	controlled by Morgan Stanley


	13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	5,063.26	1,322 Ordinary Shares	1,322
	controlled by Morgan Stanley

use
13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	502.39	131 Ordinary Shares	131
controlled by Morgan Stanley



	13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	10,122.24	2,636 Ordinary Shares	2,636
	controlled by Morgan Stanley


personal	13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	203.52	53 Ordinary Shares	53
controlled by Morgan Stanley


13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	136,271.40	35,580 Ordinary Shares	35,580

	controlled by Morgan Stanley


	13/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	6,182.02	1,612 Ordinary Shares	1,612
	controlled by Morgan Stanley


			Collateral received by an
	13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	N/A	99,999 Ordinary Shares	99,999
			Stanley - see Annexure B

			Collateral received by an
	13/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	N/A	156,937 Ordinary Shares	156,937
			Stanley - see Annexure B

For			Purchase of securities by an
16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by First	6,832.72	1,784 Ordinary Shares	1,784
Sentier Investors Holdings Pty
		Ltd

	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	78,882.68	20,596 Ordinary Shares	20,596
	controlled by Morgan Stanley


			Purchase of securities by an
	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	11,988.21	3,126 Ordinary Shares	3,126
			Stanley

			Purchase of securities by an
	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	5,434.77	1,419 Ordinary Shares	1,419
			Stanley

			Purchase of securities by an
	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	34,845.34	9,098 Ordinary Shares	9,098
			Stanley

	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	55,504.60	14,530 Ordinary Shares	14,530
	controlled by Morgan Stanley


	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	763.17	199 Ordinary Shares	199
	controlled by Morgan Stanley


	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	4,952.19	1,293 Ordinary Shares	1,293
	controlled by Morgan Stanley


	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	259,911.46	67,862 Ordinary Shares	67,862
	controlled by Morgan Stanley


	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	16,998.30	4,444 Ordinary Shares	4,444
	controlled by Morgan Stanley


	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	63,186.62	16,541 Ordinary Shares	16,541
	controlled by Morgan Stanley


			Purchase of securities by an
	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	10,306.56	2,684 Ordinary Shares	2,684
			Stanley

			Purchase of securities by an
	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	5,545.84	1,448 Ordinary Shares	1,448
			Stanley

	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	9,733.36	2,548 Ordinary Shares	2,548
	controlled by Morgan Stanley


			Purchase of securities by an
	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	10,218.24	2,661 Ordinary Shares	2,661
			Stanley

	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	60,504.98	15,839 Ordinary Shares	15,839
	controlled by Morgan Stanley

Page 4

AnnexureA

only
16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	74,470.90	19,495 Ordinary Shares	19,495

	controlled by Morgan Stanley


	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	813.66	213 Ordinary Shares	213
	controlled by Morgan Stanley


use			Purchase of securities by an
16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,915.00	500 Ordinary Shares	500
		Stanley


			Purchase of securities by an
	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	23,915.06	6,236 Ordinary Shares	6,236
			Stanley

personal	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	63,664.12	16,666 Ordinary Shares	16,666
controlled by Morgan Stanley


16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	3,075.10	805 Ordinary Shares	805

	controlled by Morgan Stanley


			Purchase of securities by an
	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	16,748.59	4,373 Ordinary Shares	4,373
			Stanley

	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	139,857.84	36,612 Ordinary Shares	36,612
	controlled by Morgan Stanley


	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	2,052.88	536 Ordinary Shares	536
	controlled by Morgan Stanley


For			Purchase of securities by an
16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	197,375.22	51,534 Ordinary Shares	51,534
		Stanley


			Purchase of securities by an
	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	20,597.74	5,378 Ordinary Shares	5,378
			Stanley

			Purchase of securities by an
	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	7,670.00	2,000 Ordinary Shares	2,000
			Stanley

	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	93,188.90	24,395 Ordinary Shares	24,395
	controlled by Morgan Stanley


	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	73,959.02	19,361 Ordinary Shares	19,361
	controlled by Morgan Stanley


			Purchase of securities by an
	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	16,542.72	4,308 Ordinary Shares	4,308
			Stanley

			Collateral received by an
	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	N/A	300,000 Ordinary Shares	300,000
			Stanley - see Annexure B

			Collateral received by an
	16/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	N/A	35,718 Ordinary Shares	35,718
			Stanley - see Annexure B

			Sale of securities by an entity
	17/05/2022	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier	51,852.68	13,574 Ordinary Shares	13,574
			Investors Holdings Pty Ltd

	17/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	42.13	11 Ordinary Shares	11
	controlled by Morgan Stanley


			Purchase of securities by an
	17/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	297,488.44	77,615 Ordinary Shares	77,615
			Stanley

	17/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	36,614.70	9,585 Ordinary Shares	9,585
	controlled by Morgan Stanley


	17/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	1,096.34	287 Ordinary Shares	287
	controlled by Morgan Stanley


	17/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	1,811.59	473 Ordinary Shares	473
	controlled by Morgan Stanley


	17/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	12,128.50	3,175 Ordinary Shares	3,175
	controlled by Morgan Stanley


	17/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity	4,465.58	1,169 Ordinary Shares	1,169
	controlled by Morgan Stanley

Page 5

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Western Areas Ltd. published this content on 25 May 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 25 May 2022 16:12:06 UTC.

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