Monthly Return of Equity Issuer on Movements in Securities
For the month ended
(dd/mm/yyyy) : 30/04/2017
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer 3SBio Inc. Date Submitted 04/05/2017
Movements in Authorised Share Capital
Ordinary Shares
Stock code : 1530 Description : Ordinary Shares
No. of ordinary shares
Par value
(US$)
Authorised share capital (US$)
Balance at close of preceding month50,000,000,000 0.00001 500,000
Increase/(decrease)NIL NIL
Balance at close of the month50,000,000,000 0.00001 500,000
Stock code : N/A Description : N/A
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month Increase/(decrease)
Balance at close of the month
Preference Shares
Stock code : N/A Description : N/A
No. of
preference shares
Par value Authorised share
(State capital
currency) (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Other Classes of Shares
Stock code : N/A Description : N/A
No. of other
classes of shares
Par value Authorised share
(State capital
currency) (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (US$) : 500,000
Movements in Issued Share Capital
Balance at close of preceding month
Increase/ (decrease) during the month
Balance at close of the month
No. of ordinary shares No. of preference No. of other
(1) (2) shares classes of shares
2,532,313,570 N/A N/A N/A
N/A N/A N/A N/A
2,532,313,570 N/A N/A N/A
Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of No. of new shares of No. of new shares of
share option issuer issued during issuer which may be
scheme the month pursuant issued pursuant
including EGM Movement during the month thereto thereto as at close of approval date the month
(dd/mm/yyyy) and class of shares
issuable Granted Exercised Cancelled Lapsed
1. Share Option Scheme (adopted on 23/05/2015 and
amended on 28/06/2016)
Exercise price at HK$7.62 per share
(Grant date:
02/02/2017)
Ordinary sharesN/A N/A N/A N/A N/A
(Note 1)
2.
( / / )
shares N/A N/A N/A N/A N/A
(Note 1)
3.
( / / )
shares N/A N/A N/A N/A N/A
(Note 1)
Total A. (Ordinary shares) N/A(Preference shares) N/A(Other class) N/A
Total funds raised during the month from exercise
of options (State currency) N/A
20,000,000
N/A
N/A
Warrants to Issue Shares of the Issuer which are to be Listed
No. of new No. of new shares of shares of
issuer issuer which issued may be issued
Nominal value Nominal during the pursuant Currency at close of Exercised value at month thereto as at
Description of warrants of nominal preceding during the close of the pursuant close of the (Date of expiry - dd/mm/yyyy) value month month month thereto month
1. CP Guojian Warrant
(Remark 1)
US$ 281.52813 0 281.52813 0
( / / )
Stock code (if listed) N/A Class of shares
issuable (Note 1) Ordinary shares Subscription price US$0.00001 EGM approval date
(if applicable)
(dd/mm/yyyy) ( / / )
2.
N/A N/A N/A N/A N/A
( / / )
Stock code (if listed) Class of shares
issuable (Note 1) Subscription price EGM approval date
(if applicable)
(dd/mm/yyyy) ( / / )
3.
N/A N/A N/A N/A N/A
( / / )
Stock code (if listed) Class of shares
issuable (Note 1) Subscription price EGM approval date
(if applicable)
(dd/mm/yyyy) ( / / )
4.
N/A N/A N/A N/A N/A
( / / )
Stock code (if listed) Class of shares
issuable (Note 1) Subscription price EGM approval date
(if applicable)
(dd/mm/yyyy) ( / / )
Total B. (Ordinary shares)Nil (Preference shares)N/A (Other class) N/A
28,152,813
N/A
N/A
N/A
3SBio Inc. published this content on 04 May 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 25 May 2017 08:00:20 UTC.
Original documenthttp://139.162.30.136/hkex/3sbio/docs/en/LTN201705041047.pdf
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