ADX ENERGY LTD Clzi::.::i of securities (4) | Previoos nati(.e | Prf_' "ie.nt notice | ||
l'f'(SOfJ'S vctes | Vatil1CI fVlWPJ 151 | Pcrn·s vates | Vatinq power (5) | |
Fullv oajd ordinary | 26,764,709 | 11.48% | 35,686,279 | 9.5 3% |
te ar | Person whO!ie | N8ture of | Consideration | c1.ass ana | Pe(Son's voles |
ch.,ngc | relevant interest | r.h;mge (6) | given in relation | numoer ot | i:lfkCled |
Chi!lnged | to C/ange (n | !iP.C[Jfities | |||
i!ffP.cted | |||||
See Annexure A atta | led | ||||
l!older of re1c11ant 1t1ter-es1 | R.f.' gi!itered holder of securities | Pc::(::,on entitled to tie registcn.!O as holde | N11ti;re of relevant interest (S} | Class i!nd number of sccu,ilies | PP.l'S(ln·s votes |
ACX Erwrw ( h;I | ADX Enemy Ltd | ADX Energy Ltd | Direct | 26.764,709 | 26.7S4.709 |
604 page 1/2 15 July ;ioo1
Form 604 Corporatl...Ael 2001 ion 6718 Notice of change of interests of substantial holder | |
Jo. Company Naiw./Sr.me ACNIARSN 1. D4!11tail.S Of SUhslanti.:tl holder('!) Name | RIEDEL RESOURCES LIMITED |
143 042 022 | |
ADX Energy Ltd | |
AC:N/ARSN {if applicable) 009 058 646 Ttll::r'e was a change in the interP.!;ts nf the subst;mti;il hnldP.r nn 01/08/2017 The previous notiGc was given to the cnmp;my nn 10/06/2017 The previous notir;e was 08t!'.:d -10/06/2017 2. Prl;!Via1r1, and present Votilig power the Lotal number of vat nttilchP,d to all the 1/0ting Shi:ll'l. m the company or vatmg mterf_' "its m the scheme th;,t the ::iubslant1al holder CJ an ,1155oc1atc (2) hc:ld a relevant mtP.re!it (.3) nr when l.i::,t rcquiu::d. and when now ref!llired, to gill!! ,11 sul)st;;11tli:II holding notice to the comp;rny or sr.hP.lllr!, are as ,allOVv"S' 1 ChangB1i in relevant interests h1rticulars or c.ich chilrigc in. or change in the nnt1.rP. of. .a rn1ev.:mt inte.-est ol [Ile IY.:itantial holder !lr ;in B!i!,Qr.i,:1te in vot.111g !:.ccLA"ities of the compr1ny or scheme, s1nec the !ilJh!)tantiill hOIOcr wa::. li!l::.l required to give a !it;rnti;il holding notice to the con-1p.c,ny or scheme are i!!i foll Particul8(S or each relevant interest of the !iUb!itnnti.'11 holder 1n votir1 uriHcs after the chi!nge i!rP. A.S follQ115, | |
6(H page 212 1 July 2001
s. Changn In iHOC:lillion
ThP. pP.fSullS who ha11P. bee.or associates (2) al. o.:iascd lo be ilSSOCiaks or. or haw d1cmgm.J thE! natur!l of their association (9) with. the SI.Jbstlln'.iril holdP.r in rP.latlon to 11Uti11g
interests in the comp.any or scheme ;ire ll!> foll(}W!',,:
Name and ACN/ARSN (If appticablP.) | Nature of assoc.1at10fl |
NIA | |
6.. Addremes
The addresse!i of per.;ons nilmP.d m this form are as follO'W5:
Name Aooress
ADX Energy Ltd ea Box 53 s, 1hiam WA 6904
Signature
sign here
date
04/ 09 / 2017
OlllCtlONS
(1) If there are a number of iost,mtl.'!I hOIClers wltt'l slmllar or related reievan: intcrcsts (rg. a wpora:ion a,id ils relatec!corpor&ions. o; the managP.r andtrustP.e of an equity ruQ. th1:: names could be indudei:j inan annexLre lo the form. If the relF.11;int inteu!ts of a grmip of pi'!(ll'IS are esse11tii:llly Sirnilill.lhCy milY be referred Lo throughout the f01m as a specifically named group if!he membership of each group, with the na,me!;: and addresses of me1mers is cle.aOy seI out if1 paragraph 6 af:he
furm.
(2) Sel:! tht:! dt:!f1n111on of ··associate" in sec.tior1 !i of the r..:urpOfatiuris Ac.t :;,oo,,
(3l S!!e the definition of "relP.Vant int!!re!i.t" in !i.t:!60fl and 671 R{7) of tile Corpor;itions Act ioo1.
{4) The v(lting !i.hares of a companyconsti 1.rte Cile class unless Oh11aed Into separate ciasScS.
lllclUdc dc[ailSuf;
(any relanl agreement or 6718{4) applies, a copy of any document sening ruhe terms of any relP.Vant agreement llrxl a ststement by:he per5o'l g1v01g full and accufillc detilibi or ilny C011Lrucl. scheme or arrangement, 1T1..st ac.c..ampany thi!i. f(ffll. together with a written statement c.ert1fy1r,g this Ull'1lf3tL ScllcmE or arrangement: and{b) any qualification of the powe, of a person lo exercise, control theexercise of, or influP.nc the eli'.erc1se of, the voting pol/J'el"S or disposal ur:he seruities ta which Lherelevant interest relates nndicatinQ clearly the particular securities to wllich the Q(Jalificatlon applies).
See the derinilion of "relevant agreemen:·in sectioo g. o:he Corporations Act 2001.
De::iils of the consideration must Include .any and au benefits. money and other.:hat ariy J)efSOr'l rrom whom a relevant int.erest was acquir!!d has, or rMY, her.om e entitled to receive in relat1_on to !hat ac,qu1s111on. Details m(J51 0e mcluoeo even Ifthe t>enefil is co11d1[ior1c:1t on ll'I€ happenmg or nol of a contingericy. Details mus! be included of ijny benefit paidon behalf of the sul)Stantlal holder or Its assoc.late In relation to ttlc at:QUiSiliollS:, e:ven if they a,e not paid directly ta the person fr1mwllom
lhe relevant interest was lll;(!Uired.
If the StJtlS[antial hulON is unablt: lO Octamillc Lhe idellLily or the pern {eg. ir the relevant inteest arises bee.a of an option) "M"ile "un1::nown•.
{9) G·ve detalls, Ifappropriate. of:he present associa1lo11 a(l(j any change in thar associillim1since the last substantial holding notice.
ADX Energy ltd
ACN: 009 058 646
This is annexure A of 1page referred to in form 604 Notice of change of interests of substantial holder
3. Changes In relevant lnteresu
tiatc of change | Person whose reli:-vnt intr$t changed | Nature of hi:lr"ige | onslderation ivn in rl.ition o change | Class and n1,1mber of securities affected | Person's votes ,,i=.t |
30/05/2016 | ADX Energy ltd | Dilution | NII | 26,764,709 | 26,764,709 |
30/05/2017 | AD'x Enersv Ltd | Dllutlon | II | 26,164,709 | 26,764,709 |
l/08/2017 | ADX Enerev ltd | )ilution | ;I | 26,764,709 | 26,764,709 |
28/08/2017 | AD'x Enerav ltd | Riohh, l ue | 133 823 | 35 686 279 | 35 686 279 |
31/08/2017 | ,. rcru 11".-I | nil1,1 i1;m | NII | 35 686 179 | 35 686 179 |
I | |||||
- -
IAN TCHACOS CHAIRMAN
Date: 04/09/2017
ADX Energy Ltd. published this content on 04 September 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 04 September 2017 05:47:08 UTC.
Original documenthttp://adx-energy.com/documents/change-in-substantial-holding-from-adx.pdf
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