Annual Report

of the Baader Bank Group 2016

Key figures

Change to the previous year

Baader Bank Group

2015

2016

absolute

relative

EUR '000

EUR '000

EUR '000

%

Income

111,997

100,477

− 11,520

− 10

of which is interest income and current income

2,495

3,227

732

29

of which is commission income

50,147

40,747

− 9,400

− 19

of which is the trading result

52,553

52,809

256

0

of which other income

6,802

3,694

− 3,108

− 46

Expenses

119,590

102,610

− 16,980

− 14

of which personnel expenses

54,209

50,289

− 3,920

− 7

of which administrative expense and other operating expenses

42,242

41,344

− 898

− 2

of which amortisation and depreciation

20,579

9,943

− 10,636

− 52

of which additions to the fund for general banking risks

0

584

584

100

of which is the result from shares in associates

2,560

450

− 2,110

− 82

Earnings before taxes (EBT)

− 7,593

− 2,133

5,460

72

Operating result*

52

− 1,778

− 1,830

-

Total assets

576,330

578,536

2,206

0

  • gross profit less personnel and other administrative expenses, as well as depreciation on intangible and tangible assets (gross profit = net interest and current income, commission and trading result)

    Price in EUR

    2,92

    2.88

    2.74

    2.59

    2.45

    2.30

    2.16

    2.02

    1.87

    1,77

    1.73

    Mar 2016 May 2016 Jul 2016 Sep 2016 Nov 2016

    Volume in thousands Units

    77

    51

    26

    0

    Rising share price Falling share price

    Facts and figures

    Key data and other information

    WKN

    ISIN

    Reuters Bloomberg Ticker

    508810

    DE0005088108 BLMG.MU BWB@GR

    BWB (German Federal Office of Defence

    TechnologyandProcurement)

    Sector Bank s

    Stock market listing 01/08/1994

    Admission segment Out side market

    Home stock exchange Munich / m:access Other stock exchanges Berlin

    Düsseldor f

    Frank fur t

    Hamburg

    Hannover

    Stut tgar t

    Xetra

    Shareholder structure of Baader Bank AG

    5,43 %

    Baader Immobilienverwaltungs

    GmbH & Co. KG

    0,30 %

    Uto Baader

    31,44 %

    free float

    62,83 %

    Baader Beteiligungs GmbH

    Baader Bank AG is a joint-stock company under German law with its headquarters in Munich.

    Baader Bank AG is registered at the Munich District Court under HRB 121537 and

    is supervised by the German Federal Financial Supervisory Authority (BaFin),

    Marie-Curie-Straße 24-28, 60439 Frankfurt am Main and Graurheindorfer Str. 108, 53117 Bonn.

    The VAT registration number of Baader Bank AG is DE 114123893.

    The LEI (legal entity identifier) is used for the unambiguous identification of all companies and funds with registered offices in Germany, which have a reporting obligation pursuant to future regulatory requirements: 529900JFOPPEDUR61H13.

    The creditors' identification numbers (Creditor Identifiers, CI) make it possible to identify a debit receiver (creditor) unambiguously under a SEPA Direct Debit scheme: DE54ZZZ00000118113.

    The GIIN (Global Intermediary Identification Number) is used for reporting to the Internal Revenue Service (USA) under the FATCA (Foreign Account Tax compliant Act) as well as for establishing Baader Bank AG as a FATCA-compliant institution: HPMLSE.00000.LE.276

    Executive Board

    Nico Baader (Chairman)

    Dieter Brichmann (Deputy Chairman)

    Christian Bacherl Oliver Riedel

    Supervisory Board

    Dr Horst Schiessl (Chairman of the Supervisory Board)

    Dr Christoph Niemann (Deputy Chairman of the Supervisory Board)

    Karl-Ludwig Kamprath Helmut Schreyer

    Jan Vrbsky Theresia Weber

    Notes

    We classify external data sources, which have been processed in our report, as trustworthy and reliable. Although they have been carefully researched, we accept no responsibility for the accuracy of this information.

    Forward-looking statements made in this report are based on current expectations, assumptions and forecasts on the basis of information currently available. No gua- rantee can be accepted regarding future developments.

    If registered brands or trademarks have been listed, they also belong to their res- pective owners, even if they have not been identified as such. Even if they are not labelled, they are not free names as defined by the law on brands and trademarks.

    Contents

    Combined Management Report of Baader Bank AG 5

    1. General information about the Baader Bank Group 6

    2. Report on the economic position 7

    3. Forecast, opportunities and risk report 16

    4. Other disclosures 27

    Report by the Supervisory Board 28

    Consolidated financial statements 30 Consolidated Statement of Financial Position 32 Consolidated Income Statement 34 Statement of Changes in Equity of the Baader Bank Group 36 Cash flow statement of the Baader Bank Group 38 Notes to the consolidated financial statements 40

    Auditor's report 54 Legal notice 55

    Baader Bank AG published this content on 23 May 2017 and is solely responsible for the information contained herein.
    Distributed by Public, unedited and unaltered, on 23 May 2017 16:30:21 UTC.

    Original documenthttps://www.baaderbank.de/media/public/db/media/1/2016/03/72/final_170522_bb_gb16_en.pdf

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