LONDON--(BUSINESS WIRE)--
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the 'Code')
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. | |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree | VANTIV INC | |
(d) Status of person making the disclosure:
e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) | CONNECTED TO OFFEREE | |
(e) Date dealing undertaken: | 10 August 2017 | |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state 'N/A' | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.00001 Class A common | 0 | |||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 346,923 | 0.21% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 1,900 | 0.00% | 79,400 | 0.05% | |||||||
(4) | |||||||||||
TOTAL: | 348,823 | 0.21% | 79,400 | 0.05% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.00001 Class A common | Purchase | 100 | 70.0000 USD | ||||
USD 0.00001 Class A common | Purchase | 100 | 68.7300 USD | ||||
USD 0.00001 Class A common | Purchase | 100 | 70.1000 USD | ||||
USD 0.00001 Class A common | Purchase | 100 | 68.8600 USD | ||||
USD 0.00001 Class A common | Purchase | 100 | 68.9600 USD | ||||
USD 0.00001 Class A common | Purchase | 200 | 69.4950 USD | ||||
USD 0.00001 Class A common | Purchase | 200 | 69.2500 USD | ||||
USD 0.00001 Class A common | Purchase | 300 | 69.2600 USD | ||||
USD 0.00001 Class A common | Purchase | 300 | 70.0100 USD | ||||
USD 0.00001 Class A common | Purchase | 300 | 69.2333 USD | ||||
USD 0.00001 Class A common | Purchase | 400 | 68.8562 USD | ||||
USD 0.00001 Class A common | Purchase | 430 | 69.2413 USD | ||||
USD 0.00001 Class A common | Purchase | 500 | 69.5751 USD | ||||
USD 0.00001 Class A common | Purchase | 500 | 69.1700 USD | ||||
USD 0.00001 Class A common | Purchase | 500 | 69.1760 USD | ||||
USD 0.00001 Class A common | Purchase | 534 | 69.2308 USD | ||||
USD 0.00001 Class A common | Purchase | 700 | 68.9985 USD | ||||
USD 0.00001 Class A common | Purchase | 806 | 69.2376 USD | ||||
USD 0.00001 Class A common | Purchase | 828 | 69.1802 USD | ||||
USD 0.00001 Class A common | Purchase | 900 | 69.6433 USD | ||||
USD 0.00001 Class A common | Purchase | 1,300 | 68.9519 USD | ||||
USD 0.00001 Class A common | Purchase | 1,300 | 69.2515 USD | ||||
USD 0.00001 Class A common | Purchase | 1,400 | 69.2128 USD | ||||
USD 0.00001 Class A common | Purchase | 2,100 | 69.1155 USD | ||||
USD 0.00001 Class A common | Purchase | 2,100 | 69.3123 USD | ||||
USD 0.00001 Class A common | Purchase | 2,119 | 69.4389 USD | ||||
USD 0.00001 Class A common | Purchase | 2,629 | 68.8028 USD | ||||
USD 0.00001 Class A common | Purchase | 3,071 | 69.2854 USD | ||||
USD 0.00001 Class A common | Purchase | 3,100 | 68.8793 USD | ||||
USD 0.00001 Class A common | Purchase | 3,386 | 69.3124 USD | ||||
USD 0.00001 Class A common | Purchase | 3,700 | 69.5429 USD | ||||
USD 0.00001 Class A common | Purchase | 3,763 | 69.8479 USD | ||||
USD 0.00001 Class A common | Purchase | 4,400 | 69.1927 USD | ||||
USD 0.00001 Class A common | Purchase | 5,000 | 68.6340 USD | ||||
USD 0.00001 Class A common | Purchase | 5,010 | 69.7853 USD | ||||
USD 0.00001 Class A common | Purchase | 5,327 | 69.3000 USD | ||||
USD 0.00001 Class A common | Purchase | 7,000 | 69.3632 USD | ||||
USD 0.00001 Class A common | Purchase | 7,021 | 69.9132 USD | ||||
USD 0.00001 Class A common | Purchase | 7,720 | 69.5426 USD | ||||
USD 0.00001 Class A common | Purchase | 8,000 | 69.5113 USD | ||||
USD 0.00001 Class A common | Purchase | 8,600 | 69.2426 USD | ||||
USD 0.00001 Class A common | Purchase | 9,800 | 69.5198 USD | ||||
USD 0.00001 Class A common | Purchase | 12,100 | 69.1692 USD | ||||
USD 0.00001 Class A common | Purchase | 13,200 | 69.4622 USD | ||||
USD 0.00001 Class A common | Purchase | 13,607 | 69.7131 USD | ||||
USD 0.00001 Class A common | Purchase | 14,850 | 69.2915 USD | ||||
USD 0.00001 Class A common | Purchase | 16,312 | 68.6902 USD | ||||
USD 0.00001 Class A common | Purchase | 19,300 | 69.3177 USD | ||||
USD 0.00001 Class A common | Purchase | 22,973 | 69.8646 USD | ||||
USD 0.00001 Class A common | Purchase | 29,100 | 69.6851 USD | ||||
USD 0.00001 Class A common | Purchase | 35,583 | 69.7094 USD | ||||
USD 0.00001 Class A common | Purchase | 35,600 | 69.2036 USD | ||||
USD 0.00001 Class A common | Purchase | 45,500 | 69.4893 USD | ||||
USD 0.00001 Class A common | Purchase | 51,016 | 69.5067 USD | ||||
USD 0.00001 Class A common | Purchase | 163,627 | 69.4479 USD | ||||
USD 0.00001 Class A common | Purchase | 172,499 | 69.6204 USD | ||||
USD 0.00001 Class A common | Sale | 6 | 69.3000 USD | ||||
USD 0.00001 Class A common | Sale | 100 | 69.3300 USD | ||||
USD 0.00001 Class A common | Sale | 100 | 69.2500 USD | ||||
USD 0.00001 Class A common | Sale | 100 | 69.5000 USD | ||||
USD 0.00001 Class A common | Sale | 100 | 68.8600 USD | ||||
USD 0.00001 Class A common | Sale | 100 | 69.2900 USD | ||||
USD 0.00001 Class A common | Sale | 300 | 69.6800 USD | ||||
USD 0.00001 Class A common | Sale | 400 | 68.8400 USD | ||||
USD 0.00001 Class A common | Sale | 400 | 68.6900 USD | ||||
USD 0.00001 Class A common | Sale | 700 | 69.2564 USD | ||||
USD 0.00001 Class A common | Sale | 800 | 69.1950 USD | ||||
USD 0.00001 Class A common | Sale | 900 | 69.1616 USD | ||||
USD 0.00001 Class A common | Sale | 1,200 | 69.3108 USD | ||||
USD 0.00001 Class A common | Sale | 1,201 | 69.3330 USD | ||||
USD 0.00001 Class A common | Sale | 1,300 | 69.1980 USD | ||||
USD 0.00001 Class A common | Sale | 1,300 | 68.6000 USD | ||||
USD 0.00001 Class A common | Sale | 1,500 | 69.4625 USD | ||||
USD 0.00001 Class A common | Sale | 1,599 | 69.3042 USD | ||||
USD 0.00001 Class A common | Sale | 1,648 | 68.2887 USD | ||||
USD 0.00001 Class A common | Sale | 2,200 | 68.7927 USD | ||||
USD 0.00001 Class A common | Sale | 2,500 | 69.3748 USD | ||||
USD 0.00001 Class A common | Sale | 3,700 | 69.3937 USD | ||||
USD 0.00001 Class A common | Sale | 5,400 | 69.4883 USD | ||||
USD 0.00001 Class A common | Sale | 6,800 | 68.9648 USD | ||||
USD 0.00001 Class A common | Sale | 7,400 | 69.0167 USD | ||||
USD 0.00001 Class A common | Sale | 7,700 | 69.0340 USD | ||||
USD 0.00001 Class A common | Sale | 9,700 | 69.3007 USD | ||||
USD 0.00001 Class A common | Sale | 12,100 | 69.3387 USD | ||||
USD 0.00001 Class A common | Sale | 12,650 | 69.3672 USD | ||||
USD 0.00001 Class A common | Sale | 14,000 | 69.2541 USD | ||||
USD 0.00001 Class A common | Sale | 15,305 | 69.4638 USD | ||||
USD 0.00001 Class A common | Sale | 15,492 | 69.4375 USD | ||||
USD 0.00001 Class A common | Sale | 18,964 | 69.2251 USD | ||||
USD 0.00001 Class A common | Sale | 27,000 | 69.2534 USD | ||||
USD 0.00001 Class A common | Sale | 33,300 | 69.4100 USD | ||||
USD 0.00001 Class A common | Sale | 34,713 | 69.0880 USD | ||||
USD 0.00001 Class A common | Sale | 34,751 | 69.6484 USD | ||||
USD 0.00001 Class A common | Sale | 37,500 | 69.4469 USD | ||||
USD 0.00001 Class A common | Sale | 130,421 | 69.4556 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.00001 Class A common | Call Options | Purchasing | 600 | 60 USD | American | 16 Feb 2018 | 10.2000 USD | ||||||||
USD 0.00001 Class A common | Call Options | Purchasing | 300 | 65 USD | American | 18 Aug 2017 | 5.0000 USD | ||||||||
USD 0.00001 Class A common | Call Options | Purchasing | 600 | 65 USD | American | 17 Nov 2017 | 7.0000 USD | ||||||||
USD 0.00001 Class A common | Call Options | Purchasing | 200 | 65 USD | American | 16 Feb 2018 | 8.0000 USD | ||||||||
USD 0.00001 Class A common | Call Options | Purchasing | 48,400 | 70 USD | American | 18 Aug 2017 | 0.8083 USD | ||||||||
USD 0.00001 Class A common | Call Options | Purchasing | 100 | 70 USD | American | 17 Nov 2017 | 3.6800 USD | ||||||||
USD 0.00001 Class A common | Call Options | Purchasing | 100 | 70 USD | American | 16 Feb 2018 | 5.0000 USD | ||||||||
USD 0.00001 Class A common | Put Options | Purchasing | 100 | 65 USD | American | 18 Aug 2017 | 0.2000 USD |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none' |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none' |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO |
Date of disclosure: | 11 August 2017 | |
Contact name: | Femi Badmos | |
Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the 'Code')
1. KEY INFORMATION
Full name of person making disclosure: | Barclays PLC. | |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | VANTIV INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.00001 Class A common | Put Options | Purchased | -400 | 55.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -1,100 | 70.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -1,500 | 60.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Purchased | 600 | 60.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Put Options | Written | 600 | 60.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Put Options | Purchased | -100 | 65.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -600 | 75.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Purchased | 100 | 55.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -11,600 | 65.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -23,000 | 70.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -34,500 | 65.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Purchased | 100 | 65.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Put Options | Purchased | -3,300 | 60.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Purchased | 400 | 60.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -1,200 | 70.0000 | American | 15 Sep 2017 | |||||||
USD 0.00001 Class A common | Put Options | Written | 100 | 65.0000 | American | 15 Sep 2017 | |||||||
USD 0.00001 Class A common | Put Options | Purchased | -2,100 | 45.0000 | American | 16 Feb 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
View source version on businesswire.com:http://www.businesswire.com/news/home/20170811005179/en/
BARCLAYS PLC
Source: BARCLAYS PLC
Barclays plc published this content on 11 August 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 11 August 2017 11:01:03 UTC.
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