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Barclays : FORM 8.5 (EPT/NON-RI) - TUI TRAVEL PLC Amendment

10/23/2014 | 07:22am US/Eastern

FORM 8.5 (EPT/NON-RI) Amendment

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

TUI TRAVEL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

TUI TRAVEL PLC

(d) Date position held/dealing undertaken:

21 October 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES:

TUI AG

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,169,092 0.93% 2,300,444 0.19%
(2) Derivatives (other than
options): 925,130 0.08% 7,939,096 0.65%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 12,094,222 1.00% 10,239,540 0.84%
Class of relevant security: Convertible Bond XS0503743949
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 600,000 0.15% 0 0.00%
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 600,000 0.15% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities

Convertible Bond

Sale 1,000,000 113.5000 GBP
ORD Purchase 59 3.6330 GBP
ORD Purchase 93 3.6210 GBP
ORD Purchase 153 3.6100 GBP
ORD Purchase 187 3.5780 GBP
ORD Purchase 261 3.6300 GBP
ORD Purchase 283 3.4990 GBP
ORD Purchase 283 3.5562 GBP
ORD Purchase 332 3.5950 GBP
ORD Purchase 332 3.6240 GBP
ORD Purchase 334 3.6270 GBP
ORD Purchase 473 3.5585 GBP
ORD Purchase 537 3.6010 GBP
ORD Purchase 610 3.5566 GBP
ORD Purchase 791 3.6070 GBP
ORD Purchase 853 3.5990 GBP
ORD Purchase 1,620 3.6110 GBP
ORD Purchase 1,831 3.5600 GBP
ORD Purchase 2,048 3.6208 GBP
ORD Purchase 3,351 3.6037 GBP
ORD Purchase 3,580 3.6097 GBP
ORD Purchase 3,645 3.5740 GBP
ORD Purchase 3,921 3.6040 GBP
ORD Purchase 3,949 3.5570 GBP
ORD Purchase 4,117 3.5980 GBP
ORD Purchase 4,619 3.6160 GBP
ORD Purchase 5,672 3.6000 GBP
ORD Purchase 6,148 3.5590 GBP
ORD Purchase 6,179 3.5620 GBP
ORD Purchase 6,260 3.6131 GBP
ORD Purchase 6,393 3.5610 GBP
ORD Purchase 12,455 3.6124 GBP
ORD Purchase 19,159 3.6071 GBP
ORD Purchase 19,842 3.5100 GBP
ORD Purchase 19,842 3.6490 GBP
ORD Purchase 21,273 3.5580 GBP
ORD Purchase 34,019 3.6080 GBP
ORD Purchase 34,273 3.5946 GBP
ORD Sale 15 3.5999 GBP
ORD Sale 32 3.6017 GBP
ORD Sale 59 3.6330 GBP
ORD Sale 93 3.6210 GBP
ORD Sale 145 3.5600 GBP
ORD Sale 153 3.6100 GBP
ORD Sale 163 3.6080 GBP
ORD Sale 187 3.5780 GBP
ORD Sale 261 3.6300 GBP
ORD Sale 283 3.4990 GBP
ORD Sale 283 3.5562 GBP
ORD Sale 332 3.5950 GBP
ORD Sale 332 3.6240 GBP
ORD Sale 334 3.6270 GBP
ORD Sale 473 3.5580 GBP
ORD Sale 473 3.5585 GBP
ORD Sale 537 3.6010 GBP
ORD Sale 610 3.5566 GBP
ORD Sale 791 3.6070 GBP
ORD Sale 853 3.5990 GBP
ORD Sale 1,620 3.6110 GBP
ORD Sale 1,776 3.6570 GBP
ORD Sale 2,658 3.5606 GBP
ORD Sale 3,131 3.5620 GBP
ORD Sale 3,921 3.6040 GBP
ORD Sale 4,425 3.6028 GBP
ORD Sale 5,491 3.5980 GBP
ORD Sale 5,610 3.6286 GBP
ORD Sale 6,308 3.6014 GBP
ORD Sale 6,336 3.6000 GBP
ORD Sale 6,582 3.6171 GBP
ORD Sale 6,834 3.6175 GBP
ORD Sale 17,350 3.6027 GBP
ORD Sale 32,327 3.5646 GBP
ORD Sale 39,531 3.6102 GBP
ORD Sale 43,532 3.5509 GBP
ORD Sale 50,694 3.6091 GBP
ORD Sale 77,214 3.6012 GBP
ORD Sale 99,743 3.5784 GBP
ORD Sale 127,908 3.6229 GBP
ORD Sale 131,605 3.5845 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 3,662 3.6177 GBP
ORD CFD Long 42,578 3.6051 GBP
ORD CFD Long 43,532 3.5509 GBP
ORD SWAP Long 55,135 3.6190 GBP
ORD CFD Long 33,981 3.5578 GBP
ORD CFD Long 99,743 3.5783 GBP
ORD CFD Long 127,908 3.6229 GBP
ORD CFD Long 131,605 3.5845 GBP
ORD CFD Short 2,048 3.6208 GBP
ORD CFD Short 4,158 3.6004 GBP
ORD CFD Short 4,619 3.6160 GBP
ORD SWAP Short 19,159 3.6071 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercising

Class of relevant security Product description

e.g. call option

Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

23 October 2014

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2014

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