FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | ||||
Company dealt in | CHIQUITA BRANDS INTERNATIONAL INC | ||||
Class of relevant security to which the | $0.01 common shares | ||||
dealings being disclosed relate (Note 2) | |||||
Date of dealing | 23 October 2014 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||||||||
Long | Short | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities | ||||||||||
604,977 | 1.29% | 26,781 | 0.06% | ||||||||
(2) | Derivatives (other than options): | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 104,500 | 0.22% | 106,000 | 0.23% | |||||||
(4) | TOTAL: | ||||||||||
709,477 | 1.51% | 132,781 | 0.28% | ||||||||
Class of relevant security: | Convertible Bond US170032AT34 | ||||||||||
Long | Short | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities | ||||||||||
7,000 | 0.00% | 0 | 0.00% | ||||||||
(2) | Derivatives (other than options): | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
(4) | TOTAL: | ||||||||||
7,000 | 0.00% | 0 | 0.00% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||
Number (%) | Number (%) | |||
(1) Relevant securities | ||||
(2) Derivatives (other than options) | ||||
(3) Options and agreements to purchase/sell | ||||
Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit | |||
Purchase | 26 | 13.8100 USD | |||
Purchase | 100 | 13.8200 USD | |||
Purchase | 100 | 13.8300 USD | |||
Purchase | 200 | 13.6650 USD | |||
Purchase | 200 | 13.7500 USD | |||
Purchase | 207 | 13.7400 USD | |||
Purchase | 300 | 13.7366 USD | |||
Purchase | 300 | 13.7716 USD | |||
Purchase | 300 | 13.8398 USD | |||
Purchase | 320 | 13.8054 USD | |||
Purchase | 400 | 13.6750 USD | |||
Purchase | 500 | 13.6899 USD | |||
Purchase | 500 | 13.6900 USD | |||
Purchase | 500 | 13.7214 USD | |||
Purchase | 500 | 13.7215 USD | |||
Purchase | 500 | 13.7860 USD | |||
Purchase | 539 | 13.7156 USD | |||
Purchase | 898 | 13.7333 USD | |||
Purchase | 1,115 | 13.7300 USD | |||
Purchase | 1,200 | 13.7375 USD | |||
Purchase | 1,300 | 13.7430 USD | |||
Purchase | 1,500 | 13.7350 USD | |||
Purchase | 1,500 | 13.7440 USD | |||
Purchase | 1,600 | 13.6725 USD | |||
Purchase | 1,600 | 13.7296 USD | |||
Purchase | 1,800 | 13.7661 USD | |||
Purchase | 3,600 | 13.7383 USD | |||
Purchase | 4,000 | 13.7241 USD | |||
Purchase | 4,500 | 13.6066 USD | |||
Purchase | 4,560 | 13.6946 USD | |||
Purchase | 5,500 | 13.7111 USD | |||
Purchase | 5,600 | 13.7328 USD | |||
Purchase | 9,147 | 13.6955 USD | |||
Purchase | 28,934 | 13.7113 USD | |||
Sale | 100 | 13.6300 USD | |||
Sale | 100 | 13.7300 USD | |||
Sale | 100 | 13.7700 USD | |||
Sale | 100 | 13.7900 USD | |||
Sale | 125 | 13.7880 USD | |||
Sale | 200 | 13.7800 USD | |||
Sale | 200 | 13.7925 USD | |||
Sale | 275 | 13.7727 USD | |||
Sale | 300 | 13.6900 USD | |||
Sale | 300 | 13.7100 USD | |||
Sale | 500 | 13.7214 USD | |||
Sale | 700 | 13.8007 USD | |||
Sale | 1,000 | 13.6899 USD | |||
Sale | 1,300 | 13.7238 USD | |||
Sale | 1,400 | 13.7503 USD | |||
Sale | 1,500 | 13.7200 USD | |||
Sale | 1,600 | 13.7306 USD | |||
Sale | 1,800 | 13.7666 USD | |||
Sale | 2,300 | 13.7486 USD | |||
Sale | 2,500 | 13.7222 USD | |||
Sale | 2,800 | 13.7496 USD | |||
Sale | 2,900 | 13.7165 USD | |||
Sale | 3,300 | 13.6766 USD | |||
Sale | 4,400 | 13.7636 USD | |||
Sale | 4,700 | 13.7144 USD | |||
Sale | 5,500 | 13.7321 USD | |||
Sale | 6,802 | 13.7500 USD | |||
Sale | 7,332 | 13.6660 USD | |||
Sale | 9,700 | 13.7363 USD | |||
Sale | 27,746 | 13.6854 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number | Exercise | Type | Expiry | Option | |||||||
purchasing, | of | price | date | money | |||||||||
selling, | securities | paid/ | |||||||||||
varying etc | to which | received | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Call Option | Purchasing | 300 | 14 USD | American | 22 Nov 2014 | 0.2500 USD | |||||||
Put Option | Selling | 21,900 | 13 USD | American | 22 Nov 2014 | 0.2965 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction
(Note 8) | Details |
Price per unit
(if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
Date of disclosure: | 24 Oct 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 | ||
If a connected EFM, name of offeree/offeror with which connected | |||
If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
purchased | relevant securities | price | date | ||||||||
to which the option | |||||||||||
or derivative | |||||||||||
relates | |||||||||||
Call Options | Purchased | 500 | 13.0000 | American | 22 Nov 2014 | ||||||
Call Options | Purchased | 6,800 | 13.0000 | American | 20 Feb 2015 | ||||||
Call Options | Purchased | 27,600 | 14.0000 | American | 22 Nov 2014 | ||||||
Call Options | Purchased | 9,900 | 14.0000 | American | 20 Feb 2015 | ||||||
Call Options | Purchased | 100 | 15.0000 | American | 20 Feb 2015 | ||||||
Call Options | Purchased | 100 | 17.0000 | American | 20 Feb 2015 | ||||||
Call Options | Written | -2,700 | 11.0000 | American | 22 Nov 2014 | ||||||
Call Options | Written | -100,000 | 13.0000 | American | 20 Feb 2015 | ||||||
Put Options | Purchased | -400 | 12.0000 | American | 20 Feb 2015 | ||||||
Put Options | Purchased | -2,000 | 13.0000 | American | 20 Feb 2015 | ||||||
Put Options | Purchased | -500 | 14.0000 | American | 22 Nov 2014 | ||||||
Put Options | Purchased | -400 | 16.0000 | American | 22 Nov 2014 | ||||||
Put Options | Written | 35,400 | 12.0000 | American | 22 Nov 2014 | ||||||
Put Options | Written | 21,700 | 13.0000 | American | 22 Nov 2014 | ||||||
Put Options | Written | 2,400 | 13.0000 | American | 15 May 2015 |
Notes
1.Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2.For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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