CARNIVAL CORPORATION & PLC
Carnival Corporation & plc
Notification of Transactions of Directors/PDMRS
MIAMI (October 21, 2016) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE:
CUK) was notified that on October 18, 2016 Arnold Donald, President and Chief
Executive Officer of Carnival Corporation & plc and a member of Carnival
Corporation & plc's Boards of Directors, acquired 432,518 performance-based
restricted stock units ("Performance RSUs"), originally granted on October 14,
2013 pursuant to the Carnival Corporation 2011 Stock Plan and Mr. Donald's
Employment Agreement. Each Performance RSU represents one share of Carnival
Corporation common stock with a nominal value of US$0.01 per share ("CC
Share"). The Performance RSU's will vest 50% as of October 18, 2016 and 50% as
of October 14, 2017.
Mr. Donald subsequently sold 91,813 CC Shares on the New York Stock Exchange at
an average sale price of $46.67 per CC Share to satisfy tax obligations upon
the vesting of the Performance RSUs. Following these transactions, Mr. Donald
continues to own, directly and indirectly, 532,340 CC Shares.
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Arnold W. Donald
2 Reason for the notification
a) Position/status CEO
b) Initial notification Initial Notification
/Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity N/A
Identifier
4A Details of the transaction: 1
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Acquisition of shares
transaction
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 432,518
d) Aggregated
information 432,518
- Aggregated volume $0.00
- Price
e) Date of the 2016-10-18
transaction
f) Place of the NYSE
transaction
4B Details of the transaction: 2
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Sale of shares to cover tax obligations
transaction
c) Price(s) and volume Price(s) Volume(s)
(s) $46.67 91,813
d) Aggregated
information 91,813
- Aggregated volume $46.67
- Price
e) Date of the 2016-10-18
transaction
f) Place of the NYSE
transaction
Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600
Carnival : Director/PDMR Shareholding
October 21, 2016 at 12:53 pm EDT
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