CHINA NT PHARMA GROUP COMPANY LIMITED For Main Board and GEM listed issuers
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer China NT Pharma Group Company Limited
Date Submitted 05/10/2015
Movements in Authorised Share Capital
Ordinary Shares
Stock code : 1011 Description : Ordinary Shares
No. of ordinary shares
Par value (State currency)
US$0.0000
Authorised share capital
(State currency)
Balance at close of preceding month 626,250,000,000
0008 US$50,100
Increase/(decrease) - -
Balance at close of the month 626,250,000,000
US$0.0000
0008 US$50,100
Stock code : Description :
Preference Shares
Stock code :
Description :
Par value
No. of preference (State
shares currency)
Authorised share
capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Other Classes of Shares
Stock code :
Description :
Par value
No. of other (State
classes of shares currency)
Authorised share
capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (State currency) :
US$50,100Movements in Issued Share Capital
Balance at close of preceding month
Increase/ (decrease) during the month
Balance at close of the month
No. of ordinary shares No of preference No. of other classes
(1) (2) shares of shares
1,557,997,800
-
1,557,997,800
Details of Movements in Issued Share Capital
Pre-IPO Share Option Scheme (adopted on 07/04/2011)
New Share Option Scheme
State the class of shares (e.g. ordinary, preference or other).
If there is insufficient space, please append the prescribed continuation sheet.
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month Increase/(decrease)
Balance at close of the month
Share Options (under Share Option Schemes of the Issuer)
Particulars of share No. of new shares of No. of new shares of option scheme issuer issued during issuer which may be including EGM the month pursuant issued pursuant thereto approval date Movement during the month thereto as at close of the month (dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed | |
Ordinary shares - - - 4,010,644 - (Note 1) (adopted on 22/09/2014) Ordinary shares - - - - - (Note 1) 3. ( / / ) shares (Note 1) Total A. (Ordinary shares) Nil (Preference shares) Nil (Other class) Nil Total funds raised during the month from exercise of options (State currency) Nil | 3,815,740 |
3,287,500 | |
Warrants to Issue Shares of the Issuer which are to be Listed
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Nominal value at Exercised Nominal value thereto close of the Description of warrants nominal close of during the at close of the month (Date of expiry - dd/mm/yyyy) value preceding month month month | |
1. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) Nil (Preference shares) Nil (Other class) Nil | |
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Amount at close Converted Amount at thereto close of the amount of preceding during the close of the month Class and description outstanding month month month | |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) Nil (Preference shares) Nil (Other class) Nil | |
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||
1. | ||||
( | / | / | ) | |
2. | shares (Note 1) | |||
( | / | / | ) | |
3. | shares (Note 1) | |||
( | / | / | ) | |
shares (Note 1) | ||||
Nil | ||||
Total D. (Ordinary shares) | ||||
(Preference shares) | Nil | |||
(Other class) | Nil | |||
Other Movements in Issued Share Capital
Type of Issue | No. of new No. of new shares of shares of issuer issued issuer which during the may be month issued pursuant pursuant thereto thereto as at close of the month | |||||||
1. | Rights issue | At price : State currency | Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) | ( ( | / / | / / | ) ) | |
2. | Open offer | At price : State currency | Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) | ( ( | / / | / / | ) ) | |
3. | Placing | At price : State currency | Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) | ( ( | / / | / / | ) ) | |
Class of shares issuable | ||||||||
(Note 1) | ||||||||
4. | Bonus issue | Issue and allotment | ( | / | / | ) | ||
date : (dd/mm/yyyy) | ||||||||
EGM approval date: | ( | / | / | ) | ||||
(dd/mm/yyyy) | ||||||||
Type of Issue | No. of new No. of new shares of shares of issuer issued issuer which during the may be month issued pursuant pursuant thereto thereto as at close of the month | ||||||
5. | Scrip dividend At price : State currency | Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) | ( ( | / / | / / | ) ) | |
6. | Repurchase of shares | Class of shares repurchased (Note 1) Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) | ( ( | / / | / / | ) ) | |
7. | Redemption of shares | Class of shares redeemed (Note 1) Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) | ( ( | / / | / / | ) ) | |
8. | Consideration issue At price : State currency | Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) | ( ( | / / | / / | ) ) | |
Type of Issue | No. of new No. of new shares of shares of issuer issued issuer which during the may be month issued pursuant pursuant thereto thereto as at close of the month | ||||||||
9. | Capital reorganisation | Class of shares issuable | ( ( | / | / | ) | |||
(Note 1) | |||||||||
Issue and allotment date : (dd/mm/yyyy) | |||||||||
EGM approval date: | / | / | ) | ||||||
(dd/mm/yyyy) | |||||||||
10. Other (Subscription of shares) | At price : State currency | Class of shares issuable | ( ( | / | / | ) | |||
(Note 1) Issue and allotment date : (dd/mm/yyyy) | |||||||||
EGM approval date: | / | / | ) | ||||||
(dd/mm/yyyy) | |||||||||
Total E. (Ordinary shares) Nil (Preference shares) Nil (Other class) Nil | |||||||||
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): | Nil |
Nil | |
Nil | |
Nil | |
(These figures should be the same as the relevant figures under II above ('Movements in Issued Share Capital').) | |
Remarks (if any):
Submitted by: Ng Tit Title: Executive Director
(Director, Secretary or other duly authorised officer)
Notes :
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distributed by
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