935b2a43-d83d-40bb-a531-cd170fc09dde.pdf



Monthly Return of Equity Issuer on Movements in Securities


For the month ended (dd/mm/yyyy) : 31/03/2016


To : Hong Kong Exchanges and Clearing Limited


Name of Issuer China Shenhua Energy Company Limited

Date Submitted 31/03/2016


  1. Movements in Authorised Share Capital


    1. Ordinary Shares


      1. Stock code : 01088 Description : Domestic Shares



        No. of ordinary shares

        Par value (State currency)

        Authorised share capital

        (State currency)

        RMB

        Balance at close of preceding month 16,491,037,955 RMB1.00

        16,491,037,955


        Increase/(decrease) 0 0



        Balance at close of the month 16,491,037,955 RMB1.00


        RMB

        16,491,037,955



      2. Stock code : 01088 Description : H Shares



      3. No. of ordinary shares

        Par value (State currency)

        Authorised share capital

        (State currency)


        Balance at close of preceding month 3,398,582,500 RMB1.00 RMB 3,398,582,500


        Increase/(decrease) 0 0


        Balance at close of the month 3,398,582,500 RMB1.00 RMB 3,398,582,500



        1

      4. Preference Shares


        Stock code :

        -Description :

        -



        Par value

        No. of preference (State

        shares currency)

        Authorised share

        capital

        (State currency)


        Balance at close of preceding month - - -



        Increase/(decrease)

        -

        -


        Balance at close of the month

        - - -


      5. Other Classes of Shares


        Stock code :

        -Description :

        -



        Par value

        No. of other (State

        classes of shares currency)

        Authorised share

        capital

        (State currency)


        Balance at close of preceding month - - -



        Increase/(decrease)

        -

        -


        Balance at close of the month

        - - -


        Total authorised share capital at the end of the month (State currency) :

        RMB19,889,620,455

      6. Movements in Issued Share Capital



        Balance at close of preceding month


        Increase/ (decrease) during the month


        Balance at close of the month

        No. of ordinary shares (1) (2)

        No of preference No. of other classes shares of shares

        Domestic Shares


        16,491,037,955


        0


        16,491,037,955


        H Shares


        3,398,582,500


        0


        3,398,582,500


        -


        -


        -


        -


        -


        -


      7. Details of Movements in Issued Share Capital

      8. Share Options (under Share Option Schemes of the Issuer)

        Particulars of share No. of new shares of No. of new shares of

        option scheme issuer issued during issuer which may be

        including EGM the month pursuant issued pursuant thereto

        approval date Movement during the month thereto as at close of the month (dd/mm/yyyy) and

        class of shares

        issuable Granted Exercised Cancelled Lapsed

        1.




        ( / / )

        shares

        (Note 1)


        2.




        ( / / )

        shares

        (Note 1)


        3.




        ( / / )

        shares

        (Note 1)

        Total A. (Ordinary shares) (Preference shares) (Other class)

        Total funds raised during the month from exercise of options (State currency)


        Warrants to Issue Shares of the Issuer which are to be Listed

        No. of new No. of new shares of shares of issuer issued issuer which

        during the may be issued month pursuant pursuant thereto as at

        Currency of Nominal value at Exercised Nominal value thereto close of the Description of warrants nominal close of during the at close of the month (Date of expiry - dd/mm/yyyy) value preceding month month month

        1. N/A



        ( / / )

        Stock code (if listed)

        Class of shares

        issuable (Note 1) Subscription price EGM approval date

        (if applicable)

        (dd/mm/yyyy) ( / / )

        2.



        ( / / )

        Stock code (if listed)

        Class of shares

        issuable (Note 1) Subscription price EGM approval date

        (if applicable)

        (dd/mm/yyyy) ( / / )

        3.



        ( / / )

        Stock code (if listed)

        Class of shares

        issuable (Note 1) Subscription price EGM approval date

        (if applicable)

        (dd/mm/yyyy) ( / / )

        4.



        ( / / )

        Stock code (if listed)

        Class of shares

        issuable (Note 1) Subscription price EGM approval date

        (if applicable)

        (dd/mm/yyyy) ( / / )


        Total B. (Ordinary shares) (Preference shares) (Other class)