Appendix 3B
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity |
COCHLEAR LIMITED |
ABN |
96 002 618 073 |
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 | +Class of +securities issued or to be issued | Fully paid ordinary shares in Cochlear Limited |
2 | Number of +securities issued or to be issued (if known) or maximum number which may be issued | 236 |
3 | Principal terms of the +securities (e.g. if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion) |
4 | Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities? If the additional +securities do not rank equally, please state:
| Yes |
5 | Issue price or consideration | $35,980.56 |
6 | Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) | Shares granted under the Cochlear Executive Incentive Plan (CEIP). |
6a | Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A? If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i | No |
6b | The date the security holder resolution under rule 7.1A was passed | N/A |
6c | Number of +securities issued without security holder approval under rule 7.1 | N/A |
6d | Number of +securities issued with security holder approval under rule 7.1A | N/A |
6e | Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting) | N/A | |
6f | Number of +securities issued under an exception in rule 7.2 | N/A | |
6g | If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the +issue date and both values. Include the source of the VWAP calculation. | N/A | |
6h | If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements | N/A | |
6i | Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements | N/A | |
7 | +Issue dates Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A. Cross reference: item 33 of Appendix 3B. | 9 October 2017 | |
Number | +Class | ||
8 | Number and +class of all +securities quoted on ASX (including the +securities in section 2 if applicable) | 57,539,565 | Fully paid ordinary Shares |
Number | +Class |
228,967 (Note: the balance of options is affected by and may be varied by a number of events, including the lapse of options or options being forfeited) | Options (includes options under CEIP and CELTIP) |
37,630 (Note: the balance of performance rights is affected by and may be varied by a number of events, including the lapse of performance rights or performance rights being forfeited) | LTI Performance Rights |
72,249 (Note: the balance of performance rights is affected by and may be varied by a number of events, including the lapse of performance rights) | STI Deferral Performance Rights |
3,938 (Note: the balance of service rights is affected by and may be varied by a number of events, including the lapse of service rights) | Service Rights |
Number and +class of all
+securities not quoted on ASX (including the +securities in section 2 if applicable)
Rank equally with other ordinary shares.
Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
Cochlear Ltd. published this content on 09 October 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 08 October 2017 23:04:04 UTC.
Original documenthttp://coh.live.irmau.com/irm/PDF/1454_0/Appendix3B
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