FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN
CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY
INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the 'Code')
| Bank of America Corporation | ||
| |||
| CYBG PLC | ||
| Advisor to - Virgin Money Holdings UK PLC | ||
| 18/05/2018 | ||
| NO |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing |
Class of relevant security: | Common - GB00BD6GN030 | |||||
Interests | Short Positions | |||||
Number | % | Number | % | |||
| 9,709 | 0.001% | 382,605 | 0.043 % | ||
| 372,896 | 0.042% | 0 | 0% | ||
| 0 | 0% | 0 | 0 % | ||
TOTAL: | 382,605 | 0.043% | 382,605 | 0.043% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or
agreements to purchase or sell relevant securities, should be given on a Supplemental
Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) | Rights to subscribe for new securities (including directors' and other employee options) |
Class of relevant security in relation to which subscription right exists: | N/A |
Details, including nature of the rights concerned and relevant percentages: | N/A |
3. | DEALINGS BY THE PERSON MAKING THE DISCLOSURE |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated..
(i) | Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser) |
Class of relevant security | Purchase/sale | Number of securities | Price per unit |
CDI - ISIN AU000000CYB7 | Purchase | 5,934 | 5.382 AUD |
CDI - ISIN AU000000CYB7 | Sale | 1 | 5.39 AUD |
(ii) | Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser |
Class of relevant security | Purchases/sales | Total number of securities |
Highest price per unit |
Lowest price per unit |
CDI - ISIN AU000000CYB7 | Purchase | 5,934 | 5.382 AUD | 5.382 AUD |
CDI - ISIN AU000000CYB7 | Sale | 1 | 5.39 AUD | 5.39 AUD |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD |
Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a | Number of reference securities | Price per unit |
Common - ISIN GB00BD6GN030 | Swaps | Long | 1 | 5.39 AUD |
Common - ISIN GB00BD6GN030 | Swaps | Short | 5,934 | 5.382 AUD |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class of | Product descriptione.g. call option | Writing, purchasing, selling, varying etc. |
Number of |
Exercise price | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
Class of relevant security | Product descriptione.g. call option |
Exercising/exercised | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no suchagreements, arrangements or understandings, state 'none' |
none |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or |
none |
Are any Supplemental Forms attached? |
Supplemental Form 8 (Open Positions) | No |
Supplemental Form 8 (SBL) | No |
Date of disclosure: | 21/05/2018 |
Contact name: | Harshini Gopa |
Telephone number: | +44207 996 3410 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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CYBG plc published this content on 21 May 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 21 May 2018 10:24:01 UTC