Appendix 3Y
Change of Director's Interest Notice
23 Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Sinead KAUFMAN |
Date of last notice | 27 February 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Rio Tinto Limited ordinary shares ("RT Shares") held by Computershare Company Nominees Limited (as nominee for the Vested Share Account on behalf of Sinead Kaufman) |
Date of change | 17 April 2018 |
No. of securities held prior to change | 1,671 RT Shares |
Class | RT Shares |
Number acquired | 49 RT Shares |
Number disposed | N/A |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | Acquisition of RT Shares at $78.21 per share pursuant to the dividend reinvestment provisions under the terms of the Vested Share Account. |
No. of securities held after change | 1,720 RT Shares |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Acquisition of RT Shares pursuant to the dividend reinvestment provisions under the terms of the Vested Share Account. |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Indirect interest in RT Shares acquired under myShare, the Rio Tinto Limited Global Employee Share Plan ("myShare"), held by Computershare Trustees (Jersey) Limited on behalf of Ms Kaufman, and a conditional right to additional matching RT Shares ("Matching RT Share Rights") |
Date of change | 17 April 2018 |
No. of securities held prior to change | 165 RT Shares 118 Matching RT Share Rights* |
Class | RT Shares and Matching RT Share Rights |
Number acquired | 52 RT Shares** 22 Matching RT Share Rights** |
Number disposed | 29 Matching RT Share Rights |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
|
No. of securities held after change | 217 RT Shares 111 Matching RT Share Rights |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
|
* In accordance with the rules of myShare, upon vesting of the Matching RT Share Rights, Ms Kaufman may receive additional RT Shares in lieu of dividends that would have been paid to her in the period from grant on the base number of shares being the subject of the Matching RT Share Rights that vest.
** This includes 1 RT Share and 1 Matching RT Share Right resulting from the aggregation of fractional entitlements arising from acquisitions under the terms of myShare.
Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | N/A |
Date of change | N/A |
No. of securities held prior to change | 2,728 RT Shares |
Class | RT Shares |
Number acquired | N/A |
Number disposed | N/A |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | N/A |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 2
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change | 2,728 RT Shares |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | N/A |
Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | N/A |
Date of change | N/A |
No. of securities held prior to change | 22,031 rights ("Rights") to be granted RT Shares being:
|
Class | Rights under the terms of the MSP. |
Number acquired | N/A |
Number disposed | N/A |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | N/A |
No. of securities held after change | 22,031 Rights, being:
|
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | N/A |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A |
Nature of interest | N/A |
Name of registered holder (if issued securities) | N/A |
Date of change | N/A |
+ See chapter 19 for defined terms.
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Appendix 3Y
Change of Director's Interest Notice
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | N/A |
Interest acquired | N/A |
Interest disposed | N/A |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | N/A |
Interest after change | N/A |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | N/A |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 4
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Energy Resources of Australia Limited published this content on 26 April 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 26 April 2018 00:18:01 UTC