1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Gooch & Housego plc | |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
An event changing the breakdown of voting rights | ||
Other (please specify): | ||
3. Full name of person(s) subject to the notification obligation: iii | Octopus Investments Nominees Limited | |
4. Full name of shareholder(s) (if different from 3.):iv | n/a | |
5. Date of the transaction and date on which the threshold is crossed or reached: v | 17/02/2017 | |
6. Date on which issuer notified: | 21/02/2017 | |
7. Threshold(s) that is/are crossed or reached: vi,vii | 14% |
8. Notified details: n/a | |||||||
A: Voting rights attached to shares viii,ix | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||
GB0002259116 | 3354827 | 3354827 | 3429097 | 3429097 | 14.13% | ||
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial | Expiration | Exercise/ | Number of voting | % of voting |
instrument | date xiii | Conversion Period xiv | rights that may be | rights |
acquired if the | ||||
instrument is | ||||
exercised/ converted. | ||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration datexvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix,xx | |
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
3429097 | 14.13% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
n/a
Proxy Voting: | |
10. Name of the proxy holder: | n/a |
11. Number of voting rights proxy holder will cease to hold: | n/a |
12. Date on which proxy holder will cease to hold voting rights: | n/a |
13. Additional information: | |
14. Contact name: | Annaliese Maisch |
15. Contact telephone number: | 020 7716 6477 |
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in sharesxxiiA: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) | Peter Orsi |
Contact address (registered office for legal entities) | 33 Holborn, London, EC1N 2HT |
Phone number & email | 020 7710 2877 |
Other useful information (at least legal representative for legal persons) |
B: Identity of the notifier, if applicable | |
Full name | |
Contact address | |
Phone number & email | |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
C: Additional information
For notes on how to complete form TR-1 please see the FCA website.
Gooch & Housego plc published this content on 21 February 2017 and is solely responsible for the information contained herein.
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