LYCOPODIUM LIMITED 02 Dec 2016 15:33 Celeste Funds +61 2 92161899 page 2
Form 604
Corporations Law
Section 6718
Notice of change of interests of substantial holder
To: Lycopodium Limited
ACN/ ARSN: 098 556 159
Details of substantial holder
Name Celeste Funds Management Limited
ACN/ ARSN: 098 628 605
There was a change inthe interests of the substantial holder on 30 November 2016. The previous notice was given to the company on 7 September 2012.
The previous notice was dated 7 September 2012.
Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interestIn when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of Securities
Previous Notice
Present Notice
Person's Voles
Voting Power
Person's Votes
Voting Power
Ordinary
1,936,569
5.00%
2,394,496
6.03%
Changes in Relevant Interests
Particulars of each change in,or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantialholding notice to the company or scheme are as follows:
Date of change
Person whose relevant interest changed
Nature of change
Consideration given in relation to change
Class and number of securities affected
Person's votes affected
Refer
Annexure A
Present Relevant Interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder | Nature of relevant interest | Class and Number of Securities | Person's votes |
Celeste Funds Management on behalf of its clients | 2,394,496 | 2,394,496 | |||
Pacific Current Group Limited (PAC) and each of its subsidiaries holds over 20% of the voting power in its investment managers pursuant to Section 608(3)(a) | As above | As above | |||
02 Dec 2016 15:33 Celeste Funds +61 2 92161899 page 3
5. Changes in Association
The persons who have become associates of, ceased to be associates of,or have changed the nature of their association with, the subs1antia1 holder in relation to voting interests inthe company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of Association |
n/a |
6. Addresses
The addresses of persons namedin this fonn are as follows:
Name | Address |
Celeste Funds Management limited | Level 14, 15 Castlereagh Street,Sydney NSW 2000 |
Pacific Current Group Limited | Level 29, 259 George Street,Sydney NSW 2000 |
Name: Stephen Hanich Capacity: Company Secretary
Signature: Date: 2 December 2016
02 Dec 2016 15:33 Celeste Funds +61 2 92161899 page 4
ANNEXUREA ce111ate Ftalds Management Unuted ACN !l98 628 605
Date of Chango | Pwsons whose relevan1 Interest changed | Nature of changes | Consideration given In relation to change | Class and number of uwriUes affected | Person's votes affecied | |
12-Seo-12 | Celeste Funds Manaaement Umlled | BIIY | 50,474.72 | 7,675 | 7,675 | |
21-Nov-12 | Celeste Funds 1anaQement Umlled | Buy | 589,741.50 | 110,000 | 110,000 | |
23-Nov-12 | Celeste Fundslanagerrent Umlled | Buy | 212.932.80 | 40.000 | 40,000 | |
05-Al>r-13 | Celeste Funds Manaaemant Uml ed | Sel | 299.010.00 | 50,000 | 50 000 | |
»Mav-13 | Celeste Funds Manaoament Limited | Buy | 176.006.05 | 42,171 | 42,171 | |
31-Mav-13 | C1leat1 Funda Manaaomont Uml ed | BLN | 74,592.27 | 17,8211 | 17,829 | |
14-Aor 1 | Celosle FurKSs Manaacment Umlted | BUY | 30.417.05 | 21555 | 21555 | |
22-Aar-15 | Calesle Funds Management Umlted | Buy | 11 001.27 | 8286 | 8.286 | |
2Apr-15 | Celeste Funds Manaaement Limited | Buy | 2,796.20 | 1,858 | 1858 | |
27-Aor-15 | Celeste Funds Maneaement Limited | TTr Out | 233883 .10 | 150,747 | 150,747 | |
28-Apr-15 | Celeste Funds Manaoement Limited | Bii' | 2,793.19 | 1,856 | 1.856 | |
08-,),,n-16 | Celesio Funds Mwiagement Uml ed | Buy | 44.-456.11 | 21,689 | 21,689 | |
14-.kln-16 | Celesta Fllld$ Mana;iement Limited | Buv | 12,837.89 | 8.368 | 6 366 | |
17-Jun-18 | Celosle Funds Manaaement Limited | Buv | 6 262.60 | 3121 | 3 121 | |
24.Jun-16 | Ceiesle Funds Management Limited | Buy | 14,309.23 | 6,824 | 6,824 | |
14-JUl 16 | Celesio Funds MlltlOQemenl Limited | 8uv | 46,624.55 | 22. | 22,265 | |
21.Jul-16 | Ceiasle Funds Management Urrited | Buy | 9,682.88 | 4,531 | 4 531 | |
28.Jul-18 | Caloste Funds Manaaemenl Umtted | Buy | 19932.07 | 9,327 | 9 327 | |
02-Aua-16 | Celeste Funds M:1n;1gemonl Umltad | Bw | 37523.42 | 17.000 | 17000 | |
OAug-16 | Celeste Funds Manaoemenl Limited | Buv | 21 917.05 | 9500 | 9 500 | |
1S.Auo-16 | Celeste Funds Manaoemenl Limited | Buy | 28 591.56 | 11,2 9 | 11,249 | |
18-Aua-16 | Celeale Funds M818Qemenl Limited | Buy | 9,263.02 | 3,601 | 3,601 | |
26-Aua-16 | Cela1t• Funds Mam1aemen1Limited | Buv | 19,667.85 | 6,850 | 6,850 | |
29-Aua-18 | Celeste Funos Manaaomenl Limited | Buv | 6.186.43 | 2,141 | 2,141 | |
01 Soi>-18 | Caloslo Funos Manaaerne111Limited | Buy | 4.655.31 | 1,600 | 1.600 | |
06-Sei>-16 | Celeste Funited | BUV | I | 5,644.57 | 1,940 | 1,940 |
08-SoD-16 | Cdeale Funos M""""emenl Limited | HUV | 23587.52 | 8,100 | 8,100 | |
ose,>-18 | Celosla Funds M•naaemenl Limited | Buv | 21.988.73 | 7,560 | 7,560 | |
1&.Sei>-18 | Celeste Funds Manaaoment Limited | Buv | 48405 .31 | 16.632 | 16.632 | |
16-Sap.16 | Celeste Funds Manaaamenl Umlled | Buv | 24.110 40 | 8,259 | 8.259 | |
2().Sei>-16 | Celeste Funds M"""""menl Limited | RtJV | 6,843.63 | 2336 | 2,336 | |
2Se-16 | Celeste Funds Man..,,...menl Limited | Rnv | 25,035 35 | 8 550 | 8,550 | |
27-Soi>-16 | Celesle Funds Management Limited | Buy | 224.04 | 77 | 77 | |
28-SeP.16 | Celesle Funds Manaaemenl Limited | Buy | 11812 85 | 4,060 | 4,060 | |
JO.SeP.16 | Celeste Fund• Men11 | Ruv | 1,9101 | 555 | 555 | |
04-0ct 16 | Cela1te Funds Men,.,.,.menl Limited | HlN | 11 916 63 | 4,599 | 4.599 | |
OS.OC:1 18 | Celoato Fund, Man11ru1men1 Limited | HIIV | 26,587 45 | 10.000 | 10.000 | |
O&-Oct-16 | Celeste Funds Manegemenl Limited | Buy | 4n1.s1 | 1800 | 1.800 | |
10cl 18 | Celeste Funds Manacemenl Limited | Buy | 8838.32 | 3.311 | 3,311 | |
17-0ct-18 | Celeste Funds Manaoemenl Limited | BuY | 10,221 42 | 3,830 | 3,830 | |
l t-16 | Celeste Funds Manll!lomenl Limited | BUV | 2.258.46 | 850 | 850 | |
21-18 | Cllleate Fund1Manaoemenl Limited | Buv | 1209.98 | 450 | 450 | |
24-0cl 16 | Celeste Funds Manaaem11nl Limited | Buv | 41 554.73 | 15,174 | 15 174 | |
27-0ct-16 | Celeste Funds Manaqemenl Urnted | BUY | 11832 8'I | 4.352 | 4.352 | |
28-0ct-16I | Caieate Funds Manaaemenl Limited | Buv | 41023 74 | 15,144 | 15,1-44 | |
31-0cl- 16 | Celeste Funds ManaaemenlL miled | Buv | 116,843.42 | 43,133 | 43 133 | |
01 NOV 16 | Celeste Funds Managem11nl Limited | Buy | 40,633 65 | 15.000 | 15,000 | |
02-Nov-16 | Celeste Funda Meneoemonl Limited | Ruv | 95,82 25 | 35,546 | 35,546 | |
03-No¥-16 | Celeste Funds Menaaemenl limited | RtlV | 5.317.49 | 2,000 | 2,000 | |
04-No¥-16 | Celeste Fund, Managem11nl limited | RolV | 22,370 68 | 8,414 | 8,414 | |
08-No¥-18 | Celeste Funds Management Limited | Buv | 3855.18 | 1.450 | USO | |
OO.Nov-16 | Celeste Funds Manaao,,_,t Limited | Buv | I | 34,280.31 | 12,667 | 12667 |
28-No¥-16 | Celeste Funds Mn..,,emen1Limited | Buv | I | 10,811.26 | 3,991 | 3,991 |
29-Nov-16 | Cele&lo Funda Mananem11nl Lmted | Buv | I | 6.772 27 | 2.500 | 2,500 |
30-Nw-16 | ICel&1te Funds Manaaement Lmltacl | Buy | I | 105,918.39 | 39,100 | 39,100 |
ThisIs Arv,erure A ol 1page rolemld toin Form 604 • Notice olChange of nlen,ats of Substantia Hoder
/ ..,,,. J_/-·---?
Stephen HaniEil°
Company Sectetary
2-Dec-16
Dale
Lycopodium Limited published this content on 05 December 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 05 December 2016 01:38:02 UTC.
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